13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 7,374 holding rows worth $122,176,561,000.
- Accession
- 0000831001-17-000172
- Filer
- CIK 831001
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,506 entries on the cover page, a total value of $122,176,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,176,561,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WABTEC COM | 929740108 | Stock | 2,600 | $197,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 82,576 | $197,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,400 | $197,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,929 | $197,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,500 | $197,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 3,954 | $197,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,900 | $196,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,600 | $196,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 83,700 | $196,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 22,900 | $196,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,467 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,830 | $195,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 9,600 | $195,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 6,500 | $195,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,992 | $194,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,528 | $194,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,383 | $194,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,000 | $193,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 7,579 | $193,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,800 | $193,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,818 | $193,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 6,681 | $193,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 59,400 | $193,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,500 | $192,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,000 | $192,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,188 | $192,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 8,003 | $192,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4,800 | $191,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,437 | $191,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $190,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 66,737 | $190,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 7,500 | $190,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,626 | $190,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,900 | $190,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,500 | $189,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,021 | $189,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,900 | $189,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,400 | $189,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 48,500 | $189,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 11,400 | $189,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 8,850 | $189,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,987 | $188,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,189 | $188,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,773 | $188,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 5,626 | $188,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 25,860 | $188,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,300 | $187,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 8,394 | $187,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 15,854 | $187,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,072 | $186,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,100 | $185,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,633 | $185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,950 | $185,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,140 | $185,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,500 | $185,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 39,600 | $184,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,000 | $183,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 8,589 | $183,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,639 | $182,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,000 | $182,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,715 | $182,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,979 | $182,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 14,078 | $182,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,169 | $182,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,070 | $181,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,474 | $181,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 16,210 | $180,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 31,754 | $180,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 3,300 | $180,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,000 | $180,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 134,300 | $180,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 19,000 | $180,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 6,383 | $179,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 700 | $179,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,200 | $179,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,566 | $179,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,872 | $179,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,475 | $179,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 4,800 | $179,000 | thousands by filing date | call |
| CU BANCORP | 126534106 | COM | 4,626 | $179,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 50,000 | $179,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 3,006 | $178,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,663 | $178,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 35,977 | $178,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,500 | $177,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,702 | $177,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,998 | $177,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,200 | $177,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,496 | $177,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 5,743 | $177,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,275 | $176,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 17,663 | $176,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,300 | $176,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 6,107 | $176,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 18,800 | $176,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,821 | $175,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,400 | $175,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 5,757 | $175,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 26,362 | $175,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,800 | $174,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 2,100 | $174,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,447 | $174,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9,122 | $173,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,187 | $173,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,408 | $173,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,922 | $173,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 24,200 | $173,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,710 | $172,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 9,404 | $172,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 9,301 | $172,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 14,299 | $172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 5,400 | $172,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 4,011 | $172,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,814 | $171,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,254 | $171,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,394 | $171,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,300 | $171,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,000 | $171,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 9,965 | $171,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,695 | $170,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,159 | $170,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,600 | $170,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 24,290 | $170,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,665 | $169,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 87,700 | $169,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 1,785 | $169,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 38,900 | $168,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 3,300 | $168,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 8,185 | $168,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,019 | $168,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,572 | $167,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 7,850 | $167,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,000 | $167,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,500 | $167,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,785 | $167,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 14,406 | $167,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,937 | $166,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 6,600 | $166,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 19,485 | $166,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,200 | $165,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,674 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,055 | $165,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,609 | $165,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,582 | $165,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 67,400 | $165,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,281 | $164,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,993 | $164,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,899 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,100 | $164,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,923 | $164,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,051 | $164,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 46,066 | $163,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,100 | $163,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,100 | $163,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 125 | $163,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,300 | $163,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 7,663 | $163,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 8,400 | $162,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,500 | $162,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 6,500 | $162,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,900 | $162,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 69,200 | $162,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,933 | $161,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 8,700 | $161,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 6,100 | $161,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,756 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $161,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,100 | $161,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 445,101 | $161,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,264 | $161,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,546 | $160,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,520 | $160,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,928 | $160,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,648 | $159,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 3,186 | $159,000 | thousands by filing date | principal |
| LEUCADIA NATL CORP | 527288104 | COM | 6,300 | $159,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,100 | $158,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,569 | $158,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,501 | $158,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,500 | $158,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,602 | $158,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 881 | $158,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 72,000 | $158,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 149,400 | $158,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,044 | $157,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,789 | $157,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,312 | $157,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,400 | $157,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 48,777 | $157,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,249 | $157,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 42,886 | $157,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,900 | $157,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 54,183 | $157,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,253 | $156,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 5,350 | $156,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,464 | $156,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 16,103 | $156,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,605 | $156,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 157,000 | $156,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,600 | $155,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 2,742 | $155,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 3,594 | $155,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,140 | $155,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,362 | $155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,986 | $155,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 6,877 | $155,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,528 | $154,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,694 | $154,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,069 | $154,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 4,756 | $154,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,323 | $153,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,300 | $153,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 36,500 | $153,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 27,900 | $153,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,300 | $152,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 12,234 | $152,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 8,800 | $152,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,273 | $152,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,308 | $151,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 10,718 | $151,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 36,175 | $151,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,700 | $151,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 14,700 | $150,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,151 | $150,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,023 | $150,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,600 | $149,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 9,751 | $149,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,543 | $149,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,100 | $149,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 6,662 | $149,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,100 | $149,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,361 | $149,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,037 | $148,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,255 | $148,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 395 | $148,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,900 | $148,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 27,003 | $148,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,552 | $148,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,500 | $147,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,250 | $147,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,200 | $147,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,100 | $147,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3,707 | $147,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,102 | $147,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 179,000 | $147,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 10,895 | $147,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,400 | $146,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 47,635 | $146,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 7,149 | $146,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,079 | $146,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,111 | $145,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 4,358 | $145,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 3,612 | $145,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,149 | $145,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,956 | $145,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 4,503 | $145,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 94,000 | $145,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,454 | $144,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,300 | $144,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 23,780 | $144,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 73,100 | $143,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 383 | $143,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,800 | $143,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,419 | $143,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,000 | $143,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,813 | $143,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 975 | $143,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 7,519 | $143,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,680 | $143,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 4,950 | $143,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,606 | $143,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,100 | $143,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 9,166 | $142,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,200 | $142,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,000 | $142,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 124,212 | $142,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,200 | $142,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 28,936 | $142,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 6,536 | $142,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 4,413 | $141,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,100 | $141,000 | thousands by filing date | call |
| HYD | 92189F361 | ETF | 4,511 | $141,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 900 | $140,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 302,653 | $140,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 500 | $140,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 5,022 | $140,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 16,200 | $140,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,983 | $140,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,262 | $140,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 5,305 | $140,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,900 | $139,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,400 | $139,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 6,000 | $139,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,700 | $139,000 | thousands by filing date | put |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 5,786 | $139,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 37,600 | $138,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,190 | $138,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,000 | $138,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 23,934 | $138,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 6,188 | $137,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,600 | $137,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,670 | $137,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 10,710 | $137,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 23,700 | $136,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 31,400 | $136,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,817 | $136,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 8,960 | $135,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 9,320 | $135,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 7,666 | $135,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 41,500 | $135,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 38,408 | $135,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,415 | $135,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $134,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 2,038 | $134,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 9,535 | $134,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 7,624 | $134,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,900 | $134,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,389 | $134,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 6,007 | $134,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 46,700 | $134,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 8,762 | $134,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,300 | $134,000 | thousands by filing date | put |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $134,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 72,800 | $133,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 8,233 | $133,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,312 | $133,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 6,600 | $133,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,475 | $133,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,626 | $133,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,100 | $133,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,968 | $133,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,739 | $132,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,681 | $132,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,921 | $132,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,200 | $132,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 4,000 | $132,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,330 | $132,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 12,672 | $132,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,451 | $132,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,100 | $132,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 1,200 | $131,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 2,960 | $131,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 8,584 | $131,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,000 | $131,000 | thousands by filing date | call |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,953 | $131,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,000 | $131,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,425 | $131,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 24,900 | $131,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 11,874 | $131,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,000 | $130,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,700 | $130,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,565 | $130,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,263 | $130,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 6,833 | $129,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,400 | $129,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,692 | $129,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 5,913 | $129,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,000 | $128,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,600 | $128,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,525 | $128,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,184 | $128,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 4,500 | $128,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 3,300 | $128,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 8,900 | $128,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 955 | $127,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 667 | $127,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 12,209 | $127,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 7,100 | $127,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,000 | $127,000 | thousands by filing date | call |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 4,736 | $127,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 61,000 | $127,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,020 | $126,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,984 | $126,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 5,150 | $126,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 15,300 | $126,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,895 | $126,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 6,500 | $125,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,125 | $125,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,149 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 8,693 | $125,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,300 | $125,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,796 | $125,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,967 | $125,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,980 | $125,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 18,200 | $125,000 | thousands by filing date | put |
| PLANET PAYMENT INC | U72603118 | SHS | 29,104 | $125,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,200 | $124,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,700 | $124,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 4,927 | $124,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,825 | $124,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 5,866 | $124,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 86,492 | $124,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 21,500 | $124,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 108,800 | $124,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916503 | COM NEW | 16,223 | $124,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 3,500 | $123,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 4,010 | $123,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 7,600 | $123,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 4,700 | $123,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 900 | $123,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 644 | $123,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,069 | $123,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,769 | $123,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 7,972 | $123,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 2,600 | $122,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,100 | $122,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 1,400 | $122,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,911 | $122,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 9,846 | $122,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 27,700 | $122,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,003 | $121,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 13,000 | $121,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,820 | $121,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 100,000 | $121,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 34,600 | $121,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 114,370 | $121,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 883 | $120,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 8,454 | $120,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,203 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,808 | $120,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 9,013 | $120,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,300 | $119,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 5,804 | $119,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 2,248 | $119,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 7,300 | $119,000 | thousands by filing date | call |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 118,000 | $119,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 64,700 | $118,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 2,687 | $118,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,486 | $118,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,254 | $118,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,961 | $118,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,876 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,315 | $118,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 5,767 | $118,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 14,000 | $118,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 5,773 | $117,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,687 | $117,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 18,310 | $117,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 7,606 | $117,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,400 | $116,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,586 | $116,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,965 | $116,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,102 | $116,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,398 | $116,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 4,353 | $116,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,141 | $116,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 33,868 | $116,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,932 | $116,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,200 | $116,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 7,385 | $116,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 6,878 | $116,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 5,800 | $115,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,021 | $115,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 8,006 | $114,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,133 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,401 | $114,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 3,208 | $114,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 600 | $114,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 7,225 | $114,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,175 | $114,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 44,693 | $114,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 111,000 | $114,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 1,035 | $113,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 6,500 | $113,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 19,900 | $113,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 58,305 | $113,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 64,400 | $113,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 900 | $112,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,021 | $112,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,365 | $112,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,100 | $112,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 4,600 | $112,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,373 | $112,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,000 | $112,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 8,400 | $112,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 110,000 | $112,000 | thousands by filing date | principal |
| FOGO DE CHAO INC | 344177100 | COM | 9,062 | $112,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,500 | $111,000 | thousands by filing date | put |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,914 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,365 | $111,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,267 | $111,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 15,600 | $111,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,387 | $111,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 12,827 | $111,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,100 | $111,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,826 | $111,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 7,023 | $111,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 1,675 | $111,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,000 | $110,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 68,486 | $110,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,479 | $110,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,643 | $110,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,967 | $110,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 19,297 | $110,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 9,557 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,500 | $110,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,981 | $109,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,700 | $109,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 4,713 | $109,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,948 | $109,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000172 | this filing | 2017-11-13 | acceptance time not in the bulk data set |