13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,436 holding rows worth $110,889,229,000.
- Accession
- 0000831001-17-000135
- Filer
- CIK 831001
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 15,611 entries on the cover page, a total value of $110,889,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,889,229,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 115 | $2,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 183 | $2,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 243 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 148 | $2,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 200 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 236 | $2,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 150 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 86 | $2,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 51 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 200 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,004 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 83 | $2,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 86 | $2,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 107 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 107 | $2,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 214 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 310 | $2,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 171 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 751 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 258 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 169 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 119 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 484 | $2,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 98 | $2,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 200 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 497 | $2,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 92 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 57 | $2,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 96 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 370 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 331 | $2,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 527 | $2,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $2,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 180 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 910 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $2,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 164 | $2,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,895 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 100 | $2,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 531 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 300 | $2,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 1,317 | $2,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 3,636 | $2,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 242 | $2,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 167 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 354 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 104 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2,990 | $2,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 145 | $2,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 149 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $2,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 123 | $2,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 94 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 82 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 178 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 135 | $2,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 57 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 271 | $2,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 123 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 67 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 101 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 113 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 254 | $2,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 109 | $2,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 100 | $2,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 221 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 292 | $2,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 169 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 51 | $2,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 118 | $2,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 54 | $2,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 323 | $2,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 102 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,687 | $2,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 600 | $2,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 179 | $2,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 121 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 555 | $2,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 112 | $2,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 99 | $2,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 126 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,300 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 111 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 800 | $2,000 | thousands by filing date | call |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 227 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 73 | $2,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 29 | $2,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 269 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 98 | $2,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 15,000 | $2,000 | thousands by filing date | call |
| Cardconnect Corp | 14141X108 | COM | 164 | $2,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 60 | $2,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 63 | $1,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 44 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 66 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 130 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 899 | $1,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 80 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,274 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 100 | $1,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 75 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 98 | $1,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 45 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 70 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 72 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 78 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 82 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 63 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 145 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 125 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 117 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 205 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 104 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 110 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 109 | $1,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 65 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 451 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 56 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 98 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 60 | $1,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 34 | $1,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 100 | $1,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 71 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 247 | $1,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 100 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 94 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 43 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 902 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 838 | $1,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 118 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 153 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 200 | $1,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 99 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 139 | $1,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 157 | $1,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 92 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 20 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 66 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 44 | $1,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 64 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 129 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 67 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 27 | $1,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 65 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 86 | $1,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 58 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 741 | $1,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 71 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 142 | $1,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 104 | $1,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 78 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 111 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 49 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 597 | $1,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 190 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 357 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | call |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 70 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 92 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 353 | $1,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 47 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 221 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 188 | $1,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 54 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 122 | $1,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 93 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 65 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 46 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 84 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 217 | $1,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 121 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 189 | $1,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 144 | $1,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 62 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 171 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 111 | $1,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 65 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 96 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 60 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 365 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 615 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 34 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 146 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 133 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 500 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 91 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 763 | $1,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 92 | $1,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,000 | $1,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 683 | $1,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 182 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 903 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 95 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 113 | $1,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 227 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,000 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200 | $1,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 120 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 260 | $1,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 59 | $1,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 123 | $1,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 171 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 255 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 66 | $1,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 107 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 7 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 77 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 93 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 112 | $1,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 785 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $1,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 165 | $1,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 20 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $1,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 38 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 250 | $1,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 153 | $1,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 564 | $1,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 154 | $1,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 34 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 82 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 112 | $1,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 68 | $1,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 124 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 283 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 63 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 169 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 114 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $1,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 227 | $1,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 74 | $1,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 85 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $1,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 221 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 665 | $1,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 87 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 265 | $1,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 83 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 219 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 467 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 99 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 161 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 103 | $1,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 122 | $1,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 73 | $1,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 125 | $1,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 77 | $1,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 132 | $1,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 104 | $1,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 82 | $1,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 132 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 36 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 219 | $1,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 90 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 93 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 79 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 324 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 500 | $1,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 18 | $1,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 131 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 408 | $1,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 217 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 500 | $1,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 94 | $1,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 223 | $1,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 81 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAI AVIATION LTD | 34960P101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 437 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viewra, Inc | 92672L107 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Castle Brands Inc | 148435100 | COM | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSO CORP | 92531L207 | CL A | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 783 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC DEL | 40052B207 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA GENOMICS | M82183209 | Equities | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 118 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 114 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INPIXON COM | 45790J107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 861 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 161 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 159 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 1,616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000135 | this filing | 2017-08-11 | acceptance time not in the bulk data set |