13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 7,374 holding rows worth $122,176,561,000.
- Accession
- 0000831001-17-000172
- Filer
- CIK 831001
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,506 entries on the cover page, a total value of $122,176,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,176,561,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Ocugen | 43358V109 | Common | 1,300 | $3,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 784 | $3,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 631 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 103 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18 | $2,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 96 | $2,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 109 | $2,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 700 | $2,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 135 | $2,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 77 | $2,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 36 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 304 | $2,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 128 | $2,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 110 | $2,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 74 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 275 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 45 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 678 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 85 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 104 | $2,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 61 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 44 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 103 | $2,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 60 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 56 | $2,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 72 | $2,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 98 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 100 | $2,000 | thousands by filing date | call |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $2,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 100 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 94 | $2,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 714 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 122 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 129 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,004 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 90 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 100 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 740 | $2,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 89 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,000 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 195 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 700 | $2,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 500 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 130 | $2,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 200 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 159 | $2,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 148 | $2,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 200 | $2,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 86 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 471 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 70 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 500 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 218 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 370 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 429 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 557 | $2,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 126 | $2,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ANGIES LIST INC | 034754101 | COM | 127 | $2,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 69 | $2,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,199 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 300 | $2,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 2,900 | $2,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 55 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 4,600 | $2,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 246 | $2,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 30 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 450 | $2,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 109 | $2,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 1,667 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 45 | $2,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 54 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $2,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 131 | $2,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,561 | $2,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 887 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $2,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 89 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 69 | $2,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 65 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 671 | $2,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 177 | $2,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 295 | $2,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 4,940 | $2,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 6,000 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 13 | $1,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 98 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 75 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 72 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 100 | $1,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 30 | $1,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70 | $1,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 65 | $1,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 155 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 100 | $1,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 75 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 160 | $1,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 50 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 65 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 65 | $1,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 70 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 255 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 200 | $1,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 60 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 127 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 109 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 94 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 125 | $1,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 32 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 206 | $1,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 47 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 200 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 104 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 65 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 78 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 29 | $1,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 100 | $1,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 46 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 123 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 117 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 150 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 200 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 139 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 20 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 177 | $1,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 80 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 134 | $1,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 196 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 218 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 346 | $1,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 70 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 340 | $1,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 41 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 88 | $1,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 65 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 80 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 300 | $1,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 58 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 199 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100 | $1,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 126 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 365 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 542 | $1,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 61 | $1,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 107 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 133 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $1,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 250 | $1,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 226 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 432 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 452 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 172 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 112 | $1,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 500 | $1,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 70 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 142 | $1,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 176 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 300 | $1,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 60 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 56 | $1,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 90 | $1,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 152 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 2,000 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 2,000 | $1,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 57 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 319 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 6 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 96 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 104 | $1,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 100 | $1,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 954 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 400 | $1,000 | thousands by filing date | put |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 67 | $1,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 34 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $1,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 51 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 74 | $1,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 45 | $1,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 500 | $1,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 300 | $1,000 | thousands by filing date | put |
| APPTIO INC | 03835C108 | CL A | 69 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 443 | $1,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 197 | $1,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 80 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 665 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 70 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $1,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 67 | $1,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 61 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 200 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 77 | $1,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 50 | $1,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 92 | $1,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 81 | $1,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 57 | $1,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 36 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 100 | $1,000 | thousands by filing date | call |
| CORIUM INTL INC | 21887L107 | COM | 75 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 275 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 74 | $1,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 14 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 347 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 600 | $1,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 100 | $1,000 | thousands by filing date | call |
| EDGE THERAPEUTICS INC | 279870109 | COM | 62 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 408 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 500 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 114 | $1,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 168 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARUS CORP NEW | 18270P109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERUS CORP | 157085101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 521 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SAND INC | 83191H107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAI AVIATION LTD | 34960P101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Akoustis Technologies Inc | 00973N102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J103 | COM NEW | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Castle Brands Inc | 148435100 | COM | 277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD BANCORP INC COM | 442496105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNB Bancorp | 302515101 | Common | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Allegiance Bancshares | 01748H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHENEX INC | 04685N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAF GROUP LTD | 52177G102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268107 | SHS | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 783 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BG STAFFING INC | 05544A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBER ROAD INC | 02318Y108 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA GENOMICS | M82183209 | Equities | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGINT INC | 19241Q101 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMINTO INC | 68217C208 | COM NEW | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 161 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 159 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 609 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 540 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 1,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y602 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000172 | this filing | 2017-11-13 | acceptance time not in the bulk data set |