13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,436 holding rows worth $110,889,229,000.
- Accession
- 0000831001-17-000135
- Filer
- CIK 831001
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 15,611 entries on the cover page, a total value of $110,889,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,889,229,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 21,733 | $281,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,000 | $281,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R109 | CL A | 4,791 | $281,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 54,100 | $281,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,849 | $280,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 52,700 | $280,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,722 | $279,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 32,790 | $279,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 6,872 | $279,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,900 | $278,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,000 | $277,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 28,700 | $277,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 104,500 | $277,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,505 | $277,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 11,837 | $276,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,817 | $276,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 52,000 | $276,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,114 | $275,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,960 | $275,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 32,135 | $275,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,298 | $274,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 7,337 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,953 | $274,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 37,672 | $274,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,400 | $273,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,211 | $273,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,659 | $273,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 178,600 | $273,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,750 | $272,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 209,000 | $272,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 7,100 | $271,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,775 | $271,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,200 | $271,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 64,963 | $270,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,325 | $270,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 232,700 | $270,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,200 | $269,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 96,481 | $269,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,100 | $269,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 19,600 | $269,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 28,600 | $269,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,600 | $268,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 17,280 | $268,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,000 | $268,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 43,176 | $268,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,200 | $267,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,204 | $267,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,471 | $267,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 27,344 | $267,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 14,804 | $267,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 257,000 | $267,000 | thousands by filing date | principal |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,012 | $266,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,000 | $265,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,700 | $265,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,600 | $265,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 14,100 | $265,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 272,000 | $265,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,881 | $264,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 41,500 | $263,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 13,978 | $263,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 10,400 | $263,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 75,433 | $263,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,800 | $262,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 2,990 | $262,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,500 | $262,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,988 | $262,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 36,207 | $262,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 20,295 | $262,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,883 | $261,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,715 | $261,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 34,400 | $261,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,830 | $260,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 18,070 | $260,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,800 | $260,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 13,600 | $260,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,007 | $259,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 120,600 | $259,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 120,500 | $259,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 7,700 | $258,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 15,600 | $258,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,900 | $258,000 | thousands by filing date | put |
| WEST MARINE INC | 954235107 | COM | 20,054 | $258,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,600 | $257,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 16,900 | $257,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,900 | $256,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 20,051 | $256,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,600 | $256,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,918 | $256,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,432 | $255,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 17,384 | $255,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,238 | $254,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 16,551 | $254,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 24,900 | $253,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 1,686 | $253,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $252,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,048 | $252,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,800 | $252,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,600 | $252,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,004 | $251,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,641 | $251,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,491 | $251,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,750 | $251,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,300 | $251,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,705 | $251,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 26,200 | $251,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,888 | $251,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 21,700 | $250,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,300 | $250,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,738 | $250,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 15,612 | $250,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 5,700 | $249,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 7,353 | $249,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,800 | $248,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 5,300 | $248,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 12,000 | $248,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 2,940 | $247,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,900 | $247,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,242 | $247,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 235,000 | $247,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 16,400 | $246,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,610 | $246,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 11,200 | $246,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 33,050 | $246,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 14,053 | $245,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 18,540 | $245,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 250,000 | $245,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 7,400 | $244,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,900 | $244,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 13,400 | $244,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,268 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,958 | $243,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 227,000 | $243,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,678 | $242,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 32,791 | $242,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,958 | $241,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,074 | $241,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,457 | $241,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,100 | $241,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,524 | $241,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 42,700 | $241,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,116 | $240,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,532 | $240,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 14,483 | $240,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 13,362 | $239,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 13,700 | $239,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,600 | $237,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,000 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,095 | $237,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 13,000 | $237,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,000 | $237,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 9,400 | $236,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 2,200 | $236,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 8,000 | $236,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 20,528 | $236,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,535 | $235,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,674 | $234,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,200 | $234,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 6,700 | $234,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 15,000 | $234,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,300 | $233,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,400 | $233,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,904 | $233,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,000 | $233,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 5,353 | $233,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,629 | $233,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 100,000 | $233,000 | thousands by filing date | principal |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,321 | $232,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,935 | $232,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 47,598 | $232,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 13,736 | $232,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,600 | $231,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,867 | $231,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,200 | $230,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,300 | $230,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,000 | $230,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,700 | $229,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,700 | $229,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 4,291 | $228,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,400 | $228,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 5,400 | $228,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 37,802 | $228,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,322 | $227,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,556 | $227,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 22,084 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,614 | $227,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,247 | $226,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,300 | $225,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 2,922 | $225,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 16,071 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 4,556 | $225,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,533 | $224,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,299 | $224,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,035 | $224,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 21,400 | $223,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,035 | $223,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,000 | $223,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,992 | $222,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 7,000 | $222,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A122 | COM | 31,343 | $222,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,556 | $221,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,096 | $221,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,900 | $221,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,192 | $221,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 12,188 | $221,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,603 | $221,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 305,000 | $221,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 18,700 | $220,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,600 | $220,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,876 | $220,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,800 | $219,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,600 | $219,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 26,200 | $219,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,700 | $219,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,566 | $218,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 4,468 | $218,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,845 | $217,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,800 | $217,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,200 | $217,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,500 | $217,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 23,280 | $217,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 21,800 | $217,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 100,685 | $217,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,771 | $216,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,000 | $216,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 17,395 | $216,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,900 | $215,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 3,100 | $215,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 4,561 | $215,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,694 | $215,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,500 | $215,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,596 | $215,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 84,754 | $215,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $215,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,927 | $214,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 16,236 | $214,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,058 | $213,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,235 | $213,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 19,207 | $213,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 36,900 | $213,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 8,732 | $213,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,600 | $212,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,975 | $212,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 50,968 | $212,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 105,597 | $212,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 15,304 | $212,000 | thousands by filing date | |
| CREDIT SUISSE GROUP | H3698DAL8 | DEBT 6.250%12/3 | 200,000 | $212,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,888 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $211,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 9,593 | $210,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 12,100 | $210,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,521 | $208,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,956 | $208,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,500 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,939 | $208,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 163,000 | $208,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 6,415 | $207,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 9,521 | $207,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,200 | $207,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 20,105 | $207,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 24,179 | $207,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 8,200 | $206,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,700 | $206,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 22,023 | $206,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,671 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,309 | $206,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 2,528 | $206,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,300 | $205,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 8,199 | $205,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,772 | $205,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 21,900 | $205,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 31,600 | $205,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,900 | $204,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,400 | $204,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 6,300 | $204,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,600 | $203,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,500 | $203,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 7,449 | $203,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,900 | $203,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,631 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,286 | $202,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,700 | $202,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 5,037 | $201,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,950 | $201,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 9,631 | $201,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 11,057 | $201,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,724 | $201,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,228 | $200,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,900 | $200,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,400 | $200,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 12,211 | $200,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,240 | $200,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,300 | $200,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,105 | $199,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,095 | $199,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,968 | $199,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,000 | $198,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 3,000 | $198,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 2,483 | $198,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,093 | $197,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 5,950 | $197,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 24,668 | $197,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,200 | $197,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,578 | $196,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 7,041 | $196,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 18,906 | $196,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,200 | $196,000 | thousands by filing date | put |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 11,323 | $196,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,500 | $195,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,800 | $195,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,077 | $195,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,309 | $195,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 27,000 | $195,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,700 | $195,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 5,123 | $195,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 67,300 | $194,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,600 | $194,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,200 | $194,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 61,100 | $194,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 18,851 | $194,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 191,000 | $194,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 1,800 | $193,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,998 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,018 | $193,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 6,900 | $193,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 4,466 | $193,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 155,860 | $193,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,000 | $192,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,052 | $192,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 3,979 | $191,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,600 | $191,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,024 | $191,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,200 | $191,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 165,112 | $191,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 21,200 | $191,000 | thousands by filing date | put |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 8,003 | $191,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 4,824 | $190,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 37,798 | $190,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 48,764 | $190,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,296 | $190,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 594 | $190,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,000 | $190,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 11,666 | $190,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 8,673 | $190,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 12,719 | $190,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 20,200 | $189,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 21,500 | $189,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 900 | $189,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 6,238 | $189,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,902 | $189,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,828 | $189,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 7,946 | $188,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,211 | $188,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 6,422 | $188,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 32,600 | $188,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,362 | $187,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,000 | $187,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 10,738 | $187,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,190 | $187,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,831 | $187,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 8,718 | $186,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 50,118 | $186,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 11,040 | $186,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 40,400 | $186,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 7,000 | $186,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,927 | $185,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,351 | $185,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 6,700 | $185,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,148 | $185,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,013 | $185,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 8,782 | $185,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,698 | $185,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,328 | $184,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,990 | $184,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,500 | $184,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 6,195 | $184,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9,400 | $183,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,062 | $183,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 17,700 | $183,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,423 | $183,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,710 | $182,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,271 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,170 | $182,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,890 | $182,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,955 | $182,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 34,616 | $182,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 14,400 | $182,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 6,500 | $182,000 | thousands by filing date | call |
| COBALT INTL ENERGY | 19075F304 | COM | 73,873 | $182,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,900 | $182,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 25,137 | $182,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 145,000 | $182,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 21,472 | $182,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,647 | $181,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 49,600 | $181,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,834 | $181,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 3,800 | $181,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,451 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 9,310 | $180,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,600 | $180,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 6,163 | $180,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 17,700 | $180,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 14,624 | $179,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,500 | $179,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 3,947 | $178,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $178,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 6,800 | $178,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 6,788 | $178,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,164 | $178,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,653 | $177,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,295 | $177,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,600 | $177,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,300 | $177,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 13,570 | $177,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,100 | $176,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 11,700 | $176,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,600 | $176,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,100 | $175,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 9,600 | $175,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,540 | $175,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,819 | $175,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,243 | $175,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,606 | $175,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,592 | $172,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 9,579 | $172,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 37,672 | $172,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,200 | $172,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,892 | $172,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,600 | $172,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 38,854 | $172,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,800 | $171,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 5,317 | $171,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,058 | $170,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,217 | $170,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,181 | $170,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 8,215 | $169,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,400 | $169,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,385 | $169,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,500 | $167,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 1,978 | $167,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,800 | $167,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 4,400 | $167,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 1,858 | $167,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,377 | $167,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,200 | $167,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,500 | $166,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,604 | $166,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 9,788 | $165,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,094 | $165,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 22,900 | $164,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,025 | $164,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 16,200 | $164,000 | thousands by filing date | call |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 13,608 | $164,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,500 | $163,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 8,106 | $163,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,100 | $163,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,735 | $163,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 15,000 | $163,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 9,208 | $163,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 8,834 | $163,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 31,223 | $162,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,681 | $162,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,569 | $162,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 11,663 | $162,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,200 | $161,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,000 | $161,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,465 | $161,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 75,400 | $161,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,000 | $160,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,590 | $160,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 22,100 | $160,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 10,732 | $160,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,480 | $159,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,864 | $159,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,566 | $159,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 3,186 | $159,000 | thousands by filing date | principal |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 6,500 | $159,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,576 | $159,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 425 | $158,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 5,480 | $158,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 125 | $158,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,100 | $158,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,310 | $158,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 83,237 | $158,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,600 | $157,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 9,300 | $157,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 500 | $157,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 500 | $157,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $157,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,900 | $157,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,759 | $156,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,188 | $156,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 6,914 | $156,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 15,400 | $156,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 16,463 | $156,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 4,880 | $156,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 8,952 | $156,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,500 | $155,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,000 | $155,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 12,121 | $155,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 95,544 | $155,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000135 | this filing | 2017-08-11 | acceptance time not in the bulk data set |