13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 7,374 holding rows worth $122,176,561,000.
- Accession
- 0000831001-17-000172
- Filer
- CIK 831001
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,506 entries on the cover page, a total value of $122,176,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,176,561,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,900 | $109,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 24,200 | $109,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,979 | $109,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,258 | $108,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,603 | $108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 804 | $108,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,200 | $108,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,212 | $108,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 2,060 | $108,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 30,000 | $108,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,100 | $107,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 1,800 | $107,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,777 | $107,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 2,090 | $107,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,600 | $107,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,156 | $107,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,473 | $107,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 17,067 | $107,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,990 | $107,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,951 | $107,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 6,106 | $106,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,584 | $106,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,117 | $106,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,700 | $106,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 7,800 | $106,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 9,923 | $105,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,000 | $105,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,430 | $105,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 20,000 | $105,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,238 | $105,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 100,000 | $105,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,624 | $104,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 2,998 | $104,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,527 | $104,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,100 | $104,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 8,261 | $104,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 31,937 | $104,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 6,500 | $104,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,400 | $103,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,547 | $103,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,455 | $103,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,000 | $103,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,400 | $103,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 921 | $103,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $103,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 76,500 | $103,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $102,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,500 | $102,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,061 | $102,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 8,627 | $102,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 11,683 | $102,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,404 | $102,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,395 | $102,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,922 | $102,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 9,765 | $102,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 9,544 | $102,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,652 | $102,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $102,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 26,108 | $102,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,000 | $101,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,700 | $101,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 25,198 | $101,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,560 | $101,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $101,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,937 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 3,639 | $101,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,641 | $100,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,660 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,608 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,770 | $100,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,741 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,121 | $100,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 7,300 | $100,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7,655 | $100,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,369 | $99,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,200 | $99,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 2,416 | $99,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 938 | $98,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,100 | $98,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 1,825 | $98,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,308 | $98,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,803 | $98,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,900 | $98,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,000 | $98,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 61,000 | $98,000 | thousands by filing date | principal |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 14,318 | $98,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 843 | $97,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,337 | $97,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,500 | $97,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 900 | $97,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 6,321 | $97,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,891 | $97,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 7,421 | $97,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 76,000 | $97,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 102,000 | $97,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,400 | $96,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,739 | $96,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 6,786 | $96,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 9,477 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,331 | $96,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,314 | $96,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 3,700 | $96,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,135 | $95,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,400 | $95,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,027 | $95,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,033 | $95,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 49,200 | $95,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,334 | $95,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,495 | $95,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 102,000 | $95,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 12,373 | $95,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 9,600 | $95,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 10,293 | $95,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 69,000 | $95,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 1,718 | $94,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,660 | $94,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,331 | $94,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 1,969 | $94,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 38,255 | $94,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,672 | $93,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 983 | $93,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 3,212 | $93,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,416 | $93,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 9,367 | $93,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 887 | $93,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,400 | $93,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 4,700 | $93,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,235 | $93,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 8,507 | $93,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,800 | $93,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 14,083 | $93,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 15,153 | $93,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 6,778 | $93,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 18,137 | $93,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 96,000 | $93,000 | thousands by filing date | principal |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 2,874 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,741 | $92,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 3,966 | $92,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,700 | $91,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 700 | $91,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 3,963 | $91,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 1,600 | $91,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 703 | $90,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,300 | $90,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,300 | $90,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 4,354 | $90,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,466 | $90,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,050 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 8,300 | $90,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,800 | $89,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 15,821 | $89,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 3,609 | $89,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,094 | $89,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 94,000 | $89,000 | thousands by filing date | principal |
| CHURCHILL DOWNS INC | 171484108 | COM | 429 | $88,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,200 | $88,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,526 | $88,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,141 | $88,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,587 | $88,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $88,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,898 | $88,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,116 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,856 | $88,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 3,503 | $88,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 670 | $87,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,617 | $87,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,405 | $87,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,443 | $87,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 700 | $87,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 4,400 | $87,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 8,202 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,144 | $87,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 5,200 | $87,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 39,300 | $86,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 2,684 | $86,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,406 | $86,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,500 | $86,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 4,176 | $86,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,418 | $86,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 34,703 | $86,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,500 | $86,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 3,585 | $85,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 5,460 | $85,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 8,000 | $85,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 987 | $85,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 2,055 | $85,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,958 | $84,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 441 | $84,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 9,332 | $84,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,062 | $84,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 4,029 | $84,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,942 | $84,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 38,300 | $84,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 761 | $84,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,500 | $84,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,943 | $84,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,761 | $84,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 9,220 | $84,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,000 | $83,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,218 | $83,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,100 | $83,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 14,943 | $83,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,751 | $83,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,516 | $83,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 39,280 | $83,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 793 | $82,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,500 | $82,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $82,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,400 | $82,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,073 | $82,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,737 | $82,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 8,900 | $82,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,535 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,101 | $82,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $82,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,996 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 584 | $81,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5,608 | $81,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 700 | $81,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,662 | $81,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 4,067 | $81,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 5,619 | $81,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 961 | $80,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,334 | $80,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,302 | $80,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,000 | $80,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,846 | $80,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,933 | $80,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 5,727 | $80,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 53,000 | $80,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,929 | $79,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,500 | $79,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 535 | $79,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 5,941 | $79,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 3,000 | $79,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 12,838 | $79,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,677 | $79,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,187 | $79,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 4,734 | $79,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 44,400 | $79,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 16,400 | $79,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,324 | $79,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 70,000 | $79,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 3,470 | $78,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,300 | $78,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 4,179 | $78,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,003 | $78,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 19,200 | $78,000 | thousands by filing date | call |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 4,174 | $78,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 3,652 | $78,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,100 | $77,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 1,500 | $77,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,700 | $77,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 5,170 | $77,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,766 | $77,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,212 | $77,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 9,740 | $77,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 42,563 | $77,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,000 | $76,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 800 | $76,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,000 | $76,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 35,080 | $76,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,969 | $76,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 790 | $76,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,000 | $76,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,846 | $76,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 5,102 | $76,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,405 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 2,100 | $76,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,953 | $75,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,200 | $75,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,274 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,314 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,719 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,112 | $75,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,086 | $75,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 918 | $74,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 7,020 | $74,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $74,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,092 | $74,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,686 | $74,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,285 | $74,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,510 | $74,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,338 | $74,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,717 | $74,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,261 | $74,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 34,801 | $74,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,000 | $74,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,045 | $74,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 36,200 | $74,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 800 | $73,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,400 | $73,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 2,457 | $73,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,290 | $73,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,794 | $73,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,389 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 2,865 | $72,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,226 | $72,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 2,188 | $72,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 5,110 | $72,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 7,956 | $72,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,200 | $71,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,148 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,289 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,750 | $71,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 4,525 | $71,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,000 | $71,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,419 | $71,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,285 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 58,259 | $71,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 13,954 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 600 | $70,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,400 | $70,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,400 | $70,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,423 | $70,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 713 | $70,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,544 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 615 | $70,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,365 | $70,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,700 | $70,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,837 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,179 | $70,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,200 | $70,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,000 | $69,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,200 | $69,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,565 | $69,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 4,796 | $69,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 7,400 | $69,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 24,000 | $69,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,175 | $68,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 320 | $68,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,854 | $68,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 5,170 | $68,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 6,701 | $68,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,484 | $68,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 8,861 | $68,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 4,699 | $68,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,600 | $67,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 46,707 | $67,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,694 | $67,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,193 | $67,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 7,364 | $66,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 850 | $66,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,867 | $66,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 2,000 | $66,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,789 | $66,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,300 | $66,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,825 | $66,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 5,530 | $66,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,309 | $66,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,200 | $66,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 9,100 | $66,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 1,983 | $66,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,685 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,043 | $65,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,400 | $65,000 | thousands by filing date | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 700 | $64,000 | thousands by filing date | call |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,005 | $64,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,300 | $64,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 4,208 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,074 | $64,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,427 | $64,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,600 | $64,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 3,400 | $64,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,200 | $64,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,100 | $64,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,608 | $64,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 4,400 | $64,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 3,462 | $64,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,671 | $64,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10,708 | $64,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 26,234 | $64,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 600 | $63,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 1,912 | $63,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,620 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,950 | $63,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 4,200 | $63,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 511 | $62,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 6,262 | $62,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 5,518 | $62,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,700 | $62,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $62,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,000 | $62,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,214 | $62,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,500 | $62,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,181 | $62,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,100 | $62,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 7,339 | $62,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,200 | $61,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,674 | $61,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 4,720 | $61,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,100 | $61,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 902 | $61,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,500 | $61,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,922 | $61,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 4,805 | $61,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 6,600 | $61,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 2,400 | $61,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 2,700 | $61,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V108 | COM SER A | 2,670 | $61,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,200 | $60,000 | thousands by filing date | put |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,435 | $60,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,100 | $60,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 1,400 | $60,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,100 | $59,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,300 | $59,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,188 | $59,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,962 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,905 | $59,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,200 | $59,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,270 | $59,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,679 | $59,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,628 | $59,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,000 | $59,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,500 | $59,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,967 | $59,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 7,000 | $58,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 9,078 | $58,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,895 | $58,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 276 | $58,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 3,667 | $57,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,345 | $57,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,700 | $57,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 29,921 | $57,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 2,673 | $57,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,300 | $57,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 7,264 | $57,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,229 | $57,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 5,176 | $57,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 7,500 | $57,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 445 | $56,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,400 | $56,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 8,916 | $56,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,400 | $56,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,339 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $56,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,232 | $56,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,820 | $56,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,823 | $56,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,900 | $56,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,344 | $56,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 5,718 | $56,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 1,185 | $56,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,060 | $55,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,996 | $55,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,598 | $55,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,650 | $55,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,400 | $55,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 19,063 | $55,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,101 | $55,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,966 | $55,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,300 | $54,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,300 | $54,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,300 | $54,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,000 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 864 | $54,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,000 | $54,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,700 | $54,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,407 | $54,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,841 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,500 | $54,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,616 | $54,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 5,200 | $54,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,800 | $54,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 887 | $53,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,400 | $53,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 4,500 | $53,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,920 | $53,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 910 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $53,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $53,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,371 | $53,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 510 | $53,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,904 | $52,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,200 | $52,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 4,100 | $52,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,330 | $52,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,791 | $52,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 3,569 | $52,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,648 | $52,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,900 | $52,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 2,445 | $52,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 32,200 | $52,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,443 | $52,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 49,000 | $52,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,226 | $51,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,796 | $51,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 6,000 | $51,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,040 | $51,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 46,287 | $51,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,700 | $51,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,546 | $51,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,000 | $51,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 971 | $50,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,220 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,233 | $50,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 87,463 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,507 | $50,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 897 | $50,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 4,361 | $50,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000172 | this filing | 2017-11-13 | acceptance time not in the bulk data set |