13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,436 holding rows worth $110,889,229,000.
- Accession
- 0000831001-17-000135
- Filer
- CIK 831001
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 15,611 entries on the cover page, a total value of $110,889,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,889,229,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerIntentionally Omitted 028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 551 | $11,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,448 | $11,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 13,096 | $11,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 120 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 400 | $11,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,500 | $11,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 955 | $11,000 | thousands by filing date | call |
| ASB BANCORP INC N C | 00213T109 | COM | 258 | $11,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 7,167 | $11,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 435 | $11,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,500 | $11,000 | thousands by filing date | put |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 623 | $11,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 639 | $11,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 133,011 | $11,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 100 | $10,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 93 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 211 | $10,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 499 | $10,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 331 | $10,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 162 | $10,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 200 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 600 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 400 | $10,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 852 | $10,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 549 | $10,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 616 | $10,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 473 | $10,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 598 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 326 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 300 | $10,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 600 | $10,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 222 | $10,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 285 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 775 | $10,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 300 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 626 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,388 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 873 | $10,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,000 | $10,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 16 | $10,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 600 | $10,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,052 | $10,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 200 | $10,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 298 | $10,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 458 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 230 | $10,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 270 | $10,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 572 | $10,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 293 | $10,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 546 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 155 | $10,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $10,000 | thousands by filing date | principal |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 518 | $10,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 10,000 | $10,000 | thousands by filing date | principal |
| ENTEGRA FINL CORP | 29363J108 | COM | 424 | $10,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 301 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 250 | $9,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 400 | $9,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 181 | $9,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 347 | $9,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 5,700 | $9,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 200 | $9,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 739 | $9,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 377 | $9,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 249 | $9,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 545 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 293 | $9,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 298 | $9,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 233 | $9,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 600 | $9,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 185 | $9,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 308 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 355 | $9,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $9,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 119 | $9,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 600 | $9,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 602 | $9,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,200 | $9,000 | thousands by filing date | put |
| COBALT INTL ENERGY | 19075F304 | COM | 3,577 | $9,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 3,140 | $9,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,900 | $9,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 2,062 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 111 | $9,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 367 | $9,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,192 | $9,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 404 | $9,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 348 | $9,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 107 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,000 | $8,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 260 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 67 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,000 | $8,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 204 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 100 | $8,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 300 | $8,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 675 | $8,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 800 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 546 | $8,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 190 | $8,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 316 | $8,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 491 | $8,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 400 | $8,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 578 | $8,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 450 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 200 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $8,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 900 | $8,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 240 | $8,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 800 | $8,000 | thousands by filing date | call |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 300 | $8,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,100 | $8,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 414 | $8,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 252 | $8,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 300 | $8,000 | thousands by filing date | put |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 221 | $8,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,500 | $8,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 2,630 | $8,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $8,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 250 | $8,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 1,763 | $8,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,235 | $8,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 700 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 110 | $8,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 898 | $8,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 10,000 | $8,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 327 | $8,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 945 | $7,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 829 | $7,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 451 | $7,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 202 | $7,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 160 | $7,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,100 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,459 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,200 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 586 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 385 | $7,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 250 | $7,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,200 | $7,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 287 | $7,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 239 | $7,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 509 | $7,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,018 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 222 | $7,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 500 | $7,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200 | $7,000 | thousands by filing date | call |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 100 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 200 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 370 | $7,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 212 | $7,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 5,000 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 9,185 | $7,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,500 | $7,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 168 | $7,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 167 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 272 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,500 | $7,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 574 | $7,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 900 | $7,000 | thousands by filing date | put |
| HOWARD BANCORP INC COM | 442496105 | COM | 366 | $7,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 5,750 | $7,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 4,292 | $7,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 251 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 65 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 150 | $7,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 428 | $7,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 994 | $7,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,002 | $7,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 271 | $7,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 500 | $7,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,000 | $7,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 1,200 | $7,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 3,100 | $7,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 50 | $6,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 146 | $6,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 231 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 100 | $6,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 400 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 405 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 404 | $6,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 153 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 189 | $6,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 500 | $6,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 378 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 353 | $6,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 397 | $6,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 332 | $6,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 322 | $6,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 270 | $6,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 33 | $6,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 63 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 300 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 83 | $6,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 13,800 | $6,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 565 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 100 | $6,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 79 | $6,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 21 | $6,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 514 | $6,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,500 | $6,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,165 | $6,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 240 | $6,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 197 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,100 | $6,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,306 | $6,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 470 | $6,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 4,700 | $6,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 239 | $6,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 600 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 290 | $6,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 95 | $6,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 244 | $6,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 601 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 4,476 | $6,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 234 | $6,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 326 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 100 | $5,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 71 | $5,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 250 | $5,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 666 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 251 | $5,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 778 | $5,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,223 | $5,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 215 | $5,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 273 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 81 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 96 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 935 | $5,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 750 | $5,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 394 | $5,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 185 | $5,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 211 | $5,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 300 | $5,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 130 | $5,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 211 | $5,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 96 | $5,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 172 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 700 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 294 | $5,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 100 | $5,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 271 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 458 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 100 | $5,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 26 | $5,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6,000 | $5,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 171 | $5,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 427 | $5,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $5,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 386 | $5,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 123 | $5,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 300 | $5,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 3,392 | $5,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 380 | $5,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 137 | $5,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 350 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,429 | $5,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 99 | $5,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 131 | $5,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $5,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 3,627 | $5,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 261 | $5,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 1,500 | $5,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 15,100 | $5,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 549 | $5,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 250 | $5,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 255 | $5,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,670 | $5,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 1,586 | $5,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971109 | SHS | 10,000 | $5,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 235 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 100 | $4,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,300 | $4,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 46 | $4,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 100 | $4,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,100 | $4,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 300 | $4,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 100 | $4,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 100 | $4,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 500 | $4,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 61 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 85 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,300 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 44 | $4,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 134 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 76 | $4,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 473 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 200 | $4,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 208 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 80 | $4,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 212 | $4,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 311 | $4,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 118 | $4,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 182 | $4,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 88 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 200 | $4,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 91 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200 | $4,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 141 | $4,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 467 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 511 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 658 | $4,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 114 | $4,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 221 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 538 | $4,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 115 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 70 | $4,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 131 | $4,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 100 | $4,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,077 | $4,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,314 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 69 | $4,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 144 | $4,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 119 | $4,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 2,070 | $4,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,120 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 367 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 207 | $4,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 196 | $4,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 120 | $4,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 86 | $4,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,043 | $4,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 219 | $4,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 9,751 | $4,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 5,100 | $4,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 229 | $4,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,701 | $4,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 251 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 2,700 | $4,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 148 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 200 | $4,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 125 | $4,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 267 | $4,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 249 | $4,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 61 | $4,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 234 | $4,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 3,000 | $4,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 676 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 115 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 150 | $4,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,225 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 5,700 | $4,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 242 | $4,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 167 | $4,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 144 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 538 | $4,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,000 | $4,000 | thousands by filing date | principal |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 7,041 | $4,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 100 | $4,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 50 | $3,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 85 | $3,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 172 | $3,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 21 | $3,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 94 | $3,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 269 | $3,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 162 | $3,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 200 | $3,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 103 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 49 | $3,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 892 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 134 | $3,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 13 | $3,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 223 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 95 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 100 | $3,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 210 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 100 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 200 | $3,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 100 | $3,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 149 | $3,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 324 | $3,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 100 | $3,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 95 | $3,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 120 | $3,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 200 | $3,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 188 | $3,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 60 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 827 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 235 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 711 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 44 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 458 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 55 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 202 | $3,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 800 | $3,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 410 | $3,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 79 | $3,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 221 | $3,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 723 | $3,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 132 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,000 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 189 | $3,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 91 | $3,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 89 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,025 | $3,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 126 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 369 | $3,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 103 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 600 | $3,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 150 | $3,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 257 | $3,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 692 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 504 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $3,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 318 | $3,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 90 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 947 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 317 | $3,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 174 | $3,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 117 | $3,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 132 | $3,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $3,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 4,600 | $3,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 450 | $3,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 76 | $3,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 218 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 269 | $3,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 174 | $3,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,561 | $3,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 139 | $3,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 139 | $3,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 218 | $3,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 96 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 125 | $3,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 330 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 141 | $3,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 140 | $3,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 186 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 400 | $3,000 | thousands by filing date | call |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 280 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 760 | $3,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 814 | $3,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 304 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 161 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 336 | $3,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 180 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18 | $2,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 700 | $2,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 180 | $2,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 102 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,000 | $2,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 304 | $2,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 89 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 253 | $2,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 886 | $2,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 135 | $2,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 126 | $2,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 324 | $2,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 167 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $2,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 1,118 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 77 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 225 | $2,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 81 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 81 | $2,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 128 | $2,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 91 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 78 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 204 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 252 | $2,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 67 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 152 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 161 | $2,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 54 | $2,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 84 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 200 | $2,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 111 | $2,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 283 | $2,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 80 | $2,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 99 | $2,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 16 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 31 | $2,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 204 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $2,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 75 | $2,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 51 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 246 | $2,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 99 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-17-000135 | this filing | 2017-08-11 | acceptance time not in the bulk data set |