13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,436 holding rows worth $110,889,229,000.
- Accession
- 0000831001-17-000135
- Filer
- CIK 831001
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 15,611 entries on the cover page, a total value of $110,889,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,889,229,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 793 | $80,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,589 | $80,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,991 | $80,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,988 | $80,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 15,900 | $80,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 1,618 | $79,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,400 | $79,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,100 | $79,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 600 | $79,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5,589 | $79,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,177 | $79,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,595 | $79,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,690 | $79,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,353 | $78,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,893 | $78,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 9,156 | $78,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,200 | $78,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,073 | $78,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 6,620 | $78,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,500 | $78,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,815 | $78,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $78,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 772 | $77,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,520 | $77,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,668 | $77,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,360 | $77,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,365 | $77,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,248 | $77,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,300 | $77,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,300 | $76,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 2,000 | $76,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,046 | $76,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,765 | $76,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,332 | $76,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,679 | $76,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,500 | $76,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 16,500 | $76,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 13,010 | $76,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,000 | $76,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 3,500 | $75,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,300 | $75,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,300 | $75,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,603 | $75,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,191 | $75,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,100 | $75,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,580 | $75,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 704 | $74,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 6,400 | $74,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,900 | $74,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,300 | $74,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,000 | $74,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,800 | $73,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $73,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,320 | $73,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,103 | $73,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,100 | $73,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,506 | $73,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 6,752 | $73,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 14,072 | $73,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,802 | $72,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 2,865 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,750 | $72,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,025 | $72,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,012 | $72,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,500 | $71,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 7,645 | $71,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,127 | $71,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 21,000 | $71,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,419 | $71,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 874 | $70,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,300 | $70,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 5,000 | $70,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,045 | $70,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,800 | $70,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 3,528 | $70,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,569 | $70,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 4,942 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 615 | $70,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,039 | $70,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,600 | $70,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 20,708 | $70,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 4,467 | $69,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,000 | $69,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 3,666 | $69,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,700 | $69,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,062 | $69,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,341 | $69,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 32,283 | $69,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,225 | $68,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 24,400 | $68,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,344 | $68,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,700 | $68,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,984 | $68,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,300 | $68,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 603 | $67,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,598 | $67,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 8,120 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,250 | $67,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 4,768 | $67,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,300 | $67,000 | thousands by filing date | put |
| PRESIDIO INC | 74102M103 | COM | 4,676 | $67,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 5,600 | $67,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 1,000 | $66,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,154 | $66,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,831 | $66,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 17,100 | $66,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 4,179 | $66,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 24,000 | $66,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,080 | $66,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,500 | $66,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,700 | $66,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 35,000 | $66,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,300 | $65,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,867 | $65,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,000 | $65,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 800 | $65,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 6,423 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 4,470 | $65,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,194 | $65,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,000 | $65,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 106,000 | $65,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 8,200 | $65,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,285 | $65,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 24,547 | $65,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 6,643 | $65,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 5,281 | $65,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 61,000 | $65,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 633 | $64,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,900 | $64,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,922 | $64,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,600 | $64,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,958 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,819 | $64,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,000 | $64,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 2,400 | $64,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 9,841 | $64,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 50,600 | $64,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 7,364 | $63,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,387 | $63,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 844 | $63,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $63,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,936 | $63,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 600 | $63,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 46,370 | $63,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,244 | $63,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 22,100 | $63,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 50,769 | $63,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 13,868 | $63,000 | thousands by filing date | |
| VTI | 922908769 | COM | 500 | $62,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,300 | $62,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,300 | $62,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,831 | $62,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,400 | $62,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 3,300 | $62,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 3,267 | $62,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,366 | $62,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,873 | $62,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,382 | $62,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 10,335 | $62,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,744 | $61,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,900 | $61,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,300 | $61,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 300 | $61,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 7,895 | $61,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,557 | $61,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 500 | $61,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,600 | $61,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,714 | $61,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,455 | $61,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,938 | $61,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 6,400 | $61,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 917 | $61,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 329 | $60,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,200 | $60,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,043 | $60,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,700 | $60,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,585 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,252 | $59,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 5,454 | $59,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 7,264 | $59,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,700 | $59,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 5,100 | $59,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 5,408 | $59,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 8,937 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 902 | $58,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,700 | $58,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 400 | $58,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,221 | $58,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,300 | $58,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 6,600 | $58,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,020 | $58,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,270 | $58,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 6,355 | $58,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 276 | $58,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,000 | $57,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,500 | $57,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 1,700 | $57,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,980 | $57,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,300 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 615 | $57,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,400 | $57,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,600 | $57,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 21,800 | $57,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 1,200 | $57,000 | thousands by filing date | put |
| COUNTY BANCORP INC | 221907108 | COM | 2,380 | $57,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 5,718 | $57,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 500 | $56,000 | thousands by filing date | call |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,734 | $56,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,289 | $56,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,870 | $56,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 900 | $56,000 | thousands by filing date | call |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,679 | $56,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,100 | $56,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,150 | $56,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,000 | $56,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 805 | $55,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,208 | $55,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 6,800 | $55,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,900 | $55,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,900 | $55,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,000 | $55,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 4,805 | $55,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 512 | $55,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 6,261 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 35,800 | $55,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,522 | $55,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,100 | $55,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,400 | $55,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,000 | $54,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,060 | $54,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,760 | $54,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,300 | $54,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 3,605 | $54,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,231 | $54,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,100 | $54,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,887 | $54,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,429 | $54,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 820 | $53,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 6,015 | $53,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,996 | $53,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,928 | $53,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,200 | $53,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,154 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,920 | $53,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,124 | $53,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,295 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,905 | $53,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,215 | $53,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,132 | $53,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,800 | $53,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 1,100 | $53,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 7,400 | $53,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,300 | $53,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,067 | $53,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 50,000 | $53,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 52,000 | $53,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 864 | $52,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 300 | $52,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,000 | $52,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,000 | $52,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 1,100 | $52,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 834 | $52,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,500 | $52,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,853 | $52,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,100 | $52,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 7,000 | $52,000 | thousands by filing date | call |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 1,341 | $52,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,219 | $51,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,275 | $51,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,600 | $51,000 | thousands by filing date | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 662 | $51,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $51,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 4,918 | $51,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,300 | $51,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 4,000 | $51,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $51,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 911 | $51,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,500 | $51,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,341 | $51,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 824 | $51,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 7,800 | $51,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 9,880 | $51,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 8,856 | $51,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 19,974 | $51,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 5,603 | $51,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,050 | $51,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,300 | $50,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 3,200 | $50,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 756 | $50,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,000 | $50,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,000 | $50,000 | thousands by filing date | put |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,938 | $50,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,307 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $50,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $50,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 700 | $50,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 42,000 | $50,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 20,200 | $50,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 510 | $50,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 48,000 | $50,000 | thousands by filing date | principal |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 960 | $49,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 5,518 | $49,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 881 | $49,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,800 | $49,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 9,696 | $49,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,457 | $49,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,500 | $49,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 2,209 | $49,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 6,386 | $49,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,500 | $49,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V108 | COM SER A | 2,760 | $49,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 4,460 | $49,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 858 | $48,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 400 | $48,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 4,085 | $48,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,374 | $48,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,199 | $48,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 3,500 | $48,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,800 | $48,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 28,205 | $48,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 872 | $48,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 397 | $47,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 600 | $47,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 2,300 | $47,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 3,674 | $47,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,650 | $47,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,500 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,021 | $47,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,082 | $47,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 7,200 | $47,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 3,265 | $47,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,900 | $47,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 7,441 | $47,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,200 | $47,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 1,602 | $47,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,900 | $46,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 2,280 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,159 | $46,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 700 | $46,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,569 | $46,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 800 | $46,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,424 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 995 | $46,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,099 | $46,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,800 | $46,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,726 | $46,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,390 | $46,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 2,186 | $46,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 803 | $46,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 500 | $46,000 | thousands by filing date | call |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 9,028 | $46,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 421 | $46,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 9,588 | $46,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,513 | $45,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 227 | $45,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,066 | $45,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,931 | $45,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,659 | $45,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,023 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,088 | $45,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,117 | $45,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,584 | $45,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,580 | $45,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 39,500 | $45,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 11,313 | $45,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,300 | $45,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $45,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 4,911 | $45,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 6,924 | $45,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 584 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,000 | $44,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,920 | $44,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,175 | $44,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,852 | $44,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,922 | $44,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,995 | $44,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,200 | $44,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 1,400 | $44,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,900 | $44,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 18,021 | $44,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,100 | $44,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,971 | $44,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 3,516 | $44,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 2,350 | $44,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 899 | $44,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 6,924 | $43,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 300 | $43,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 6,725 | $43,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,000 | $43,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,429 | $43,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 4,200 | $43,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 18,811 | $43,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,000 | $43,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 2,274 | $43,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 37,000 | $43,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 1,189 | $43,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,814 | $43,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,013 | $42,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 400 | $42,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,500 | $42,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,700 | $42,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,568 | $42,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,191 | $42,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,667 | $42,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,380 | $42,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $42,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,629 | $42,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 34,100 | $42,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 5,812 | $42,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,179 | $41,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,000 | $41,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,700 | $41,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,700 | $41,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,135 | $41,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 400 | $41,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 668 | $41,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 879 | $41,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,702 | $41,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,053 | $41,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $41,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,735 | $41,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,342 | $41,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $41,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 21,472 | $41,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,996 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 785 | $40,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,200 | $40,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,200 | $40,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 929 | $40,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,300 | $40,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 440 | $40,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 600 | $40,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,500 | $40,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,836 | $40,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,052 | $40,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,600 | $40,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,900 | $40,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,045 | $40,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 2,130 | $40,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,000 | $40,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,877 | $40,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,600 | $40,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,100 | $39,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 5,073 | $39,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 4,196 | $39,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $39,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,000 | $39,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,845 | $39,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,772 | $39,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,558 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,235 | $39,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,400 | $38,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 834 | $38,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,500 | $38,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 1,000 | $38,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,300 | $38,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 336 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 951 | $38,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 500 | $38,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 500 | $38,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,820 | $38,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,000 | $38,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,240 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,329 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 879 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,104 | $38,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 900 | $38,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 3,990 | $38,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,925 | $38,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 950 | $38,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 7,343 | $38,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,063 | $38,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 1,881 | $38,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 926 | $37,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 358 | $37,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,600 | $37,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,179 | $37,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 956 | $37,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 539 | $37,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 16,902 | $37,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,324 | $37,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 300 | $37,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 32,100 | $37,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 1,311 | $37,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 788 | $37,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,776 | $37,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,465 | $37,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,029 | $37,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,031 | $37,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,467 | $37,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 688 | $37,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 12,860 | $37,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 708 | $36,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,500 | $36,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,101 | $36,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,994 | $36,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,300 | $36,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 1,600 | $36,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,000 | $36,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000135 | this filing | 2017-08-11 | acceptance time not in the bulk data set |