13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 7,816 holding rows worth $112,091,996,000.
- Accession
- 0000831001-18-000166
- Filer
- CIK 831001
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,907 entries on the cover page, a total value of $112,091,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,091,996,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 774,000 | $631,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 13,547 | $630,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 40,716 | $629,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 88,810 | $629,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 13,326 | $629,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 43,300 | $629,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 11,727 | $627,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 18,824 | $626,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 43,776 | $626,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 31,108 | $626,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 14,074 | $625,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 16,960 | $624,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 4,550 | $623,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,188 | $623,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 587,812 | $623,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 5,200 | $622,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 73,300 | $622,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 179,900 | $622,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,600 | $622,000 | thousands by filing date | call |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 57,500 | $621,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 14,916 | $620,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,200 | $620,000 | thousands by filing date | call |
| SouthState Corp | 840441109 | Common Stock | 7,551 | $620,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 6,675 | $619,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 23,856 | $618,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 23,171 | $617,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 38,721 | $617,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 33,293 | $616,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 78,153 | $615,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 16,300 | $614,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 18,261 | $614,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 119,900 | $613,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 61,340 | $613,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 15,679 | $612,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,600 | $611,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 16,595 | $611,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 21,415 | $611,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 47,100 | $611,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 97,414 | $611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 19,030 | $610,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,766 | $609,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 31,355 | $609,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,128 | $609,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 17,721 | $609,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 37,316 | $609,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 603,000 | $609,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 71,505 | $608,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 8,387 | $607,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 10,400 | $607,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 9,400 | $606,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,900 | $606,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 11,185 | $605,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 4,215 | $605,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 34,275 | $605,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,200 | $605,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,458 | $603,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,460 | $603,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 20,124 | $602,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 17,194 | $602,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 26,300 | $602,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 22,140 | $602,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 27,600 | $601,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 19,000 | $601,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 24,930 | $601,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 18,300 | $600,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 23,041 | $600,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 112,214 | $600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 8,146 | $599,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 36,060 | $599,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 103,300 | $599,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 32,300 | $598,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,321 | $598,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 61,600 | $598,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 31,040 | $597,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,600 | $596,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 6,018 | $596,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 11,899 | $593,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 9,200 | $593,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 18,106 | $592,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 14,724 | $592,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 19,944 | $592,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,998 | $591,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 170,700 | $591,000 | thousands by filing date | call |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 25,000 | $591,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,300 | $590,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 45,100 | $590,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 41,192 | $590,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 12,864 | $590,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13,712 | $589,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 7,000 | $589,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 8,959 | $588,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 666 | $588,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 11,517 | $588,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 12,371 | $585,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,286 | $584,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 15,054 | $584,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 11,293 | $583,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 30,800 | $583,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 41,372 | $583,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,265 | $583,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,513 | $581,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 14,287 | $580,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 56,081 | $580,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 21,709 | $579,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 18,877 | $578,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 15,200 | $578,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 9,446 | $577,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,500 | $577,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 8,848 | $577,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,600 | $576,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 18,882 | $576,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,591 | $575,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 18,200 | $574,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,300 | $574,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 28,273 | $574,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 13,000 | $574,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 12,927 | $574,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 18,554 | $572,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 19,300 | $571,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 11,672 | $571,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 15,144 | $570,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 106,600 | $568,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 6,000 | $568,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 65,500 | $568,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 7,100 | $567,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 8,440 | $567,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 17,912 | $567,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 20,885 | $566,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,177 | $566,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 13,679 | $566,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 21,500 | $566,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 52,300 | $565,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 6,812 | $564,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 33,872 | $564,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 25,000 | $564,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 51,381 | $564,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 20,800 | $563,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 43,500 | $563,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 36,269 | $562,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 31,400 | $560,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 50,400 | $560,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,731 | $560,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 16,800 | $559,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 28,400 | $559,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 10,000 | $558,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 24,052 | $558,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 16,956 | $558,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 40,000 | $557,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 16,822 | $556,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,600 | $556,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 44,700 | $556,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 4,400 | $556,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 13,000 | $556,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 4,597 | $554,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 9,637 | $554,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 51,700 | $553,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,094 | $552,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 26,214 | $552,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,400 | $552,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 20,018 | $552,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,433 | $551,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 84,864 | $551,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,500 | $551,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 39,263 | $550,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 33,055 | $550,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 45,600 | $549,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 27,916 | $549,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 7,500 | $548,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 25,188 | $548,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 24,359 | $548,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,500 | $547,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 136,440 | $546,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,361 | $544,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 61,857 | $544,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,100 | $542,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 24,643 | $542,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 28,384 | $542,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 23,141 | $541,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,379 | $541,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 5,895 | $540,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 22,430 | $539,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 5,800 | $539,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 68,143 | $539,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 5,837 | $538,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 18,000 | $538,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 15,610 | $538,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 41,400 | $537,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 4,333 | $537,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 5,300 | $537,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,349 | $537,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 561,000 | $537,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 15,500 | $535,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 19,019 | $535,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12,100 | $535,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 11,122 | $535,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,248 | $535,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 26,491 | $535,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 141,800 | $535,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 49,400 | $535,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 22,332 | $534,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,600 | $533,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 2,900 | $532,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,396 | $532,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 23,200 | $532,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 12,489 | $532,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,100 | $531,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 30,653 | $531,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 18,700 | $531,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 21,700 | $531,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 22,640 | $531,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 17,103 | $530,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,600 | $530,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,430 | $529,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 20,855 | $529,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 47,505 | $529,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 34,956 | $528,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,400 | $526,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,200 | $526,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 25,992 | $526,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 133,567 | $526,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,566 | $524,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 41,761 | $524,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 22,541 | $524,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 7,833 | $523,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 17,986 | $523,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 90,188 | $523,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,812 | $522,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,900 | $522,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 13,815 | $522,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 27,700 | $522,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,900 | $521,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 15,335 | $520,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 24,000 | $520,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 27,300 | $520,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 42,100 | $519,000 | thousands by filing date | put |
| GUARANTY BANCORP | 40075T607 | COM | 17,498 | $519,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 15,300 | $518,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,200 | $517,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 9,500 | $517,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 37,492 | $516,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 30,234 | $516,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 42,490 | $516,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 60,764 | $515,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 44,660 | $515,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 18,864 | $515,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 27,004 | $514,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 40,900 | $514,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 21,825 | $514,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 7,632 | $514,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 8,200 | $513,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 11,900 | $513,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 54,493 | $512,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,157 | $511,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 24,500 | $511,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 22,101 | $510,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 21,226 | $510,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 24,373 | $510,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 23,160 | $509,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20,453 | $509,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 20,106 | $508,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 6,421 | $507,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 13,791 | $507,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,040 | $506,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 11,395 | $505,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 23,900 | $505,000 | thousands by filing date | call |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 481,000 | $505,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 29,800 | $504,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 34,682 | $504,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 43,064 | $504,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 56,239 | $504,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 8,187 | $503,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 6,300 | $503,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,500 | $503,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 7,800 | $502,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 41,841 | $501,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 29,300 | $501,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,974 | $500,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 10,801 | $500,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 13,400 | $500,000 | thousands by filing date | call |
| ESSENDANT INC | 296689102 | COM | 38,973 | $500,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,614 | $499,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 25,100 | $499,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,807 | $499,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 54,398 | $499,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,378 | $498,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 26,184 | $498,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,858 | $497,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,679 | $496,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,270 | $496,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 30,682 | $496,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 12,588 | $495,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 10,864 | $495,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 25,069 | $495,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 7,900 | $494,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 25,383 | $494,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,800 | $494,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 19,041 | $492,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 42,325 | $492,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,744 | $491,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 30,816 | $491,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,500 | $490,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,393 | $490,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 24,011 | $490,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 36,243 | $490,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 14,730 | $489,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,311 | $488,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 48,281 | $488,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 74,400 | $488,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,065 | $487,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,000 | $487,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 5,800 | $487,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,700 | $486,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,170 | $486,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 12,800 | $486,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,600 | $486,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,000 | $485,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,805 | $485,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 12,585 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,078 | $484,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 23,713 | $484,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 500,000 | $484,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 54,100 | $484,000 | thousands by filing date | put |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,500 | $483,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 6,400 | $483,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,500 | $482,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 54,700 | $481,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 10,400 | $481,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 9,216 | $481,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,900 | $480,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,100 | $480,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 18,157 | $480,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,430 | $480,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 26,060 | $480,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 14,244 | $479,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 27,941 | $479,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 12,200 | $479,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,100 | $478,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 6,605 | $478,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,100 | $478,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 84,309 | $478,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 18,554 | $477,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 65,996 | $476,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 16,366 | $476,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,500 | $475,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 16,747 | $475,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 17,337 | $475,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 19,500 | $474,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 7,759 | $474,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 12,600 | $474,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 5,000 | $474,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,370 | $473,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 14,295 | $473,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,200 | $472,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,100 | $472,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 55,427 | $472,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,200 | $471,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,700 | $471,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,624 | $470,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 485,200 | $470,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 13,430 | $470,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,475 | $470,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,391 | $469,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 62,113 | $469,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 83,213 | $468,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 10,684 | $468,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 12,201 | $467,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,707 | $466,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 6,645 | $466,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 13,743 | $465,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 24,400 | $465,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 19,087 | $465,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,630 | $465,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 9,500 | $465,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 1,900 | $464,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 15,100 | $464,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 31,789 | $464,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,400 | $463,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 19,259 | $463,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 26,100 | $462,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,848 | $461,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 9,490 | $461,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 19,903 | $461,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 14,833 | $460,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 20,400 | $460,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 7,966 | $459,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,508 | $459,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 207,969 | $459,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,769 | $458,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 94,730 | $458,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,100 | $458,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 71,735 | $458,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 24,000 | $457,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 21,084 | $457,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,734 | $456,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 114,538 | $456,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,103 | $455,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 51,517 | $455,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,200 | $454,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,288 | $454,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 44,700 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,807 | $453,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 20,917 | $453,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,900 | $453,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,081 | $453,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,287 | $453,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 14,200 | $452,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 22,315 | $451,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 18,797 | $450,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 20,406 | $450,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 106,847 | $450,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 21,300 | $449,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,200 | $449,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 24,299 | $449,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 19,516 | $449,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 30,152 | $449,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 75,361 | $448,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,300 | $447,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 5,821 | $447,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,800 | $447,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 6,300 | $447,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 509,523 | $446,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 24,539 | $446,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,223 | $445,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 22,200 | $445,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 10,222 | $444,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 12,495 | $444,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 19,300 | $444,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 11,749 | $444,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,319 | $443,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,297 | $443,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,815 | $442,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,090 | $442,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,700 | $441,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 14,500 | $441,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 18,297 | $441,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 44,665 | $440,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,300 | $439,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 28,328 | $439,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,400 | $439,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 7,200 | $438,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,000 | $438,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 36,200 | $438,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 21,004 | $438,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,935 | $437,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,400 | $437,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 14,708 | $437,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,703 | $437,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,000 | $436,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,695 | $436,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,400 | $434,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,900 | $434,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 8,284 | $434,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 16,381 | $434,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 7,612 | $434,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,800 | $433,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 17,200 | $433,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 42,000 | $433,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,355 | $432,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,548 | $432,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 12,127 | $431,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 24,300 | $430,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 21,200 | $429,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,758 | $429,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 75,600 | $429,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 5,329 | $429,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,000 | $428,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 22,131 | $428,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,900 | $427,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,050 | $427,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 24,553 | $427,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,800 | $426,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 5,987 | $426,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 25,463 | $426,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 13,600 | $425,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 5,281 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 10,028 | $425,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 21,619 | $425,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,609 | $425,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,000 | $425,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 6,400 | $425,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,800 | $425,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,038 | $424,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,600 | $424,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,095 | $424,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,200 | $424,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 33,098 | $423,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 34,523 | $423,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 19,045 | $423,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,987 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 14,766 | $421,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 8,665 | $421,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 82,100 | $421,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 56,500 | $421,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,652 | $419,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 7,806 | $419,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 23,000 | $418,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,452 | $418,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,355 | $418,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,329 | $418,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 13,549 | $417,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000166 | this filing | 2018-11-13 | acceptance time not in the bulk data set |