13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 7,816 holding rows worth $112,091,996,000.
- Accession
- 0000831001-18-000166
- Filer
- CIK 831001
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,907 entries on the cover page, a total value of $112,091,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,091,996,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JELD-WEN HLDG INC | 47580P103 | COM | 6,217 | $153,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,825 | $153,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,521 | $153,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 41,000 | $153,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,800 | $153,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 25,778 | $153,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,900 | $152,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 41,069 | $152,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,286 | $152,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 5,453 | $152,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 51,501 | $152,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,300 | $151,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,600 | $151,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,312 | $151,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,900 | $151,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 3,300 | $151,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,512 | $151,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,900 | $151,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,527 | $150,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 36,289 | $150,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,503 | $150,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 9,193 | $150,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 19,890 | $150,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,683 | $150,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 4,498 | $150,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,398 | $149,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 7,282 | $149,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,862 | $149,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,725 | $149,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 2,500 | $148,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,500 | $148,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,800 | $148,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 4,100 | $148,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,600 | $148,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 1,400 | $147,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 4,202 | $147,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,600 | $147,000 | thousands by filing date | put |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 20,125 | $147,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,332 | $147,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,200 | $146,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 2,400 | $146,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,100 | $146,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 6,300 | $146,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 5,800 | $146,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,305 | $145,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,424 | $145,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,400 | $144,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,700 | $144,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,355 | $144,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,047 | $144,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,598 | $144,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,900 | $144,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 8,600 | $144,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,672 | $143,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,000 | $143,000 | thousands by filing date | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 6,500 | $143,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X107 | COM | 1,500 | $143,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 17,776 | $143,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,313 | $143,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,400 | $143,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 33,867 | $143,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,271 | $142,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,908 | $142,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 1,400 | $142,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7,100 | $142,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 14,000 | $142,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 7,887 | $142,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,400 | $141,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 1,700 | $141,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,428 | $141,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,500 | $141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 2,844 | $141,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 5,241 | $141,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 24,045 | $141,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,120 | $140,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,800 | $140,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 177,700 | $140,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,981 | $140,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,500 | $140,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,300 | $140,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,543 | $140,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 150,000 | $140,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 81,300 | $140,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 19,292 | $140,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,317 | $139,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,927 | $139,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,322 | $139,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 9,942 | $139,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,800 | $139,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,000 | $139,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 840 | $139,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,800 | $139,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 9,396 | $139,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,054 | $138,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,700 | $138,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,225 | $138,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,200 | $138,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 28,918 | $138,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 3,519 | $137,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,393 | $137,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 5,736 | $137,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,500 | $137,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,968 | $137,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 3,800 | $137,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,300 | $136,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,752 | $136,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,439 | $136,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 6,935 | $136,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,500 | $136,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 6,936 | $136,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,487 | $136,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 7,200 | $136,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,800 | $136,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 4,000 | $135,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 1,268 | $135,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,700 | $135,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 3,500 | $135,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 2,926 | $135,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,740 | $135,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 4,300 | $135,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,864 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,045 | $135,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 1,982 | $135,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,458 | $135,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 16,500 | $135,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,928 | $135,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 47,478 | $135,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,100 | $135,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 4,103 | $135,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 76,000 | $134,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,200 | $134,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,000 | $134,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 6,650 | $134,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,521 | $134,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 16,948 | $134,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 39,695 | $134,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 18,036 | $134,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,800 | $133,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,522 | $133,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,584 | $133,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,300 | $133,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,055 | $133,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 4,214 | $133,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 3,188 | $133,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 15,121 | $133,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 6,000 | $132,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,140 | $132,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 121,000 | $132,000 | thousands by filing date | principal |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,037 | $131,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,475 | $131,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,159 | $131,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,867 | $131,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 8,964 | $131,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,414 | $131,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 5,600 | $130,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,924 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 954 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,700 | $130,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,735 | $130,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,500 | $130,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,800 | $130,000 | thousands by filing date | put |
| INTRICON CORP | 46121H109 | COM | 2,306 | $130,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 6,250 | $129,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,000 | $129,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,142 | $129,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 13,127 | $129,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,314 | $129,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,100 | $128,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 2,400 | $128,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,504 | $128,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,690 | $128,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,640 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,635 | $128,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,570 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,793 | $128,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 38,965 | $128,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 9,550 | $128,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 13,078 | $127,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 3,800 | $126,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 7,367 | $126,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,984 | $126,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,400 | $126,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,598 | $126,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 4,121 | $126,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,338 | $126,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 5,900 | $126,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 25,750 | $125,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,800 | $125,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 2,500 | $125,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,300 | $125,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 3,500 | $125,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 36,900 | $125,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 8,500 | $125,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,467 | $124,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,400 | $124,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 4,298 | $124,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,700 | $124,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,100 | $124,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,338 | $124,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 7,812 | $124,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,201 | $123,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,700 | $123,000 | thousands by filing date | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,365 | $123,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,118 | $122,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,148 | $122,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,435 | $122,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,647 | $122,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 6,578 | $122,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 75,756 | $122,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,851 | $122,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 9,374 | $122,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,900 | $121,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,237 | $121,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 7,818 | $121,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,949 | $121,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,265 | $121,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,000 | $121,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 2,600 | $121,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,896 | $121,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,700 | $120,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 7,500 | $120,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 2,927 | $120,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,423 | $120,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 2,360 | $120,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 8,214 | $120,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,953 | $120,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,287 | $120,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 33,628 | $120,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 900 | $120,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 24,240 | $120,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,811 | $119,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 22,666 | $119,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 8,537 | $119,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,200 | $118,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 3,100 | $118,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 16,400 | $118,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 3,567 | $118,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,300 | $118,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 38,150 | $118,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $118,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 1,641 | $117,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 4,058 | $117,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 7,100 | $117,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 9,629 | $117,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 22,890 | $117,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,939 | $117,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 4,296 | $117,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 6,477 | $117,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,769 | $117,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 9,376 | $117,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,800 | $116,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,800 | $116,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 8,300 | $116,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 6,093 | $116,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,537 | $116,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,470 | $116,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,500 | $116,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,071 | $116,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,900 | $115,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 7,370 | $115,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,544 | $115,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 5,437 | $115,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 7,345 | $115,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 31,200 | $115,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 5,762 | $115,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,851 | $115,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $115,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 500 | $114,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,221 | $114,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,281 | $114,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 13,633 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6,821 | $114,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 15,809 | $114,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,488 | $114,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,400 | $113,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 4,548 | $113,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 18,694 | $113,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 9,900 | $113,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 13,400 | $113,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 10,103 | $113,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 23,200 | $113,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 5,409 | $113,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 6,969 | $113,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 700 | $112,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 2,700 | $112,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,330 | $112,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 600 | $112,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,800 | $112,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,432 | $112,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,888 | $112,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,159 | $112,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,790 | $112,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 29,000 | $112,000 | thousands by filing date | put |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 6,826 | $112,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,200 | $111,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 5,440 | $111,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,910 | $111,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,186 | $111,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,871 | $111,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 22,730 | $111,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,101 | $111,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 11,420 | $111,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,100 | $110,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,916 | $110,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,182 | $110,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,204 | $110,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 7,200 | $110,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,000 | $110,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,853 | $110,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,625 | $110,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 851 | $110,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 5,677 | $110,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 9,200 | $110,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 7,800 | $110,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 52,300 | $109,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 3,783 | $109,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,545 | $109,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,890 | $109,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,918 | $109,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 6,106 | $109,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 7,480 | $108,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 19,300 | $108,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 19,200 | $108,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 16,704 | $108,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,500 | $108,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,189 | $108,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,255 | $108,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 5,055 | $108,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 3,720 | $108,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,538 | $107,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,700 | $107,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 4,095 | $107,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,470 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,715 | $107,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,391 | $107,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 100,000 | $107,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,200 | $106,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 8,900 | $106,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,185 | $106,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 5,650 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 4,670 | $106,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,100 | $106,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,669 | $106,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 16,000 | $106,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 38,300 | $106,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 4,600 | $106,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 11,729 | $106,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,300 | $105,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 3,800 | $105,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 1,466 | $105,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,325 | $105,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50,316 | $105,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 836 | $105,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 4,600 | $105,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,508 | $105,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,455 | $105,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,832 | $105,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,410 | $105,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,173 | $105,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 8,374 | $105,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,298 | $105,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 7,000 | $105,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,163 | $105,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 81,000 | $105,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 105,000 | $105,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,187 | $104,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 3,322 | $104,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,091 | $104,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 6,778 | $104,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,900 | $104,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 2,314 | $104,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 5,648 | $104,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 4,803 | $104,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 800 | $103,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 809 | $103,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 23,058 | $103,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 5,270 | $103,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,877 | $103,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 15,111 | $103,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,267 | $103,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 6,900 | $103,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 33,254 | $103,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 9,400 | $103,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 11,452 | $103,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 4,494 | $102,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 79 | $102,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,000 | $102,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,938 | $102,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 13,080 | $102,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,305 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,644 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,432 | $102,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,600 | $102,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 1,672 | $101,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,237 | $101,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,098 | $101,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 900 | $101,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,500 | $101,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,704 | $101,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,468 | $101,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 611 | $101,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,188 | $101,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $101,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 5,441 | $101,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,217 | $100,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,477 | $100,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,745 | $100,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,800 | $100,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,600 | $100,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,740 | $100,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,270 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,898 | $100,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 3,262 | $100,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,000 | $99,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 3,694 | $99,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7,156 | $99,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,763 | $99,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 6,092 | $99,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,580 | $99,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 9,300 | $99,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 5,500 | $99,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,913 | $99,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 11,750 | $99,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 35,466 | $99,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,000 | $99,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $99,000 | thousands by filing date | principal |
| BLUE BIRD CORP | 095306106 | COM | 4,014 | $98,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,000 | $98,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 1,000 | $98,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,100 | $98,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 2,025 | $98,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,193 | $98,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,900 | $98,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,341 | $98,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 40,808 | $98,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 3,238 | $98,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,800 | $98,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 91,200 | $98,000 | thousands by filing date | put |
| ZAFGEN INC | 98885E103 | COM | 8,405 | $98,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 874 | $97,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 76,000 | $97,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,621 | $97,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 13,400 | $97,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 6,256 | $97,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,051 | $97,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 24,400 | $97,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,557 | $96,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 600 | $96,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,000 | $96,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,663 | $96,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,387 | $96,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,718 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,966 | $96,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,400 | $96,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,425 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,500 | $96,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 1,775 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $96,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 9,800 | $96,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,730 | $95,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 57,300 | $95,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,860 | $95,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,400 | $95,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 98,075 | $95,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 44,213 | $95,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 4,089 | $95,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,443 | $94,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,100 | $94,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,815 | $94,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,100 | $94,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,177 | $94,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,709 | $94,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,336 | $94,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 95,000 | $94,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 95,000 | $94,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 2,803 | $93,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 7,652 | $93,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,813 | $93,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 87,165 | $93,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,657 | $93,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 13,016 | $93,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,100 | $92,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 4,297 | $92,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,519 | $92,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 38,034 | $92,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,100 | $92,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,200 | $92,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 8,800 | $92,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 10,100 | $92,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $92,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 27,522 | $92,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 87,000 | $92,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 7,073 | $91,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 4,484 | $91,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,090 | $91,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,508 | $91,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,783 | $91,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,467 | $91,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 5,020 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000166 | this filing | 2018-11-13 | acceptance time not in the bulk data set |