13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 764 | $10,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 595 | $10,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 8,091 | $10,000 | thousands by filing date | |
| FREESEAS INC | Y26496193 | Cmn | 2,899 | $10,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 79 | $9,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 115 | $9,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 422 | $9,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,821 | $9,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 440 | $9,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 521 | $9,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,631 | $9,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 700 | $9,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 1,014 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 587 | $9,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $9,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 438 | $9,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 380 | $9,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $9,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 718 | $9,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 349 | $9,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 375 | $9,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 697 | $9,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 881 | $9,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 415 | $9,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 111 | $9,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 394 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 199 | $9,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 200 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,917 | $9,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 348 | $9,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 400 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 411 | $9,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 699 | $9,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,700 | $9,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,000 | $9,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 300 | $9,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 776 | $9,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 199 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 301 | $9,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 712 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 535 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 6,425 | $9,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 685 | $9,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 774 | $9,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 852 | $9,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 10,000 | $9,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A335 | COM | 363 | $9,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 566 | $8,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,100 | $8,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100 | $8,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 435 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,812 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,110 | $8,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 300 | $8,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 140 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $8,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 140 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 311 | $8,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 696 | $8,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 248 | $8,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 603 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $8,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 992 | $8,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 387 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 487 | $8,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 587 | $8,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 357 | $8,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 388 | $8,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 392 | $8,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 212 | $8,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 169 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 307 | $8,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,484 | $8,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 175 | $8,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 995 | $8,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 377 | $8,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 643 | $8,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,600 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 500 | $8,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 590 | $8,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,331 | $8,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 664 | $8,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 202 | $8,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 799 | $8,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,196 | $8,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 813 | $8,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 250 | $8,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 140 | $8,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 2,550 | $8,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 186 | $8,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 672 | $8,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 421 | $8,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,006 | $8,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 3,000 | $8,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 22,450 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 6,164 | $8,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 886 | $8,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,373 | $8,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 197 | $8,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 733 | $8,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,300 | $8,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,228 | $8,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 790 | $8,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,351 | $8,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 914 | $8,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,717 | $8,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 446 | $8,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 439 | $8,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,500 | $8,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,176 | $8,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 439 | $8,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 489 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 100 | $7,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 201 | $7,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 238 | $7,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 100 | $7,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 300 | $7,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 100 | $7,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 96 | $7,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 427 | $7,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 553 | $7,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 93 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 95 | $7,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 662 | $7,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $7,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 524 | $7,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 557 | $7,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 200 | $7,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 377 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 200 | $7,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 411 | $7,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 295 | $7,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 670 | $7,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 287 | $7,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,761 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 143 | $7,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $7,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 490 | $7,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 5,450 | $7,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,600 | $7,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,100 | $7,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 300 | $7,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 218 | $7,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 153 | $7,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,051 | $7,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 257 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 355 | $7,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,189 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $7,000 | thousands by filing date | principal |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 239 | $7,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 3,000 | $7,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 214 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 70 | $7,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 81 | $7,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 1,732 | $7,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2,000 | $7,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 1,611 | $7,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 11,584 | $7,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 4,000 | $7,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 2,299 | $7,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 49 | $6,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,217 | $6,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 76 | $6,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $6,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 800 | $6,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 575 | $6,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 296 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 761 | $6,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 259 | $6,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 531 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 100 | $6,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 287 | $6,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5 | $6,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 138 | $6,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 199 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 394 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 100 | $6,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 200 | $6,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 906 | $6,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 761 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 163 | $6,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 236 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 105 | $6,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 262 | $6,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 775 | $6,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 488 | $6,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 500 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 649 | $6,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 33,000 | $6,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 238 | $6,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 512 | $6,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100 | $6,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 100 | $6,000 | thousands by filing date | put |
| HOMEAWAY INC | 43739Q100 | COM | 200 | $6,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 509 | $6,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 522 | $6,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 200 | $6,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 96 | $6,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 742 | $6,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 845 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 10,516 | $6,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 5,412 | $6,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 181 | $6,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 216 | $6,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 250 | $6,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 93 | $6,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 5,500 | $6,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 246 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 132 | $6,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 3,000 | $6,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 285 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 300 | $6,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 115 | $6,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 847 | $6,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 673 | $6,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 300 | $6,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 900 | $6,000 | thousands by filing date | put |
| IGNYTA INC | 451731103 | COM | 416 | $6,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 229 | $6,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 265 | $6,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 321 | $6,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 335 | $6,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 345 | $6,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,000 | $6,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,208 | $6,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 470 | $6,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 345 | $6,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 417 | $6,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 4,779 | $6,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 2,888 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 104 | $5,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,350 | $5,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $5,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 505 | $5,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100 | $5,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $5,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $5,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 300 | $5,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 661 | $5,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 507 | $5,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 100 | $5,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 407 | $5,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 804 | $5,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,033 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 162 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 491 | $5,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 294 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,279 | $5,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 563 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 306 | $5,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 279 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 500 | $5,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 379 | $5,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,200 | $5,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 305 | $5,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 496 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 373 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 437 | $5,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 220 | $5,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 673 | $5,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 860 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 745 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,364 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 645 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 107 | $5,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 412 | $5,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 322 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 152 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 505 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 492 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 60 | $5,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 787 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 100 | $5,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 99 | $5,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 211 | $5,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 100 | $5,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $5,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,603 | $5,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 684 | $5,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 120 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 843 | $5,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,445 | $5,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,439 | $5,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 600 | $5,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 277 | $5,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 366 | $5,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,020 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 745 | $5,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 403 | $5,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 110 | $5,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 606 | $5,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 533 | $5,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 1,536 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 367 | $5,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 1,500 | $5,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 655 | $5,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 11,422 | $5,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,450 | $5,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 831 | $5,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 383 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 475 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 60 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 135 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 500 | $5,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 109 | $5,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 190 | $5,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 2,580 | $5,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 549 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 56 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 92 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 910 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 124 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 480 | $5,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 216 | $5,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,413 | $5,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 236 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 900 | $5,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 189 | $5,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 135 | $5,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,000 | $5,000 | thousands by filing date | principal |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 128 | $5,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 4,361 | $5,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 364 | $5,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 346 | $5,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 641 | $5,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 796 | $5,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 504 | $5,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 330 | $5,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 1,223 | $5,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 1,112 | $5,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 2,813 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 151 | $4,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $4,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 100 | $4,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 182 | $4,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 112 | $4,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 200 | $4,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 302 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 294 | $4,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 633 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 200 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $4,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 328 | $4,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 696 | $4,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 50 | $4,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 665 | $4,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 220 | $4,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 208 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 169 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 126 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 89 | $4,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $4,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 200 | $4,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 118 | $4,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 979 | $4,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 234 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 935 | $4,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 218 | $4,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 100 | $4,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 329 | $4,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 190 | $4,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 257 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 145 | $4,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 200 | $4,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 318 | $4,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 852 | $4,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 361 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,118 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 220 | $4,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 114 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 485 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 201 | $4,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 157 | $4,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 157 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 155 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 140 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 59 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 204 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,057 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 168 | $4,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 102 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 143 | $4,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 352 | $4,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 25 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,475 | $4,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 210 | $4,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 251 | $4,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 136 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,190 | $4,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 697 | $4,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 334 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 3 | $4,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,245 | $4,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 229 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 287 | $4,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 100 | $4,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 131 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 100 | $4,000 | thousands by filing date | call |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 229 | $4,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 310 | $4,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 234 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $4,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 192 | $4,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 197 | $4,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 100 | $4,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 262 | $4,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 309 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 674 | $4,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4,000 | $4,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 93 | $4,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,853 | $4,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 100 | $4,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 2,023 | $4,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 435 | $4,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 500 | $4,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,794 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 330 | $4,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,270 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 2,630 | $4,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 352 | $4,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,296 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $4,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 174 | $4,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 7,179 | $4,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 467 | $4,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 754 | $4,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 152 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 273 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,729 | $4,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 390 | $4,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 40 | $4,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 153 | $4,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 149 | $4,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 301 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 625 | $4,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,006 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 58 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 250 | $4,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 106 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 76 | $4,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 300 | $4,000 | thousands by filing date | put |
| GLOWPOINT INC | 379887201 | CMN | 4,731 | $4,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 364 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 202 | $4,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 3,534 | $4,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 1,722 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 76 | $4,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 161 | $4,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 212 | $4,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 318 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 176 | $4,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 5,000 | $4,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 432 | $4,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 800 | $4,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 603 | $4,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 100 | $4,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 114 | $4,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 299 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 38 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 100 | $3,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 38 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $3,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 79 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,019 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200 | $3,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,541 | $3,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $3,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $3,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 428 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $3,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $3,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 604 | $3,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 311 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 184 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 100 | $3,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 100 | $3,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 29 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 351 | $3,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 188 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 279 | $3,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 781 | $3,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 188 | $3,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 156 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 234 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |