13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 342,711 | $3,492,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 65,364 | $3,487,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 71,828 | $3,487,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 72,916 | $3,485,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 26,422 | $3,482,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 126,296 | $3,481,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 64,056 | $3,478,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 58,700 | $3,477,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 215,147 | $3,475,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 122,479 | $3,473,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 28,800 | $3,472,000 | thousands by filing date | put |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 25,365 | $3,465,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 238,603 | $3,464,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 89,800 | $3,462,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 55,800 | $3,450,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 251,240 | $3,445,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 160,847 | $3,439,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 29,100 | $3,436,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 395,836 | $3,436,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 150,249 | $3,426,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 27,200 | $3,418,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 27,375 | $3,411,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 44,000 | $3,407,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 392,000 | $3,406,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 174,014 | $3,398,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 135,536 | $3,395,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 47,229 | $3,394,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 52,963 | $3,388,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 92,300 | $3,382,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 67,300 | $3,369,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 202,069 | $3,368,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 51,100 | $3,365,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,086,000 | $3,364,000 | thousands by filing date | principal |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 75,468 | $3,360,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 77,900 | $3,358,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 31,098 | $3,357,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 209,900 | $3,342,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 71,805 | $3,337,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 111,721 | $3,336,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 54,140 | $3,330,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 152,602 | $3,330,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 257,325 | $3,327,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,745 | $3,324,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 273,150 | $3,322,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 65,800 | $3,321,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 62,400 | $3,317,000 | thousands by filing date | call |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,345,000 | $3,314,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 93,403 | $3,313,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 29,100 | $3,310,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 280,685 | $3,309,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100,664 | $3,308,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 58,901 | $3,306,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 67,900 | $3,292,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 56,675 | $3,292,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 164,400 | $3,285,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 87,300 | $3,283,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 56,343 | $3,280,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 285,000 | $3,266,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 91,300 | $3,263,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 38,401 | $3,253,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 185,000 | $3,252,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 33,474 | $3,251,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 578,500 | $3,251,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 35,659 | $3,249,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 127,616 | $3,245,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 250,247 | $3,241,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 3,129,000 | $3,240,000 | thousands by filing date | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 116,592 | $3,239,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 122,900 | $3,229,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 29,500 | $3,226,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 42,627 | $3,214,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 65,093 | $3,211,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 172,930 | $3,201,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 19,543 | $3,201,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 92,200 | $3,199,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 38,360 | $3,193,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 79,940 | $3,192,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 140,858 | $3,191,000 | thousands by filing date | |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 2,770,000 | $3,191,000 | thousands by filing date | principal |
| THE COOPER COMPANIES | 216648402 | COM NEW | 17,793 | $3,189,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 630,696 | $3,185,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 46,591 | $3,185,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 34,062 | $3,179,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 26,100 | $3,171,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 169,000 | $3,170,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 435,804 | $3,163,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 457,754 | $3,162,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 519,125 | $3,161,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 57,582 | $3,158,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 66,100 | $3,156,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 159,500 | $3,155,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 113,700 | $3,151,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 213,900 | $3,151,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 192,482 | $3,130,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 127,400 | $3,121,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 35,900 | $3,114,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 894,765 | $3,114,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,102,000 | $3,114,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 246,200 | $3,112,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 40,000 | $3,104,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 35,767 | $3,101,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 218,960 | $3,092,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 15,400 | $3,085,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 43,556 | $3,076,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 92,000 | $3,071,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 150,300 | $3,069,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 25,062 | $3,057,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 66,957 | $3,054,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 83,354 | $3,053,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 53,757 | $3,050,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 3,200,000 | $3,050,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,031,000 | $3,044,000 | thousands by filing date | principal |
| GANNETT SPINCO INC | 36473H104 | COM | 261,258 | $3,041,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 72,722 | $3,036,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 394,836 | $3,035,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 110,100 | $3,029,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 24,084 | $3,028,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 30,396 | $3,028,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,400 | $3,028,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 393,600 | $3,026,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 37,400 | $3,023,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 49,038 | $3,017,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 42,800 | $3,016,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 36,939 | $3,016,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 43,200 | $3,014,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 50,869 | $3,013,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 150,700 | $3,013,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 188,289 | $3,012,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 120,000 | $3,012,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 49,465 | $3,010,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 70,400 | $3,010,000 | thousands by filing date | put |
| CLARCOR INC | 179895107 | COM | 46,263 | $3,007,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 27,200 | $3,006,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 210,800 | $3,006,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 53,660 | $3,005,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 168,632 | $3,003,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 30,000 | $3,002,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 123,717 | $3,000,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 38,610 | $2,999,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 65,307 | $2,999,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 61,300 | $2,993,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 35,100 | $2,992,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 184,100 | $2,991,000 | thousands by filing date | call |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 292,600 | $2,988,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 64,400 | $2,987,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 494,300 | $2,986,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 57,692 | $2,983,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 301,800 | $2,979,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 52,374 | $2,970,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 48,003 | $2,968,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 56,855 | $2,968,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 37,450 | $2,966,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 101,700 | $2,962,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 38,800 | $2,960,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 26,000 | $2,959,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 49,614 | $2,958,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 74,181 | $2,957,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 78,704 | $2,954,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 21,500 | $2,953,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 148,181 | $2,953,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 29,500 | $2,952,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 53,700 | $2,949,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 42,569 | $2,945,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 115,627 | $2,936,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 46,400 | $2,924,000 | thousands by filing date | call |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 63,830 | $2,919,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100,000 | $2,915,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 69,100 | $2,914,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 121,100 | $2,914,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 43,910 | $2,913,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 687,084 | $2,913,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 118,600 | $2,901,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 226,069 | $2,896,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 65,019 | $2,892,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 90,804 | $2,889,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,535,000 | $2,888,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 237,355 | $2,886,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 329,767 | $2,882,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 23,116 | $2,881,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 23,536 | $2,870,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 97,292 | $2,867,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 46,400 | $2,865,000 | thousands by filing date | put |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,711,000 | $2,864,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 45,810 | $2,863,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 194,243 | $2,859,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 25,885 | $2,858,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 52,500 | $2,858,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 33,480 | $2,853,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 37,158 | $2,852,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 88,120 | $2,847,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,700 | $2,843,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 107,000 | $2,842,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 66,697 | $2,840,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 17,513 | $2,839,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 36,500 | $2,836,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 181,940 | $2,827,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 126,700 | $2,818,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 51,100 | $2,807,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,200 | $2,805,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,498,000 | $2,802,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 71,391 | $2,800,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 36,183 | $2,799,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 129,208 | $2,796,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 120,300 | $2,795,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,100 | $2,794,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 115,941 | $2,793,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 35,278 | $2,792,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 124,768 | $2,792,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 108,500 | $2,791,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,005,000 | $2,789,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 41,100 | $2,786,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 491,933 | $2,785,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 356,400 | $2,776,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 23,100 | $2,775,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 229,900 | $2,766,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,511,000 | $2,759,000 | thousands by filing date | principal |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12,354 | $2,751,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 40,889 | $2,748,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 143,000 | $2,746,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 43,400 | $2,742,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 77,025 | $2,731,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 24,700 | $2,729,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 79,500 | $2,728,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 40,100 | $2,724,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 64,928 | $2,713,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 49,791 | $2,712,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 101,800 | $2,707,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 36,667 | $2,706,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 43,900 | $2,701,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 318,192 | $2,698,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 16,900 | $2,693,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12,552 | $2,693,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 35,000 | $2,686,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 38,876 | $2,682,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 39,633 | $2,677,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 83,088 | $2,675,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 263,100 | $2,665,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 74,500 | $2,663,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 260,100 | $2,663,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 22,533 | $2,653,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 201,351 | $2,651,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 42,038 | $2,649,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 78,608 | $2,648,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 2,655,000 | $2,648,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 141,098 | $2,644,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 100,000 | $2,644,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 132,300 | $2,643,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 19,492 | $2,642,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 34,600 | $2,639,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 279,617 | $2,636,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 21,310 | $2,634,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 94,800 | $2,630,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 109,989 | $2,630,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 112,993 | $2,619,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 159,740 | $2,618,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 56,028 | $2,617,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 42,966 | $2,615,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 25,825 | $2,613,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 87,317 | $2,606,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 36,613 | $2,604,000 | thousands by filing date | |
| ETFS TR | 26923J305 | Cmn | 100,000 | $2,604,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 93,790 | $2,603,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 34,769 | $2,603,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 99,615 | $2,598,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 60,600 | $2,595,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 113,300 | $2,595,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 28,276 | $2,593,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E208 | DAILY SLVR IDX | 90,000 | $2,591,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 160,400 | $2,584,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 35,931 | $2,583,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 166,023 | $2,579,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 245,010 | $2,575,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19,491 | $2,574,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 45,637 | $2,574,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 520,801 | $2,573,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 143,600 | $2,565,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,100 | $2,565,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 299,407 | $2,561,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 45,000 | $2,556,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 191,300 | $2,556,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 180,100 | $2,545,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 52,984 | $2,544,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 47,300 | $2,542,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 251,010 | $2,540,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 106,705 | $2,539,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 79,500 | $2,537,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 35,865 | $2,536,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 174,930 | $2,533,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 170,627 | $2,532,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 51,411 | $2,530,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 250,000 | $2,530,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 65,861 | $2,528,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 28,532 | $2,527,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 317,500 | $2,527,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 97,012 | $2,525,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 24,400 | $2,522,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 111,935 | $2,516,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 51,775 | $2,516,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 95,100 | $2,516,000 | thousands by filing date | put |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 100,373 | $2,516,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 108,355 | $2,513,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 143,046 | $2,512,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 462,140 | $2,505,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 79,200 | $2,500,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 37,533 | $2,500,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 24,460 | $2,497,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 31,600 | $2,495,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 36,788 | $2,494,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 38,700 | $2,491,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 18,254 | $2,488,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 18,838 | $2,488,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 78,954 | $2,485,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 91,180 | $2,482,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 367,674 | $2,481,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 496,971 | $2,480,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 94,309 | $2,471,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,057,000 | $2,470,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 284,188 | $2,469,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 205,100 | $2,467,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 92,756 | $2,463,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 167,027 | $2,461,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 59,491 | $2,454,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 156,272 | $2,454,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 254,134 | $2,452,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 59,412 | $2,451,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 38,000 | $2,449,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 125,646 | $2,448,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 51,924 | $2,446,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 401,373 | $2,444,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 24,100 | $2,439,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 202,835 | $2,436,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 55,751 | $2,436,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 46,512 | $2,428,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 192,174 | $2,427,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 20,170 | $2,424,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 28,000 | $2,423,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 72,663 | $2,421,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 99,303 | $2,421,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 190,600 | $2,419,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 45,500 | $2,418,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 67,500 | $2,418,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 60,400 | $2,410,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 59,900 | $2,406,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 15,835 | $2,405,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 43,185 | $2,400,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 69,200 | $2,392,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 148,292 | $2,391,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,375,000 | $2,390,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 135,942 | $2,389,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16,896 | $2,384,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 527,781 | $2,381,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 41,000 | $2,366,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 405,900 | $2,366,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 132,400 | $2,365,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 45,400 | $2,361,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 45,800 | $2,360,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 48,913 | $2,360,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 39,605 | $2,359,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 101,638 | $2,358,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 42,138 | $2,350,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,142,000 | $2,348,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 40,000 | $2,347,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 66,678 | $2,345,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 19,302 | $2,345,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 203,765 | $2,345,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 55,961 | $2,344,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 50,622 | $2,342,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 13,033 | $2,335,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 21,300 | $2,334,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 527,940 | $2,328,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 23,224 | $2,320,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 31,500 | $2,319,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 113,300 | $2,318,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 58,142 | $2,318,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 44,097 | $2,311,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 147,884 | $2,306,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 62,697 | $2,305,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 39,600 | $2,302,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 58,181 | $2,302,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 65,020 | $2,299,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 249,375 | $2,299,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 31,200 | $2,297,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 54,225 | $2,296,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 35,400 | $2,296,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 17,782 | $2,295,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 45,780 | $2,295,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 122,800 | $2,294,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 72,994 | $2,293,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 24,300 | $2,291,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 305,957 | $2,286,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 129,700 | $2,285,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 48,500 | $2,284,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 63,014 | $2,284,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 32,685 | $2,283,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 48,345 | $2,280,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 68,800 | $2,276,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 46,264 | $2,275,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 71,478 | $2,274,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 74,566 | $2,273,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 60,529 | $2,272,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 71,200 | $2,265,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 634,530 | $2,265,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 33,300 | $2,264,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 28,439 | $2,261,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 18,600 | $2,260,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 20,448 | $2,260,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 57,920 | $2,252,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 92,763 | $2,250,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 47,800 | $2,246,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 45,000 | $2,246,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 73,300 | $2,242,000 | thousands by filing date | put |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 254,815 | $2,242,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 30,214 | $2,237,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 20,392 | $2,235,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 17,344 | $2,234,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 126,873 | $2,233,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 129,000 | $2,224,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 214,328 | $2,223,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 194,000 | $2,223,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 86,300 | $2,220,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 28,500 | $2,214,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 69,846 | $2,213,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 21,887 | $2,209,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 28,484 | $2,206,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 47,826 | $2,206,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 99,780 | $2,206,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 52,000 | $2,202,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 63,900 | $2,201,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 30,566 | $2,199,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 21,200 | $2,191,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 10,689 | $2,185,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 20,200 | $2,184,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 127,746 | $2,180,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13,234 | $2,177,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 21,500 | $2,176,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 26,115 | $2,176,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 63,541 | $2,174,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 31,500 | $2,171,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M102 | COM | 30,000 | $2,171,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 17,700 | $2,169,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 235,300 | $2,169,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 56,617 | $2,168,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 26,737 | $2,167,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 58,000 | $2,157,000 | thousands by filing date | call |
| SPIRE INC | 84857L101 | COM | 33,820 | $2,156,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 156,294 | $2,152,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 27,100 | $2,150,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 110,333 | $2,147,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 103,095 | $2,146,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 15,000 | $2,144,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 36,931 | $2,144,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 98,107 | $2,139,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 108,820 | $2,132,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 201,781 | $2,131,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 55,737 | $2,128,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 133,143 | $2,127,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 134,700 | $2,126,000 | thousands by filing date | put |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 205,000 | $2,125,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 28,500 | $2,124,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 149,762 | $2,123,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 132,000 | $2,112,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 21,926 | $2,112,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 48,500 | $2,112,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 328,700 | $2,106,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 98,000 | $2,100,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 31,300 | $2,099,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 72,000 | $2,097,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 1,780,000 | $2,094,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 42,900 | $2,091,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 241,816 | $2,089,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 15,814 | $2,085,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 18,363 | $2,085,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 24,600 | $2,082,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 479,269 | $2,075,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 70,032 | $2,070,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 31,619 | $2,067,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 29,942 | $2,063,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 44,789 | $2,062,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 88,700 | $2,060,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 57,400 | $2,056,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 67,540 | $2,054,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 252,900 | $2,054,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,626,000 | $2,052,000 | thousands by filing date | principal |
| XEROX CORP | 984121103 | COM | 202,500 | $2,051,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 196,100 | $2,046,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 67,700 | $2,045,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 145,000 | $2,045,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,961,000 | $2,043,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 113,700 | $2,041,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 98,800 | $2,040,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,094,000 | $2,036,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 101,500 | $2,035,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387BB7 | NOTE 1.250% 6/0 | 2,116,000 | $2,031,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 43,982 | $2,029,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 51,940 | $2,026,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 459,100 | $2,025,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 31,306 | $2,024,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 193,872 | $2,024,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 85,000 | $2,020,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 43,107 | $2,019,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |