13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIOLIN MEMORY I | 92763A101 | Common Stock | 21,651 | $53,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 805 | $52,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 8,700 | $52,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,000 | $52,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,549 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,020 | $52,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,091 | $52,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 2,520 | $52,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,157 | $52,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,993 | $52,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,523 | $52,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 965 | $52,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 6,030 | $52,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 9,600 | $52,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 5,020 | $52,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 3,081 | $52,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 7,638 | $52,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 3,499 | $52,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,230 | $52,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 3,172 | $52,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 2,334 | $52,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 4,087 | $52,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3,899 | $51,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,594 | $51,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,898 | $51,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,695 | $51,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,429 | $51,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,100 | $51,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 800 | $51,000 | thousands by filing date | call |
| STONEGATE BANK | 861811107 | COM | 1,721 | $51,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,491 | $51,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 3,977 | $50,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,025 | $50,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,474 | $50,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,578 | $50,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,937 | $50,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 400 | $50,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 146,475 | $50,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 802 | $50,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 967 | $50,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,247 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,543 | $50,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 4,961 | $50,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 7,161 | $50,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 3,789 | $50,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,876 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 278 | $49,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,346 | $49,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 1,410 | $49,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 5,296 | $49,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,544 | $49,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,046 | $49,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,879 | $49,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,807 | $49,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 775 | $49,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,220 | $49,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 4,799 | $49,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 9,054 | $49,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 2,701 | $49,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,874 | $48,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,744 | $48,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 680 | $48,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,526 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 670 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,310 | $48,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $48,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 725 | $48,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,188 | $48,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,747 | $48,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,437 | $48,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,745 | $48,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,818 | $48,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,931 | $48,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 10,000 | $48,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 12,249 | $48,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 39,200 | $48,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 2,119 | $48,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,150 | $48,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,623 | $48,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 902 | $47,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 40 | $47,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,563 | $47,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 817 | $47,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3,692 | $47,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 669 | $47,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,996 | $47,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 37,513 | $47,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 2,277 | $47,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,588 | $47,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 715 | $47,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 2,932 | $47,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 300 | $46,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,539 | $46,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 646 | $46,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 905 | $46,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,300 | $46,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 741 | $46,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 855 | $46,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,862 | $46,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 910 | $46,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 8,301 | $46,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,726 | $46,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,242 | $46,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,077 | $46,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 4,764 | $46,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 1,675 | $46,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,622 | $46,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,764 | $45,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,446 | $45,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,204 | $45,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,477 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 239 | $45,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 835 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 826 | $45,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 8,554 | $45,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,481 | $45,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,203 | $44,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 3,020 | $44,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 800 | $44,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,685 | $44,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,245 | $44,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 3,712 | $44,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,880 | $44,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,277 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,125 | $44,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,773 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,000 | $44,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,600 | $44,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 2,124 | $44,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 800 | $43,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 864 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 755 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,197 | $43,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,717 | $43,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,555 | $43,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 8,198 | $43,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,268 | $43,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,895 | $43,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 591 | $43,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 4,167 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,171 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 769 | $42,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 650 | $42,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 399 | $42,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 248 | $42,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,685 | $42,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 6,547 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,818 | $42,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 15,614 | $42,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,125 | $42,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,543 | $42,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 4,040 | $42,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 9,034 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,100 | $42,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3,118 | $42,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 8,400 | $42,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,000 | $42,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 4,188 | $42,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,181 | $42,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 19,558 | $42,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 12,492 | $42,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 5,810 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,400 | $42,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,760 | $42,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 16,900 | $41,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 847 | $41,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 729 | $41,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 4,723 | $41,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,419 | $41,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 644 | $41,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,197 | $41,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,703 | $41,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,382 | $41,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,349 | $41,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,233 | $41,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,735 | $41,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 40,000 | $41,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 20,000 | $41,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,303 | $40,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 29,625 | $40,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,702 | $40,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 729 | $40,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 320 | $40,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,682 | $40,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 414 | $40,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,187 | $40,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 769 | $40,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,191 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 961 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,368 | $40,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,697 | $40,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,286 | $40,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 8,633 | $40,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 59,978 | $40,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 868 | $40,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 19,739 | $40,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 5,623 | $40,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,351 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,815 | $40,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,447 | $40,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 677 | $40,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,400 | $39,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 6,962 | $39,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,388 | $39,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,474 | $39,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,322 | $39,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,179 | $39,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,391 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,146 | $39,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 4,062 | $39,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,000 | $39,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 35,000 | $39,000 | thousands by filing date | principal |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 5,675 | $39,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 2,100 | $39,000 | thousands by filing date | put |
| DU PONT EI DE NEMOUR-W I COM | 263534117 | COMMON | 640 | $39,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,932 | $38,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,016 | $38,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 750 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,003 | $38,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 3,230 | $38,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,080 | $38,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,119 | $38,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,100 | $38,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 730 | $38,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,306 | $38,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 53,431 | $38,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 9,616 | $38,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,987 | $38,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 2,288 | $38,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,838 | $38,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 8,094 | $38,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 37,000 | $38,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 642 | $37,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,800 | $37,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 5,838 | $37,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,761 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,736 | $37,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 913 | $37,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,906 | $37,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,992 | $37,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 155,274 | $37,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 835 | $37,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,616 | $37,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,100 | $36,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 721 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 968 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,300 | $36,000 | thousands by filing date | put |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 4,647 | $36,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 35,000 | $36,000 | thousands by filing date | principal |
| LANDAUER INC | 51476K103 | COM | 1,032 | $36,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,100 | $36,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 8,442 | $36,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 4,046 | $36,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 4,035 | $36,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 900 | $36,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 300 | $35,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,405 | $35,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,219 | $35,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,886 | $35,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 584 | $35,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,598 | $35,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,568 | $35,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,817 | $35,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,074 | $35,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,477 | $35,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,363 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 611 | $35,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 10,000 | $35,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,711 | $35,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,164 | $35,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 3,010 | $35,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,770 | $35,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,051 | $35,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,324 | $35,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,439 | $35,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,377 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,138 | $35,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,214 | $35,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 6,248 | $35,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,455 | $34,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,003 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,883 | $34,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,400 | $34,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,519 | $34,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 867 | $34,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,213 | $34,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,631 | $34,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,253 | $34,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 957 | $34,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,895 | $34,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 6,631 | $34,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,200 | $34,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 651 | $34,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 2,657 | $34,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 7,240 | $34,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 800 | $34,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,146 | $34,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,500 | $33,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 697 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,119 | $33,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,305 | $33,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,529 | $33,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,404 | $33,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,336 | $33,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 516 | $33,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 3,729 | $33,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,900 | $33,000 | thousands by filing date | call |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,998 | $33,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 496 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,535 | $33,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,670 | $33,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 6,234 | $33,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,189 | $33,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 921 | $32,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 463 | $32,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,475 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,100 | $32,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,220 | $32,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,353 | $32,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,141 | $32,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,000 | $32,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,282 | $32,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,323 | $32,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,050 | $32,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,197 | $32,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 18,796 | $32,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,279 | $32,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 13,800 | $32,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,177 | $32,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 2,234 | $32,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3,161 | $32,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 20,000 | $32,000 | thousands by filing date | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 533 | $31,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,005 | $31,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 812 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,315 | $31,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 834 | $31,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $31,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,582 | $31,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,590 | $31,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 448 | $31,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 631 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 982 | $31,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,733 | $31,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 7,561 | $31,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 635 | $31,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,613 | $31,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,282 | $31,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 978 | $31,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,219 | $31,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 869 | $31,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,182 | $31,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 4,911 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 1,697 | $31,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,161 | $31,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,376 | $30,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 602 | $30,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 286 | $30,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,214 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 239 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 698 | $30,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 4,802 | $30,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,148 | $30,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,748 | $30,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 570 | $30,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,038 | $30,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 1,261 | $30,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,336 | $30,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 692 | $30,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 29,000 | $30,000 | thousands by filing date | principal |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 509 | $30,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,012 | $30,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 136,130 | $30,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 670 | $30,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 2,916 | $30,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,000 | $30,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 4,477 | $30,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 229 | $30,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,612 | $30,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 2,205 | $30,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 59,000 | $30,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,562 | $29,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,452 | $29,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 500 | $29,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 1,565 | $29,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 705 | $29,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,320 | $29,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,302 | $29,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,158 | $29,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,674 | $29,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,600 | $29,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,612 | $29,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 737 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 771 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 732 | $29,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,359 | $29,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,270 | $29,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 16,863 | $29,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 365 | $29,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5,620 | $29,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 742 | $29,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 8,514 | $29,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 900 | $28,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 539 | $28,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 552 | $28,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,085 | $28,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 3,682 | $28,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 505 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 548 | $28,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,511 | $28,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,772 | $28,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 28,000 | $28,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 3,300 | $28,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,500 | $28,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,500 | $28,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,305 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 750 | $28,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 5,867 | $28,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,000 | $28,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 1,441 | $28,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,768 | $28,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 24,000 | $28,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 4,320 | $28,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 2,011 | $28,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 9,000 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 602 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 705 | $28,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 24,000 | $28,000 | thousands by filing date | principal |
| CIVEO CORP | 178787107 | COM | 9,152 | $28,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 998 | $27,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 697 | $27,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,115 | $27,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2,750 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 497 | $27,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 2,163 | $27,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,812 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,823 | $27,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,375 | $27,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,185 | $27,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 556 | $27,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 592 | $27,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,900 | $27,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 117,100 | $27,000 | thousands by filing date | call |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 22,640 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 3,478 | $27,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 2,011 | $27,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 23,000 | $27,000 | thousands by filing date | principal |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 3,276 | $27,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 23,000 | $27,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 667 | $26,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,005 | $26,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 576 | $26,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,535 | $26,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,298 | $26,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 646 | $26,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,042 | $26,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 9,476 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,100 | $26,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 28,192 | $26,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 840 | $26,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 2,000 | $26,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 10,800 | $26,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,055 | $26,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 8,593 | $26,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,408 | $26,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 613 | $26,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,419 | $25,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,800 | $25,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,262 | $25,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,092 | $25,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,338 | $25,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 127 | $25,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,257 | $25,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,624 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,832 | $25,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 229 | $25,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,550 | $25,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,005 | $25,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,273 | $25,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,088 | $25,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 5,100 | $25,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,600 | $25,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 3,363 | $25,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,213 | $25,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,778 | $25,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 1,973 | $25,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,968 | $25,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,350 | $25,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 17,467 | $25,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,037 | $25,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 7,335 | $25,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,452 | $25,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 700 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,606 | $24,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 2,510 | $24,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,716 | $24,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,001 | $24,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,762 | $24,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 1,127 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |