13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 7,374 holding rows worth $122,176,561,000.
- Accession
- 0000831001-17-000172
- Filer
- CIK 831001
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,506 entries on the cover page, a total value of $122,176,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,176,561,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,088 | $343,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,600 | $342,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 17,100 | $342,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 6,100 | $341,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 6,100 | $341,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,300 | $340,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,300 | $340,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,226 | $339,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,532 | $339,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,639 | $338,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 138,000 | $338,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 38,300 | $337,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,609 | $337,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,700 | $337,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 72,333 | $337,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 44,300 | $337,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,641 | $337,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 26,796 | $337,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 31,620 | $337,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 5,000 | $337,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,306 | $336,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 20,383 | $336,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,700 | $336,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 8,950 | $335,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 24,846 | $335,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,213 | $334,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,200 | $334,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 45,247 | $334,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,100 | $332,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 4,000 | $332,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,692 | $332,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,513 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 9,568 | $331,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 54,736 | $331,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,740 | $331,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,241 | $330,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,300 | $329,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 45,672 | $329,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 11,159 | $329,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,993 | $328,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,159 | $328,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,787 | $327,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 22,267 | $327,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,763 | $327,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,500 | $326,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,900 | $326,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,229 | $326,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,300 | $326,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 36,400 | $326,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 7,965 | $325,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,326 | $325,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 10,467 | $325,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 18,812 | $325,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 19,243 | $325,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 12,121 | $324,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,610 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,600 | $323,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 27,064 | $323,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 27,529 | $322,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,700 | $322,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 3,648 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,240 | $321,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 48,951 | $321,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,100 | $320,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 14,195 | $319,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 19,200 | $319,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,800 | $318,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 30,670 | $318,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 11,550 | $318,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,837 | $317,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,237 | $317,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 31,293 | $317,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,500 | $316,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 32,600 | $316,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 121,200 | $316,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,348 | $316,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 17,600 | $316,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 36,278 | $315,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,140 | $315,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 17,029 | $315,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,367 | $314,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 227,138 | $314,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,862 | $314,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 24,056 | $314,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 26,721 | $314,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 159,700 | $313,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,300 | $313,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,834 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $312,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,500 | $311,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 54,424 | $310,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 14,655 | $310,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 88,600 | $310,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,154 | $309,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 6,300 | $308,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,500 | $308,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,670 | $308,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,808 | $307,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,242 | $307,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,424 | $307,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 12,028 | $307,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 842,400 | $306,000 | thousands by filing date | put |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 18,404 | $306,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 11,337 | $306,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,300 | $305,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 20,729 | $305,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,000 | $305,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,600 | $305,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,494 | $304,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,834 | $304,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 23,400 | $304,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 252,000 | $304,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 64,800 | $303,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,265 | $303,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 10,400 | $301,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,500 | $300,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 33,800 | $300,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 6,782 | $300,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,600 | $298,000 | thousands by filing date | put |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 212,000 | $298,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,974 | $297,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 10,069 | $297,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 9,476 | $297,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,800 | $297,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,978 | $296,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 26,391 | $296,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,600 | $295,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 4,000 | $295,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 19,433 | $295,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,800 | $295,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 20,309 | $295,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,668 | $294,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 30,874 | $294,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,283 | $293,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,704 | $293,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 22,508 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 17,073 | $293,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,000 | $292,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,033 | $292,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,300 | $292,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 14,763 | $292,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 30,697 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,588 | $291,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,262 | $291,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,400 | $291,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 7,900 | $291,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,400 | $291,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 31,288 | $291,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 64,700 | $291,000 | thousands by filing date | call |
| SUPERVALU INC | 868536301 | COM NEW | 13,400 | $291,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,779 | $290,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,501 | $290,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,300 | $290,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 28,559 | $290,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 10,738 | $290,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 40,732 | $290,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,948 | $290,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 79,515 | $290,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 20,100 | $290,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 12,330 | $289,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,405 | $289,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 11,251 | $289,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 15,639 | $289,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 250,000 | $289,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,900 | $288,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 14,400 | $288,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 4,400 | $287,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,876 | $287,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,900 | $287,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 4,900 | $287,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,058 | $287,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 12,901 | $287,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 11,305 | $286,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,800 | $285,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 6,495 | $284,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,800 | $284,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 11,559 | $284,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 15,323 | $284,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,156 | $284,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,400 | $283,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,977 | $283,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 25,335 | $283,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 17,891 | $283,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 8,500 | $282,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,200 | $281,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 11,600 | $281,000 | thousands by filing date | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,929 | $280,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 9,218 | $280,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,009 | $280,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,800 | $280,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 82,583 | $280,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 11,200 | $280,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 45,700 | $279,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,600 | $279,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 8,500 | $278,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 38,100 | $278,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 22,855 | $278,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 7,799 | $277,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,534 | $277,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,140 | $277,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,463 | $276,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,914 | $276,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,500 | $275,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 6,322 | $275,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 790 | $275,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 11,754 | $275,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,750 | $274,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,176 | $274,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,927 | $274,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 65,500 | $274,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 10,474 | $273,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 46,170 | $273,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,738 | $273,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,300 | $272,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 7,043 | $272,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,578 | $272,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,300 | $271,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 18,993 | $271,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,460 | $270,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 14,843 | $270,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,109 | $270,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 61,774 | $270,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 24,122 | $270,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,000 | $270,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,200 | $269,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,088 | $269,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,049 | $269,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 6,245 | $269,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 16,200 | $268,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 11,393 | $268,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,635 | $268,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 23,100 | $267,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 10,293 | $267,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 22,500 | $267,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 22,500 | $267,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 121,346 | $267,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,800 | $266,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,557 | $266,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,559 | $266,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 16,908 | $266,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,735 | $265,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,912 | $265,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 16,057 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 7,909 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,793 | $265,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 20,533 | $265,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 24,200 | $264,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 1,343 | $263,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,700 | $263,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 52,349 | $263,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,600 | $262,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 2,300 | $262,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,596 | $262,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 3,875 | $262,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,518 | $261,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,100 | $261,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,100 | $261,000 | thousands by filing date | call |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 29,130 | $260,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,819 | $259,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,098 | $259,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 7,770 | $259,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,100 | $258,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,700 | $258,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 44,600 | $258,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 40,973 | $258,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 9,275 | $258,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,678 | $257,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,535 | $257,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 20,500 | $257,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 22,300 | $256,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 5,045 | $256,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 69,200 | $256,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,900 | $256,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,129 | $256,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,200 | $255,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,800 | $255,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,069 | $255,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 8,443 | $255,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,430 | $254,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,500 | $253,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 6,136 | $253,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $252,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,912 | $252,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,300 | $251,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,495 | $251,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,800 | $251,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13,500 | $251,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 17,200 | $251,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 9,500 | $247,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,155 | $247,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,079 | $247,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,307 | $247,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,408 | $247,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,732 | $247,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,018 | $247,000 | thousands by filing date | call |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 250,000 | $247,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,000 | $246,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,346 | $246,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,178 | $245,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,800 | $245,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 94,264 | $245,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 227,000 | $245,000 | thousands by filing date | principal |
| CULP INC | 230215105 | CMN | 7,461 | $244,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,500 | $244,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 75,433 | $244,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 125,129 | $244,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 21,797 | $244,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 24,697 | $243,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,600 | $243,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 12,900 | $243,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 37,402 | $243,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 16,612 | $242,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,400 | $241,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 2,700 | $241,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,000 | $241,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 8,157 | $241,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,067 | $241,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,402 | $241,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 4,389 | $241,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,542 | $240,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,400 | $240,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,690 | $239,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,600 | $238,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,922 | $238,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,518 | $238,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,200 | $237,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 4,076 | $237,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 10,622 | $237,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,012 | $237,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 13,200 | $237,000 | thousands by filing date | call |
| CF CORP | G20307115 | *W EXP 05/25/202 | 112,500 | $237,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 12,200 | $236,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,600 | $236,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,299 | $236,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,600 | $236,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,900 | $235,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 5,400 | $235,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 4,135 | $235,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,900 | $235,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 4,561 | $235,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 25,400 | $235,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 2,867 | $235,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 21,155 | $235,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 107,299 | $234,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,900 | $234,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,949 | $234,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 32,161 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,086 | $234,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,505 | $234,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 17,548 | $234,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,200 | $233,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 8,247 | $233,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,100 | $233,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,023 | $233,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 15,648 | $233,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,708 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,750 | $233,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,300 | $233,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 3,700 | $233,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,334 | $233,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 51,300 | $233,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 31,600 | $233,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 23,900 | $232,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 1,800 | $231,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,257 | $231,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 9,757 | $231,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 5,272 | $231,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 10,000 | $231,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,100 | $230,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 10,279 | $230,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 8,910 | $230,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 171,800 | $230,000 | thousands by filing date | put |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 214,000 | $230,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,900 | $229,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,094 | $229,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 19,188 | $229,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 8,200 | $229,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,500 | $229,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 2,519 | $229,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,800 | $228,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,500 | $228,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,186 | $228,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,822 | $228,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,459 | $227,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,700 | $226,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,343 | $226,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 9,400 | $226,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,182 | $226,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 7,000 | $226,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 3,200 | $226,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 5,188 | $225,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 11,420 | $225,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 5,398 | $225,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 17,029 | $225,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,603 | $224,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,258 | $224,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 25,336 | $224,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,700 | $224,000 | thousands by filing date | put |
| NEW HOME CO INC COM | 645370107 | COM | 20,098 | $224,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 204,000 | $224,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,992 | $223,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 36,271 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,114 | $223,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,994 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,317 | $222,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,876 | $222,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 9,309 | $222,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,870 | $222,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 16,555 | $222,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,900 | $221,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,063 | $221,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,840 | $221,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 31,100 | $221,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,595 | $220,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,000 | $220,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,556 | $220,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,644 | $220,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,700 | $220,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 10,862 | $220,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 40,400 | $220,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,100 | $219,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 9,301 | $219,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,439 | $219,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,008 | $218,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,510 | $218,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 57,800 | $218,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,000 | $217,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 10,200 | $217,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 19,000 | $216,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 16,316 | $216,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,200 | $216,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 8,900 | $216,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 6,491 | $215,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,800 | $215,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,200 | $215,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,623 | $215,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,300 | $215,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 6,378 | $214,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 3,900 | $214,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,000 | $214,000 | thousands by filing date | put |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,150 | $214,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,628 | $213,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 113,261 | $213,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,897 | $212,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,089 | $212,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,314 | $211,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 24,000 | $211,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,100 | $210,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,233 | $210,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,500 | $210,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,000 | $210,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $210,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,307 | $210,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,416 | $209,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,400 | $208,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,110 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,307 | $208,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,785 | $208,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,513 | $207,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,042 | $207,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,375 | $207,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,097 | $207,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 2,339 | $207,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,400 | $207,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,300 | $207,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 38,500 | $206,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,376 | $206,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 23,678 | $206,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 20,908 | $206,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,233 | $205,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,700 | $205,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,617 | $204,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,077 | $204,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 8,800 | $204,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 24,750 | $204,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 8,500 | $204,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 2,615 | $203,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,324 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,338 | $203,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 9,300 | $202,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,551 | $202,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,965 | $202,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 2,945 | $202,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 180,000 | $202,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,173 | $201,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,904 | $201,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,700 | $200,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 9,400 | $200,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,061 | $200,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 7,861 | $200,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,238 | $199,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,700 | $199,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 7,031 | $199,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 16,623 | $199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,500 | $199,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,867 | $198,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,505 | $198,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,145 | $198,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 6,270 | $198,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000172 | this filing | 2017-11-13 | acceptance time not in the bulk data set |