13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,436 holding rows worth $110,889,229,000.
- Accession
- 0000831001-17-000135
- Filer
- CIK 831001
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 15,611 entries on the cover page, a total value of $110,889,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,889,229,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRONC INC | 89703P107 | COM | 12,009 | $155,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 5,662 | $154,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,000 | $154,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,973 | $154,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,533 | $154,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,253 | $154,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,600 | $154,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,200 | $154,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 88,000 | $154,000 | thousands by filing date | principal |
| CARE COM INC | 141633107 | COM | 10,177 | $154,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,899 | $153,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,416 | $153,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 7,200 | $153,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,000 | $152,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,900 | $152,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 832 | $152,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,208 | $152,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,999 | $152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,986 | $151,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,616 | $150,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,020 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,136 | $149,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,002 | $149,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,255 | $149,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,418 | $149,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 8,046 | $149,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,569 | $148,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9,871 | $148,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,740 | $148,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 13,541 | $148,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,517 | $147,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,400 | $147,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,900 | $147,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,888 | $147,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,852 | $147,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,038 | $147,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 5,563 | $147,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 11,679 | $147,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 50,580 | $147,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 9,840 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,300 | $146,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,500 | $146,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,898 | $146,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,300 | $146,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 5,500 | $146,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,726 | $145,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 9,300 | $145,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 8,718 | $145,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 395 | $145,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,324 | $145,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,000 | $145,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 51,900 | $145,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 31,500 | $145,000 | thousands by filing date | put |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 10,063 | $145,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 3,667 | $145,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 67,300 | $145,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,000 | $144,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,174 | $144,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,464 | $144,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 4,388 | $144,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 3,600 | $144,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,049 | $144,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 167,000 | $144,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 6,866 | $143,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 996 | $143,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,005 | $143,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,421 | $143,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,100 | $142,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 7,100 | $142,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 28,683 | $142,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 114,500 | $142,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,238 | $141,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 7,341 | $141,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 9,362 | $141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 3,079 | $141,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 667 | $140,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,848 | $140,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,588 | $140,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 15,552 | $140,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 6,750 | $139,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,400 | $139,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 2,100 | $139,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 6,400 | $139,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 7,688 | $139,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,700 | $139,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,601 | $139,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,274 | $139,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 13,313 | $139,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 30,264 | $139,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,161 | $138,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,200 | $138,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,082 | $138,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 370,469 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 4,950 | $138,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 5,610 | $138,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,545 | $137,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,640 | $137,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 16,274 | $137,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,200 | $137,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,454 | $136,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,349 | $136,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,055 | $136,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,320 | $135,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,246 | $135,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 18,400 | $135,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8,766 | $135,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 5,285 | $135,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 3,735 | $134,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,100 | $134,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 5,700 | $134,000 | thousands by filing date | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,999 | $134,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 6,040 | $134,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 135,000 | $134,000 | thousands by filing date | principal |
| GLOBAL SOURCES LTD | G39300101 | ORD | 6,672 | $134,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,314 | $134,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 12,000 | $134,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,700 | $133,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 18,678 | $133,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,077 | $133,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 5,690 | $133,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,500 | $133,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 1,954 | $132,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,900 | $132,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 719 | $132,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 11,366 | $132,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 7,000 | $131,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,389 | $131,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 6,500 | $131,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,419 | $131,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 20,466 | $131,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,771 | $131,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,560 | $131,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,745 | $131,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 46,700 | $131,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 63,848 | $131,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,304 | $131,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,375 | $130,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,894 | $130,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,643 | $130,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,238 | $130,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,700 | $129,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,654 | $129,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,220 | $129,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,651 | $129,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,543 | $129,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,652 | $129,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,900 | $129,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,062 | $129,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,200 | $129,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,781 | $128,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 20,145 | $128,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 3,600 | $128,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 5,278 | $128,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,534 | $127,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,635 | $127,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 7,600 | $127,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,025 | $126,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 800 | $126,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 4,800 | $126,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,006 | $126,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 5,213 | $126,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,000 | $125,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 2,000 | $125,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 10,818 | $125,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,047 | $125,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,000 | $124,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 1,411 | $124,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,412 | $124,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,492 | $124,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,100 | $124,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 6,282 | $124,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,000 | $124,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,500 | $124,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 2,000 | $124,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,603 | $124,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 21,152 | $124,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 7,400 | $124,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,578 | $123,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,200 | $123,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,902 | $123,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,300 | $123,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 8,113 | $123,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,300 | $123,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 106,295 | $123,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,090 | $122,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,500 | $122,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 4,793 | $122,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,906 | $122,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,701 | $122,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 127,000 | $122,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,100 | $121,000 | thousands by filing date | put |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,125 | $121,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,000 | $121,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,829 | $121,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 2,400 | $121,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,500 | $121,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 12,714 | $121,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 42,519 | $121,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,247 | $121,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 5,100 | $121,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 29,080 | $121,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,200 | $120,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 3,128 | $120,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 6,835 | $120,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,524 | $120,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,961 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,517 | $120,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,100 | $120,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 23,009 | $120,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,000 | $120,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 8,904 | $120,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,848 | $119,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,896 | $119,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,519 | $119,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 8,476 | $119,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,600 | $119,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,331 | $119,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,396 | $119,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,006 | $119,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,200 | $119,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 16,729 | $119,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,300 | $118,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,266 | $118,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,716 | $118,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 9,056 | $118,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 5,569 | $118,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 55,600 | $118,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 5,900 | $118,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,596 | $117,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,313 | $117,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,500 | $117,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,000 | $117,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5,409 | $117,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 25,500 | $117,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 35,600 | $117,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,600 | $117,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 1,090 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 8,717 | $116,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,794 | $116,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,100 | $116,000 | thousands by filing date | call |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 110,000 | $116,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,139 | $115,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,600 | $115,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,500 | $115,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,119 | $115,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,505 | $114,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,401 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,411 | $114,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,275 | $114,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,365 | $114,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,000 | $114,000 | thousands by filing date | call |
| Aceto Corp | 004446AD2 | CONV BOND | 124,000 | $114,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 78,000 | $114,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,200 | $113,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 7,881 | $113,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 4,100 | $113,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,044 | $113,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,634 | $113,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,739 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,955 | $113,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 90,231 | $113,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,000 | $112,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 3,555 | $112,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,658 | $112,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,800 | $112,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 6,100 | $112,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 4,389 | $112,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,140 | $112,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,200 | $112,000 | thousands by filing date | put |
| LIBERTY TAX INC | 53128T102 | CL A | 8,654 | $112,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 8,800 | $111,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 13,399 | $111,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 7,936 | $111,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,300 | $111,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,826 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,780 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,401 | $110,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,870 | $110,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 44,795 | $110,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 6,562 | $110,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 15,025 | $110,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 920 | $109,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,800 | $109,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 3,009 | $109,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,300 | $109,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,200 | $109,000 | thousands by filing date | put |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 8,626 | $109,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,100 | $108,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,500 | $108,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 7,499 | $108,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,200 | $108,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,751 | $108,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,267 | $108,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,000 | $108,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 14,200 | $108,000 | thousands by filing date | put |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 100,000 | $108,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,900 | $107,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,946 | $107,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,300 | $107,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 70,144 | $107,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 102,000 | $107,000 | thousands by filing date | principal |
| WINGSTOP INC COM | 974155103 | Stock | 3,417 | $106,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,411 | $106,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,448 | $106,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,900 | $106,000 | thousands by filing date | call |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 2,956 | $106,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 3,368 | $106,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,286 | $105,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,228 | $105,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9,000 | $105,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 5,722 | $105,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 6,808 | $104,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 723 | $104,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $104,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,728 | $104,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,900 | $104,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 6,300 | $104,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 9,185 | $104,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 1,020 | $104,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 9,800 | $103,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,300 | $103,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 30,200 | $103,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 6,150 | $103,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,516 | $103,000 | thousands by filing date | call |
| BLACK KNIGHT INC | 09214X100 | COM | 2,500 | $103,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,891 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 7,950 | $102,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 15,490 | $102,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 30,879 | $102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 804 | $101,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,700 | $101,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,162 | $101,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 8,255 | $101,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,428 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 3,639 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $100,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 10,580 | $100,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,629 | $100,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,100 | $100,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 1,816 | $100,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,100 | $100,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 5,000 | $100,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $100,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,500 | $99,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,400 | $99,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,585 | $99,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 2,500 | $99,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 3,104 | $99,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,816 | $99,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 9,800 | $99,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,556 | $99,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 5,215 | $99,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,000 | $98,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 5,700 | $98,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,836 | $98,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 900 | $98,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 6,057 | $98,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,121 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,927 | $98,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,587 | $98,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,440 | $98,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 6,475 | $98,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,268 | $98,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 58,600 | $97,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 6,300 | $97,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,500 | $97,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,415 | $97,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,061 | $97,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 8,450 | $97,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,652 | $97,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,331 | $97,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,509 | $96,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,000 | $96,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 47,300 | $96,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,333 | $96,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,057 | $96,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,752 | $96,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,169 | $95,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,554 | $95,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 6,255 | $95,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,371 | $95,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,527 | $95,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 5,400 | $95,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,600 | $95,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 1,500 | $95,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 8,300 | $95,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 679 | $95,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 5,700 | $95,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,711 | $95,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,641 | $94,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 938 | $94,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 800 | $94,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 800 | $94,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,900 | $94,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,300 | $94,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 11,168 | $94,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,978 | $94,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,900 | $94,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,659 | $94,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 11,996 | $94,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 3,700 | $94,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,100 | $94,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 89,000 | $94,000 | thousands by filing date | principal |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,000 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,613 | $93,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,729 | $93,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,025 | $93,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 887 | $93,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,584 | $93,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,500 | $93,000 | thousands by filing date | call |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,047 | $93,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,800 | $93,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,201 | $93,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 3,010 | $93,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 8,448 | $93,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 12,750 | $93,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,000 | $92,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,148 | $92,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,600 | $92,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 900 | $92,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 8,400 | $92,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,617 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,135 | $91,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,607 | $91,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 9,411 | $91,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,956 | $91,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,982 | $91,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,915 | $90,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,900 | $90,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,500 | $90,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 11,573 | $90,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,967 | $90,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,334 | $90,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 30,067 | $90,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,656 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $90,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,700 | $89,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 1,566 | $89,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,741 | $89,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,694 | $89,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 9,367 | $89,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,414 | $89,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,480 | $89,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 10,926 | $89,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,182 | $88,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,469 | $88,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,717 | $88,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,794 | $88,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $88,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,860 | $88,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 30,208 | $88,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,400 | $87,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,000 | $87,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,960 | $87,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,164 | $87,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 800 | $87,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 10,816 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,185 | $86,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,200 | $86,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,200 | $86,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,591 | $86,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5,923 | $86,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 3,047 | $86,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,700 | $86,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 58,235 | $86,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 99 | $86,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 700 | $85,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 703 | $85,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 900 | $85,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 3,865 | $85,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,992 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,687 | $85,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,763 | $85,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,071 | $85,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 7,166 | $85,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,584 | $84,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 3,887 | $84,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 30,022 | $84,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,864 | $84,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 31,000 | $84,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,800 | $83,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 50,255 | $83,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 6,069 | $83,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,506 | $83,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,339 | $83,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,100 | $83,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,705 | $83,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,525 | $82,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 900 | $82,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 670 | $82,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,400 | $82,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 4,183 | $82,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,500 | $82,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 2,545 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,700 | $82,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 900 | $81,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,863 | $81,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 7,792 | $81,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 8,293 | $81,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 2,055 | $81,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000135 | this filing | 2017-08-11 | acceptance time not in the bulk data set |