13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,930 | $24,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 200 | $24,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 16,300 | $24,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,424 | $24,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 4,679 | $24,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 717 | $24,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 750 | $24,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,212 | $24,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 356 | $24,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 6,254 | $24,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 377 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,200 | $24,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,300 | $24,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985117 | WHEN ISSUED EX | 400 | $24,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $23,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 563 | $23,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 426 | $23,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 594 | $23,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,288 | $23,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 811 | $23,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,613 | $23,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 355 | $23,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 795 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,230 | $23,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,381 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 600 | $23,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,792 | $23,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 947 | $23,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 200 | $23,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,412 | $23,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,186 | $23,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,600 | $23,000 | thousands by filing date | call |
| MARKETO INC | 57063L107 | COM | 836 | $23,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 412 | $23,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 550 | $23,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 2,918 | $23,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,322 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,042 | $23,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,918 | $23,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 10,000 | $23,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 679 | $22,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $22,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 400 | $22,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 679 | $22,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 350 | $22,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,803 | $22,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 220 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,414 | $22,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,373 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,587 | $22,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 300 | $22,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,834 | $22,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,360 | $22,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,733 | $22,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 400 | $22,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 511 | $22,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 688 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 200 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 531 | $22,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 23,000 | $22,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,560 | $22,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 150 | $22,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,204 | $22,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,440 | $22,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 52,200 | $22,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,265 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,651 | $22,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,450 | $22,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,929 | $22,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,569 | $22,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 391 | $21,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 210 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 232 | $21,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,449 | $21,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,070 | $21,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,337 | $21,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,556 | $21,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,651 | $21,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 708 | $21,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 12,952 | $21,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,094 | $21,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 771 | $21,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 12,301 | $21,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,867 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 419 | $21,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 9,170 | $21,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 26,000 | $21,000 | thousands by filing date | principal |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,000 | $21,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 550 | $21,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 2,948 | $21,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,000 | $21,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,499 | $21,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,935 | $21,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 490 | $20,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 529 | $20,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $20,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 1,068 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 375 | $20,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,183 | $20,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,202 | $20,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 466 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 337 | $20,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 503 | $20,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 3,437 | $20,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,401 | $20,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,553 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 407 | $20,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,534 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,942 | $20,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 593 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 662 | $20,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,740 | $20,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,100 | $20,000 | thousands by filing date | put |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 650 | $20,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $20,000 | thousands by filing date | principal |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,611 | $20,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 9,774 | $20,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,353 | $20,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,408 | $20,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 657 | $20,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 772 | $20,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,023 | $20,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,985 | $20,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 332 | $20,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 2,654 | $20,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 711 | $20,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 888 | $20,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 649 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 725 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 415 | $19,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 458 | $19,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,233 | $19,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $19,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,948 | $19,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,248 | $19,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,580 | $19,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,900 | $19,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 752 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,460 | $19,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 620 | $19,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 512 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,067 | $19,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,703 | $19,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,178 | $19,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,990 | $19,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 19,000 | $19,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 13,000 | $19,000 | thousands by filing date | principal |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,436 | $19,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,000 | $19,000 | thousands by filing date | call |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 713 | $19,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,049 | $19,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 858 | $19,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 3,029 | $19,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,541 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 722 | $19,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 983 | $19,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,321 | $19,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 3,977 | $19,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 366 | $19,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 804 | $19,000 | thousands by filing date | put |
| FOGO DE CHAO INC | 344177100 | COM | 841 | $19,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $18,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 100 | $18,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,253 | $18,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,300 | $18,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 728 | $18,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,300 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 550 | $18,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 716 | $18,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 737 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 353 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 313 | $18,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,038 | $18,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 44 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 605 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 196 | $18,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,119 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 576 | $18,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,494 | $18,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,512 | $18,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 1,681 | $18,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 6,988 | $18,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,540 | $18,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 998 | $18,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 11,256 | $18,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,171 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 244 | $17,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 940 | $17,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,210 | $17,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,511 | $17,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,756 | $17,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 390 | $17,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,800 | $17,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,662 | $17,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 35,308 | $17,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,359 | $17,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 9,895 | $17,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 13,900 | $17,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 764 | $17,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 3,000 | $17,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,430 | $17,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 900 | $17,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,343 | $17,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 2,700 | $17,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 919 | $17,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 1,069 | $17,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 324 | $16,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,239 | $16,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 84 | $16,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 185 | $16,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 150 | $16,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,386 | $16,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,615 | $16,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $16,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,141 | $16,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,078 | $16,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 388 | $16,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,147 | $16,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 530 | $16,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,450 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $16,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,373 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 280 | $16,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 701 | $16,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,000 | $16,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,453 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 100 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 716 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 442 | $16,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 500 | $16,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 2,327 | $16,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,242 | $16,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 8,000 | $16,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 3,000 | $16,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 3,633 | $16,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,094 | $16,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,133 | $16,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,334 | $16,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 2,025 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 171 | $15,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $15,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 700 | $15,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 500 | $15,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,654 | $15,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 139 | $15,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 200 | $15,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,500 | $15,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,349 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 338 | $15,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 312 | $15,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 697 | $15,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $15,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 237 | $15,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,175 | $15,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 689 | $15,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 776 | $15,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 148 | $15,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 350 | $15,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 1,444 | $15,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 652 | $15,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 573 | $15,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 300 | $15,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,032 | $15,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 8,000 | $15,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 413 | $15,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,090 | $15,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 730 | $15,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 14,000 | $15,000 | thousands by filing date | principal |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 4,152 | $15,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 631 | $15,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 3,219 | $15,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 778 | $15,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,004 | $15,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,214 | $15,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 994 | $15,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 45,000 | $15,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,779 | $15,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,009 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 190 | $15,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 996 | $15,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 3,465 | $15,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 13,000 | $15,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 12,104 | $15,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R207 | PFD STK SER A | 1,850 | $15,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 200 | $14,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 200 | $14,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 285 | $14,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $14,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 214 | $14,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 100 | $14,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 266 | $14,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $14,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 542 | $14,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 385 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 946 | $14,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 894 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 739 | $14,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,850 | $14,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 628 | $14,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,034 | $14,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,000 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 300 | $14,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,314 | $14,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,146 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,071 | $14,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 266 | $14,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 432 | $14,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 788 | $14,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 11,000 | $14,000 | thousands by filing date | principal |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 3,679 | $14,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 238 | $14,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 261 | $14,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,186 | $14,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,216 | $14,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,052 | $14,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 900 | $14,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 7,160 | $14,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 4,263 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 197 | $14,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 235 | $14,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1,169 | $14,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 10,100 | $14,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 1,356 | $14,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 939 | $14,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 437 | $13,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 468 | $13,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,947 | $13,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,373 | $13,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 939 | $13,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,232 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,053 | $13,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 315 | $13,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 700 | $13,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 967 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,734 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 434 | $13,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 4,166 | $13,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 593 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 235 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 600 | $13,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 781 | $13,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 887 | $13,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 507 | $13,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 1,784 | $13,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 400 | $13,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,400 | $13,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 328 | $13,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 721 | $13,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 420 | $13,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 394 | $13,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 125 | $13,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,000 | $13,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 998 | $13,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 350 | $13,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 639 | $13,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 750 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,000 | $13,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 582 | $13,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,131 | $13,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 950 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 160 | $12,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,400 | $12,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 563 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 86 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 232 | $12,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 140 | $12,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 211 | $12,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 533 | $12,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 862 | $12,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 878 | $12,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 650 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 475 | $12,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,646 | $12,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,399 | $12,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $12,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,077 | $12,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 15,057 | $12,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 475 | $12,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 6,382 | $12,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 303 | $12,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 442 | $12,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 7,000 | $12,000 | thousands by filing date | principal |
| RENREN INC | 759892102 | SPONSORED ADR | 3,055 | $12,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 400 | $12,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 567 | $12,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,191 | $12,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 577 | $12,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 842 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 500 | $12,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 12,000 | $12,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 88 | $12,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 830 | $12,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 15,000 | $12,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 384 | $12,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,845 | $12,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,800 | $12,000 | thousands by filing date | call |
| LIBERTY TAX INC | 53128T102 | CL A | 494 | $12,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 545 | $12,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 1,316 | $12,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 6,240 | $12,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 492 | $11,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 100 | $11,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 485 | $11,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 300 | $11,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 485 | $11,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 437 | $11,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 359 | $11,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 301 | $11,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 764 | $11,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 156 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 123 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 381 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 291 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 241 | $11,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 704 | $11,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 600 | $11,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $11,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 518 | $11,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 433 | $11,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 138 | $11,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 197 | $11,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 868 | $11,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 100 | $11,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 700 | $11,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,300 | $11,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 383 | $11,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 197 | $11,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $11,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $11,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 4,000 | $11,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,384 | $11,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 853 | $11,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 30,000 | $11,000 | thousands by filing date | principal |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,303 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,614 | $11,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,660 | $11,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 5,343 | $11,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,001 | $11,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 1,599 | $11,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,892 | $11,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 520 | $11,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 416 | $11,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 1,513 | $11,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,736 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 208 | $11,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 8,224 | $11,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,606 | $11,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,598 | $11,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 373 | $11,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 3,095 | $11,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 206 | $10,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 798 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 500 | $10,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 719 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 197 | $10,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 806 | $10,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,100 | $10,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 319 | $10,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 672 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 210 | $10,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 191 | $10,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 615 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 730 | $10,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 530 | $10,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 520 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 311 | $10,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,748 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 875 | $10,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 3,000 | $10,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 715 | $10,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,300 | $10,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,396 | $10,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 518 | $10,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 278 | $10,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,916 | $10,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 311 | $10,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 265 | $10,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,385 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 803 | $10,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 3,107 | $10,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,569 | $10,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 9,700 | $10,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 2,650 | $10,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 676 | $10,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 6,280 | $10,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 21,700 | $10,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 935 | $10,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 600 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 155 | $10,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 756 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 150 | $10,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,547 | $10,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 9,279 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 399 | $10,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 114 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 205 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |