13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 7,374 holding rows worth $122,176,561,000.
- Accession
- 0000831001-17-000172
- Filer
- CIK 831001
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,506 entries on the cover page, a total value of $122,176,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,176,561,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,433 | $560,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 50,000 | $560,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 23,318 | $560,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,627 | $559,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 58,900 | $557,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 11,380 | $556,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12,746 | $556,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 9,500 | $556,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,700 | $555,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,562 | $555,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,313 | $555,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 25,733 | $555,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 7,459 | $552,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,161 | $551,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 19,457 | $551,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 29,300 | $550,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 40,564 | $550,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 32,100 | $550,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 8,328 | $549,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 6,215 | $549,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,538 | $548,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 14,800 | $548,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 14,101 | $548,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 17,500 | $547,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 26,308 | $547,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 16,055 | $546,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,063 | $546,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,200 | $546,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 13,674 | $546,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 50,200 | $546,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 34,580 | $545,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 16,300 | $545,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,067 | $544,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 32,482 | $544,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,100 | $543,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 11,200 | $543,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 53,300 | $543,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 101,455 | $542,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,323 | $542,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 93,478 | $542,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,067 | $541,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 20,900 | $541,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 89,520 | $541,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 8,254 | $539,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 6,265 | $538,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 11,037 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 12,499 | $537,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 20,524 | $537,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,156 | $537,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,301 | $537,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,620 | $536,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 28,200 | $536,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 13,800 | $536,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 6,137 | $536,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 38,400 | $534,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,941 | $534,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 13,191 | $533,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 30,581 | $532,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 22,798 | $532,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 10,169 | $532,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 24,092 | $531,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,200 | $530,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 10,800 | $530,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,610 | $529,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,400 | $528,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,200 | $528,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,400 | $527,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 76,700 | $526,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 68,500 | $526,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,900 | $525,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 9,800 | $525,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 23,100 | $524,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 17,617 | $524,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 11,601 | $524,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 15,889 | $524,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 40,220 | $523,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 93,074 | $523,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 57,105 | $522,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 12,500 | $521,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940T109 | COM | 29,413 | $521,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 22,400 | $520,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 15,144 | $519,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,100 | $519,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,414 | $518,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 14,498 | $518,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,359 | $517,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 43,478 | $517,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 38,155 | $517,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,591 | $517,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 49,400 | $517,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,295 | $516,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 36,900 | $516,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 76,353 | $516,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 42,828 | $516,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 18,100 | $515,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 54,100 | $514,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 15,231 | $513,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 27,800 | $512,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 9,385 | $511,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 30,824 | $511,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 27,700 | $511,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 8,317 | $511,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,590 | $510,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 75,000 | $510,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 13,967 | $510,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 39,500 | $509,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 14,813 | $509,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 34,800 | $508,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 11,227 | $508,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 20,898 | $508,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 54,904 | $508,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 7,722 | $507,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,657 | $507,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 11,313 | $506,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 24,090 | $506,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 27,400 | $505,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,933 | $504,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 11,195 | $504,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 16,247 | $504,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 37,700 | $503,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 6,600 | $503,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 42,670 | $503,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 500,000 | $502,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 20,300 | $501,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 12,100 | $500,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 12,675 | $500,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 34,913 | $500,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,241 | $498,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,520 | $497,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 25,022 | $497,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,800 | $497,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 21,000 | $496,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,000 | $495,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 15,284 | $495,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 451,000 | $494,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,493 | $493,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,686 | $493,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 22,945 | $493,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 71,700 | $493,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 10,600 | $492,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 8,058 | $492,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 37,800 | $491,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 9,500 | $491,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 4,075 | $490,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 6,995 | $490,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 9,481 | $489,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 64,300 | $489,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 1,210 | $489,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 24,500 | $488,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,450 | $486,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 22,751 | $486,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 41,112 | $485,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 10,427 | $484,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 20,749 | $483,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 28,500 | $483,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 6,000 | $482,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 21,500 | $481,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 127,196 | $481,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 41,800 | $481,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 21,739 | $481,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,871 | $480,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,800 | $480,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 35,071 | $479,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 17,142 | $478,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 73,395 | $478,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 56,800 | $478,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 14,748 | $477,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 3,800 | $476,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 10,996 | $476,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 36,033 | $476,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,150 | $475,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 104,600 | $475,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 17,611 | $475,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 24,641 | $475,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 20,054 | $474,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 11,789 | $473,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 30,410 | $473,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 34,622 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 12,281 | $472,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,194 | $472,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 8,536 | $472,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 41,476 | $471,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,100 | $470,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 39,482 | $470,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 679,000 | $470,000 | thousands by filing date | principal |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,500 | $469,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,192 | $469,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 14,616 | $469,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 29,503 | $469,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 30,759 | $468,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,130 | $468,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 13,400 | $467,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 11,165 | $467,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,200 | $467,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 15,500 | $467,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 5,800 | $466,000 | thousands by filing date | call |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 39,647 | $466,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 500,000 | $466,000 | thousands by filing date | principal |
| RETROPHIN INC | 761299106 | COM | 18,633 | $464,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24,421 | $464,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 17,710 | $462,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 42,500 | $462,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 10,133 | $461,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 36,300 | $460,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 18,838 | $459,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 17,600 | $458,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 32,091 | $458,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,267 | $457,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,300 | $456,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,467 | $456,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 14,700 | $456,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 13,700 | $455,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 28,931 | $455,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,400 | $455,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,106 | $454,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 68,131 | $454,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,700 | $453,000 | thousands by filing date | call |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 8,520 | $453,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 30,000 | $452,000 | thousands by filing date | call |
| Invesco Large-Cap Growth | 73935X609 | ETF | 11,618 | $452,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 52,400 | $452,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 47,938 | $451,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 113,568 | $451,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,800 | $450,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 21,115 | $450,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 21,426 | $450,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 11,485 | $449,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,900 | $448,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,950 | $447,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,685 | $447,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 19,000 | $447,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,157 | $447,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 53,800 | $446,000 | thousands by filing date | call |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 17,119 | $446,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 18,550 | $446,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 7,923 | $445,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 61,000 | $445,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 2,490 | $444,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 41,820 | $443,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 51,180 | $443,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 24,732 | $443,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,400 | $442,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 31,071 | $442,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 13,754 | $441,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,500 | $440,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,900 | $440,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 200,000 | $440,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 13,569 | $439,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 13,221 | $439,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,200 | $437,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 19,246 | $437,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 70,699 | $437,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 15,421 | $436,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 16,400 | $436,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 14,981 | $436,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 40,388 | $436,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,396 | $435,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,166 | $435,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,954 | $434,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,322 | $434,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,500 | $434,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 23,904 | $434,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,449 | $433,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 26,678 | $432,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 34,100 | $432,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,900 | $431,000 | thousands by filing date | put |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 37,065 | $431,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 41,587 | $430,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 19,900 | $430,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 106,347 | $430,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 5,262 | $428,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,846 | $428,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 10,900 | $428,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 3,900 | $427,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 8,800 | $427,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 8,200 | $427,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 28,543 | $427,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 18,737 | $427,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,000 | $426,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 110,600 | $426,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 12,247 | $426,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 16,100 | $424,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 27,000 | $424,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,408 | $423,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 19,451 | $423,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 70,321 | $423,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 94,222 | $423,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 10,100 | $421,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 12,172 | $420,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 31,251 | $420,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,400 | $418,000 | thousands by filing date | put |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,900 | $417,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 7,320 | $417,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 13,300 | $417,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 6,600 | $417,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 46,300 | $417,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,500 | $416,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,532 | $416,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 10,683 | $416,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,600 | $415,000 | thousands by filing date | put |
| REGENXBIO INC | 75901B107 | COM | 12,600 | $415,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,249 | $415,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $415,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 14,200 | $414,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 8,100 | $414,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 5,099 | $413,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 21,976 | $413,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 11,531 | $413,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,480 | $412,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 27,400 | $411,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 12,300 | $411,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,700 | $410,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,831 | $410,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 37,000 | $410,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,100 | $410,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 12,400 | $409,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 154,900 | $409,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 141,000 | $409,000 | thousands by filing date | put |
| PARK STERLING CORP | 70086Y105 | COM | 32,928 | $408,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,414 | $407,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 26,707 | $407,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,369 | $406,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,400 | $406,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 28,645 | $406,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 14,240 | $406,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 5,018 | $405,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,400 | $405,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 17,800 | $404,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 66,200 | $404,000 | thousands by filing date | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 8,209 | $404,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,600 | $404,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 25,600 | $404,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,577 | $403,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,414 | $403,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 9,581 | $403,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,100 | $402,000 | thousands by filing date | put |
| ERIN ENERGY CORP COM | 295625107 | Stock | 146,088 | $402,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,500 | $401,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 23,347 | $401,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 9,500 | $400,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 17,405 | $396,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 500,000 | $396,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 9,823 | $395,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 12,813 | $394,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 7,984 | $394,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 44,500 | $394,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 9,045 | $393,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,175 | $393,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,470 | $392,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 30,453 | $392,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 28,088 | $391,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 7,285 | $391,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,919 | $390,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 32,018 | $390,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,400 | $390,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 72,812 | $390,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 21,292 | $389,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 31,257 | $388,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 12,200 | $388,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 9,887 | $387,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,071 | $387,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 17,285 | $387,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,706 | $387,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,500 | $386,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,300 | $386,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,781 | $386,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 14,900 | $386,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 8,978 | $385,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 14,151 | $385,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 18,048 | $385,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 18,806 | $385,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 13,337 | $384,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 28,900 | $383,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,400 | $381,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 12,700 | $381,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 21,091 | $380,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 16,846 | $380,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 35,946 | $380,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 72,467 | $380,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 18,595 | $379,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,300 | $378,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 356,000 | $378,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,100 | $377,000 | thousands by filing date | put |
| SCHEIN HENRY INC | 806407102 | COM | 4,600 | $377,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 41,725 | $376,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,300 | $375,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 7,800 | $375,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 11,377 | $375,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 36,723 | $375,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,800 | $374,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 23,037 | $374,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,400 | $373,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 22,100 | $373,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 4,062 | $373,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 23,314 | $373,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 130,806 | $373,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,418 | $372,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,627 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 10,017 | $372,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,200 | $371,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 108,014 | $371,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,500 | $370,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 12,393 | $369,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 7,600 | $369,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 9,282 | $369,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,536 | $369,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,899 | $369,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,186 | $368,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 275,264 | $368,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 50,000 | $368,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,529 | $367,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,672 | $367,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 81,212 | $367,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,800 | $366,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 22,800 | $365,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,223 | $365,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,600 | $365,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 9,560 | $365,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 98,548 | $365,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,310 | $364,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,100 | $364,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 4,300 | $364,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 13,498 | $364,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 28,700 | $364,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,000 | $363,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,828 | $363,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,100 | $363,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 22,594 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 7,884 | $362,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 38,102 | $362,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,000 | $362,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 17,279 | $362,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,500 | $362,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 8,482 | $362,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,500 | $361,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 4,400 | $361,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 2,000 | $361,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 489 | $361,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,500 | $360,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,200 | $360,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,263 | $360,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 38,600 | $360,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 4,312 | $359,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 13,400 | $359,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 11,260 | $359,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 43,000 | $359,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,400 | $358,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 15,063 | $358,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,521 | $358,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,784 | $358,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,700 | $358,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,410 | $357,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 5,327 | $357,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,884 | $357,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,656 | $356,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,100 | $356,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 28,300 | $355,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 25,091 | $355,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 20,700 | $355,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 36,076 | $355,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,527 | $354,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,094 | $354,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 6,200 | $354,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 18,334 | $354,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,462 | $353,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,000 | $353,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,000 | $353,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,661 | $353,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 31,800 | $352,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,800 | $351,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,326 | $351,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,383 | $351,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 15,114 | $351,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 40,700 | $351,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 6,335 | $350,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 74,800 | $350,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 60,700 | $349,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 10,368 | $348,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,294 | $348,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,747 | $348,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,587 | $348,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 22,800 | $348,000 | thousands by filing date | put |
| ISHARES TR | 46435G854 | MSCI ACWI ETF | 12,400 | $348,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 14,796 | $347,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,042 | $347,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 11,869 | $346,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 56,611 | $346,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,400 | $346,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 4,900 | $345,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,724 | $345,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,200 | $344,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 15,900 | $344,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 26,590 | $344,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,600 | $344,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 15,039 | $344,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 6,545 | $344,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,133 | $344,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 11,852 | $344,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,202 | $344,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 6,100 | $344,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000172 | this filing | 2017-11-13 | acceptance time not in the bulk data set |