13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SKYWEST INC COM | 830879102 | Stock | 6,596 | $99,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,200 | $99,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,755 | $99,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 7,824 | $99,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,162 | $99,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 7,311 | $99,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,479 | $99,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 18,580 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,500 | $99,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $98,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,123 | $98,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,986 | $98,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,500 | $98,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,672 | $98,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 10,358 | $98,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,698 | $98,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,082 | $98,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,538 | $98,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 70,000 | $98,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 100,100 | $98,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 6,260 | $98,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 100,000 | $98,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,100 | $97,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 1,500 | $97,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,172 | $97,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 14,206 | $97,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,433 | $97,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 4,500 | $97,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,559 | $97,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 88,000 | $97,000 | thousands by filing date | principal |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 5,020 | $97,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,224 | $97,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 910 | $96,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 8,416 | $96,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 23,793 | $96,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,000 | $96,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,987 | $96,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,200 | $96,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 94,000 | $96,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 6,154 | $96,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 18,420 | $96,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,876 | $95,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,440 | $95,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 1,356 | $95,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6,069 | $95,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,714 | $95,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 937 | $95,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 3,183 | $95,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,248 | $95,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 50,400 | $95,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 1,729 | $95,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 4,475 | $95,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,181 | $95,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,839 | $95,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 7,082 | $95,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,044 | $94,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,627 | $93,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,363 | $93,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 6,217 | $93,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,697 | $93,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,530 | $93,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,651 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,329 | $93,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,172 | $93,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,823 | $93,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,609 | $93,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,503 | $92,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,019 | $92,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,371 | $92,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 4,920 | $92,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,343 | $91,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,518 | $91,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 2,156 | $91,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,931 | $91,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 6,349 | $91,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,088 | $91,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,534 | $91,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,451 | $91,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,835 | $91,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 3,477 | $91,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 6,888 | $91,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 6,905 | $91,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 9,518 | $91,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,302 | $91,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 4,620 | $91,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,384 | $90,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 9,809 | $90,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,391 | $90,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,641 | $90,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 4,211 | $90,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,548 | $90,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,045 | $89,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,086 | $89,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,451 | $89,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,821 | $89,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 6,574 | $89,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 14,283 | $89,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 6,467 | $89,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 7,639 | $89,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 13,018 | $89,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 15,412 | $89,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,157 | $88,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,149 | $88,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 9,111 | $88,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,928 | $88,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,368 | $88,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,069 | $88,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 2,448 | $88,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,292 | $88,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 2,688 | $88,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 4,400 | $87,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,878 | $87,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 7,873 | $87,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,356 | $87,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 9,708 | $87,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,373 | $87,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,169 | $87,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 63,418 | $87,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,982 | $87,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,190 | $87,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,267 | $86,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,832 | $86,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,321 | $86,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,257 | $86,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 9,271 | $86,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,600 | $86,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,274 | $86,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,633 | $86,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 500 | $86,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 3,126 | $86,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 91,000 | $86,000 | thousands by filing date | principal |
| DEMAND MEDIA INC | 24802N208 | Cmn | 13,442 | $86,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,553 | $85,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,930 | $85,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,676 | $85,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 20,000 | $85,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC | G87210103 | ORD | 8,500 | $85,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $84,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,027 | $84,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 9,396 | $84,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,649 | $84,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 13,328 | $84,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,435 | $83,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 2,053 | $83,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 202 | $83,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,203 | $83,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,735 | $83,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,497 | $83,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 9,700 | $83,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,613 | $83,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 7,164 | $83,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 5,114 | $83,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,608 | $83,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 11,061 | $83,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 4,712 | $82,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,600 | $82,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,747 | $82,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 7,158 | $82,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,204 | $82,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,297 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,501 | $82,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 4,099 | $82,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 794 | $82,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 350,400 | $82,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 3,604 | $82,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,274 | $82,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,181 | $82,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 5,558 | $82,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 2,659 | $82,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 1,901 | $82,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 35,000 | $82,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 1,791 | $81,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,165 | $81,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 8,073 | $81,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 2,011 | $81,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,337 | $81,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,496 | $81,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 3,708 | $81,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,413 | $81,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 3,234 | $81,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 5,305 | $81,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 75,867 | $81,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,900 | $81,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,255 | $80,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 4,954 | $80,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 6,654 | $80,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 6,296 | $80,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,377 | $80,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,053 | $80,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 8,454 | $80,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,711 | $80,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 2,475 | $80,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,551 | $79,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,539 | $79,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 9,377 | $79,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 8,545 | $79,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,974 | $79,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 8,032 | $79,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 7,358 | $79,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 74,000 | $79,000 | thousands by filing date | principal |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 7,704 | $79,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 6,095 | $79,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,100 | $78,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,851 | $78,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,715 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,106 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,289 | $78,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,351 | $78,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 9,616 | $78,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 10,086 | $78,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 6,144 | $78,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 81,000 | $78,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,516 | $77,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 5,118 | $77,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,606 | $77,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 806 | $77,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,415 | $76,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 6,200 | $76,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,621 | $76,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 8,265 | $76,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $76,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 6,919 | $76,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 7,222 | $75,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 456 | $75,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 9,234 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,000 | $75,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,351 | $75,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,282 | $75,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,024 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,575 | $75,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,453 | $75,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 49,000 | $75,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,427 | $75,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,782 | $75,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 12,702 | $75,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 7,500 | $74,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,893 | $74,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,695 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 611 | $74,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,176 | $74,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,181 | $74,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 8,672 | $74,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 6,132 | $74,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,224 | $74,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,083 | $74,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,624 | $74,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 31,000 | $74,000 | thousands by filing date | principal |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,825 | $74,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,901 | $74,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 3,748 | $74,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 9,060 | $73,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,650 | $73,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,841 | $73,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 4,729 | $73,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 900 | $72,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 3,826 | $72,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,377 | $72,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,807 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,701 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,420 | $72,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 58,000 | $72,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 3,525 | $71,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 4,386 | $71,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,005 | $71,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 9,885 | $71,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 49,100 | $71,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 5,980 | $71,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 2,509 | $71,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 4,047 | $71,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 5,451 | $71,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 87,000 | $71,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,158 | $70,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,052 | $70,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 3,816 | $70,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,405 | $70,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,255 | $70,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 13,701 | $70,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,000 | $70,000 | thousands by filing date | put |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,369 | $70,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,628 | $70,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 1,499 | $70,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 682 | $69,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,406 | $69,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $69,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,340 | $69,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 6,024 | $69,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,002 | $69,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,133 | $69,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 5,944 | $69,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 5,791 | $69,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,257 | $69,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 34,500 | $69,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 6,273 | $69,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 901 | $68,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,609 | $68,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,668 | $68,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,390 | $68,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 6,018 | $68,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,296 | $68,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,656 | $68,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 64,000 | $68,000 | thousands by filing date | principal |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 6,589 | $68,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 6,290 | $68,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,865 | $68,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,959 | $67,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,377 | $67,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,112 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,362 | $67,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 3,533 | $67,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,706 | $67,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,025 | $67,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,098 | $67,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,569 | $67,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,448 | $67,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,620 | $67,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 2,784 | $67,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 27,855 | $67,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,024 | $67,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 4,365 | $67,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,051 | $67,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,968 | $66,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,213 | $66,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,358 | $66,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,405 | $66,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,900 | $66,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,664 | $66,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 9,262 | $66,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,757 | $66,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 54,000 | $66,000 | thousands by filing date | principal |
| PHI INC | 69336T106 | COM VTG | 2,015 | $66,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,305 | $65,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,104 | $65,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,783 | $65,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,084 | $65,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 2,072 | $65,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 13,600 | $65,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,543 | $65,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 2,330 | $65,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 11,321 | $65,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 5,555 | $64,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,300 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,100 | $64,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 400 | $64,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 4,093 | $64,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,500 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,106 | $64,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,246 | $64,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 63,000 | $64,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 5,275 | $64,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,681 | $64,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 946 | $63,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,186 | $63,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 900 | $63,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 1,027 | $63,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 2,521 | $63,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,084 | $63,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,840 | $63,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 11,800 | $63,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,937 | $63,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 3,921 | $63,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 58,000 | $63,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 1,861 | $62,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,600 | $62,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,012 | $62,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,855 | $62,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 9,160 | $62,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 6,900 | $62,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 11,805 | $62,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 583 | $62,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,774 | $62,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,433 | $62,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 3,280 | $61,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 11,126 | $61,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,200 | $61,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 4,131 | $61,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,974 | $61,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,367 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,210 | $61,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,939 | $61,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 5,405 | $61,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 7,929 | $61,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 9,287 | $61,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 6,120 | $61,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 6,336 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,341 | $60,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,587 | $60,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,108 | $60,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,152 | $60,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,109 | $60,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,607 | $60,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,375 | $60,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 5,347 | $60,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,905 | $60,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,445 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 59,000 | $60,000 | thousands by filing date | principal |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 3,214 | $60,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,774 | $60,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,206 | $60,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 51,000 | $60,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 2,963 | $59,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,775 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 976 | $59,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,835 | $59,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,011 | $59,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,400 | $59,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,478 | $59,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,000 | $59,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 8,845 | $59,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,822 | $59,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,513 | $59,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,988 | $59,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 1,052 | $59,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,855 | $59,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 8,499 | $59,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,715 | $59,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,662 | $59,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 4,248 | $59,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 59,000 | $59,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 2,683 | $59,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 11,110 | $58,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 3,915 | $58,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 900 | $58,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,152 | $58,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,400 | $58,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 2,469 | $58,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 5,032 | $58,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,277 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,514 | $58,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 41,000 | $58,000 | thousands by filing date | principal |
| NUVEEN NY | 670706100 | COM | 3,868 | $58,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 7,734 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 609 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,345 | $57,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,000 | $57,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,551 | $57,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,263 | $57,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,880 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 2,471 | $57,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,940 | $57,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,400 | $57,000 | thousands by filing date | call |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 6,300 | $57,000 | thousands by filing date | put |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,697 | $57,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 20,023 | $57,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 2,422 | $57,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,362 | $56,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 4,648 | $56,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,361 | $56,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,036 | $56,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,860 | $56,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,000 | $56,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 45,000 | $56,000 | thousands by filing date | principal |
| XENOPORT INC | 98411C100 | COM | 9,181 | $56,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 20,337 | $56,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 462 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 2,270 | $56,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 52,000 | $56,000 | thousands by filing date | principal |
| DWS Mun Income Tr | 25160C106 | COM | 4,477 | $56,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,558 | $55,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 806 | $55,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,346 | $55,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 7,538 | $55,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,971 | $55,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,915 | $55,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,460 | $55,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 274 | $55,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,572 | $55,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,345 | $55,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 25,063 | $55,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 4,400 | $55,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,810 | $55,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 6,980 | $55,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 2,157 | $55,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,412 | $55,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 4,383 | $55,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 56,000 | $55,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 55,000 | $55,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 1,342 | $54,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,839 | $54,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,257 | $54,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,260 | $54,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 7,673 | $54,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 2,120 | $54,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 8,278 | $54,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,644 | $54,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 3,989 | $54,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,366 | $54,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 27,871 | $54,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 3,293 | $54,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 3,680 | $54,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,380 | $53,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,249 | $53,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,363 | $53,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,100 | $53,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,475 | $53,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,002 | $53,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 3,878 | $53,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 9,262 | $53,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 4,407 | $53,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 993 | $53,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 4,605 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |