13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 7,816 holding rows worth $112,091,996,000.
- Accession
- 0000831001-18-000166
- Filer
- CIK 831001
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,907 entries on the cover page, a total value of $112,091,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,091,996,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 271 | $5,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,272 | $5,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 350 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 700 | $5,000 | thousands by filing date | put |
| CAS MED SYS INC | 124769209 | COM | 2,000 | $5,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 16,516 | $5,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 782 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 170 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 200 | $5,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 5,274 | $5,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 882 | $5,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,317 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 22,500 | $5,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 151 | $4,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100 | $4,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 200 | $4,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 2,000 | $4,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 526 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 100 | $4,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 290 | $4,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 200 | $4,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 250 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 100 | $4,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 100 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 737 | $4,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 43 | $4,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 470 | $4,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 178 | $4,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 127 | $4,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 167 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 5,000 | $4,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 6,403 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 207 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $4,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 267 | $4,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 115 | $4,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,414 | $4,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 2,700 | $4,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,000 | $4,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,664 | $4,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 498 | $4,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 358 | $4,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 1,230 | $4,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 1,586 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 89 | $3,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 994 | $3,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 74 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 171 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 109 | $3,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 168 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 113 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 95 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 100 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 77 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 107 | $3,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 209 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $3,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 84 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 200 | $3,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 128 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 276 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 100 | $3,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 101 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 280 | $3,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 243 | $3,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 500 | $3,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 359 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 200 | $3,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 700 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 150 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 100 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,700 | $3,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $3,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 100 | $3,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 900 | $3,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 500 | $3,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 300 | $3,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 2,000 | $3,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 84 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $3,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,332 | $3,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 500 | $2,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 200 | $2,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 300 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 60 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 45 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 103 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 90 | $2,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 133 | $2,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 153 | $2,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 41 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 100 | $2,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 706 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 197 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 625 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 300 | $2,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 155 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 74 | $2,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 100 | $2,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 300 | $2,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 74 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 30 | $2,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 356 | $2,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 206 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 72 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,447 | $2,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 3,800 | $2,000 | thousands by filing date | put |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 84 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 300 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 73 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 74 | $2,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 875 | $2,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 133 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 619 | $2,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,500 | $2,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,700 | $2,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $2,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 60 | $2,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 604 | $2,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,208 | $2,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 900 | $2,000 | thousands by filing date | put |
| GTX INC DEL | 40052B207 | COM NEW | 1,474 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $2,000 | thousands by filing date | principal |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 301 | $2,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,463 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 30 | $2,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,000 | $2,000 | thousands by filing date | principal |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 171 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 600 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 154 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,500 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 77 | $1,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 121 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 37 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 77 | $1,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 70 | $1,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 80 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $1,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 22 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 105 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 80 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 347 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 200 | $1,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 85 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 104 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 417 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 400 | $1,000 | thousands by filing date | put |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $1,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 200 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 427 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 122 | $1,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 55 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 93 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 25 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 500 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 16 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 100 | $1,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 430 | $1,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 91 | $1,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 34 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 116 | $1,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 74 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 25 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 34 | $1,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 609 | $1,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 504 | $1,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 100 | $1,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 200 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 84 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,495 | $1,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 235 | $1,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 100 | $1,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,800 | $1,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 643 | $1,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 294 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 500 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24 | $1,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 250 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 51 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 107 | $1,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 40 | $1,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 600 | $1,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,000 | $1,000 | thousands by filing date | principal |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 1,111 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 385 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 750 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 115 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 1,135 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 613 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 480 | $1,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 582 | $1,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 267 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 576 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURGERY PARTNERS INC | 86881A100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADECOAGRO S A | L00849106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPINJ INC | 453204109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFS Gold Trust | 26922Y105 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZUL S A | 05501U106 | OPT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Regional Health Properties Inc | 75903M101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 3,476 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIM COML TR CORP | 125525105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 455 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 361 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONES ENERGY INC | 48019R306 | CL A NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P103 | COM | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000166 | this filing | 2018-11-13 | acceptance time not in the bulk data set |