13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 100 | $3,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 249 | $3,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 473 | $3,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 200 | $3,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 102 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 174 | $3,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 452 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 668 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 137 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 192 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 273 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 197 | $3,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,054 | $3,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 384 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 296 | $3,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 50 | $3,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 536 | $3,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 213 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 176 | $3,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 132 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,002 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 184 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 374 | $3,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 238 | $3,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 239 | $3,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 199 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 356 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100 | $3,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,148 | $3,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 100 | $3,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 2,204 | $3,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 74 | $3,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 93 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 165 | $3,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 410 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 701 | $3,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 180 | $3,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 100 | $3,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,081 | $3,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 313 | $3,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 476 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 73 | $3,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 9,024 | $3,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 166 | $3,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 6,069 | $3,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 4,736 | $3,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 6,150 | $3,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 724 | $3,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 68 | $3,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 219 | $3,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 111 | $3,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 214 | $3,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 152 | $3,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 363 | $3,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 152 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 2,158 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 75 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 89 | $3,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 239 | $3,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,000 | $3,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 60 | $3,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 221 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 143 | $3,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 38 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 302 | $3,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 209 | $3,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 42 | $3,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 49 | $3,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 2,778 | $3,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 1,000 | $3,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 2,223 | $3,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 5,370 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 208 | $3,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 103 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 152 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 108 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 215 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 83 | $3,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 415 | $3,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 570 | $3,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 100 | $3,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 670 | $3,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 544 | $3,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 272 | $3,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 600 | $3,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 468 | $3,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 209 | $3,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 408 | $3,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 239 | $3,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 413 | $3,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 345 | $3,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 149 | $3,000 | thousands by filing date | |
| PERSEON CORP | 715270203 | Cmn | 1,453 | $3,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 641 | $3,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 200 | $3,000 | thousands by filing date | put |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 500 | $3,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 145 | $3,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 179 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 100 | $2,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,195 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 140 | $2,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 100 | $2,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 51 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 130 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 136 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 201 | $2,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 158 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 154 | $2,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 87 | $2,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 17 | $2,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 160 | $2,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 66 | $2,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 66 | $2,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 633 | $2,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 284 | $2,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 50 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 261 | $2,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 166 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 159 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 38 | $2,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 171 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 37 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 28 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 200 | $2,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 160 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 75 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 320 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 328 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 97 | $2,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 435 | $2,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 146 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 219 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 216 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 148 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 241 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 153 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 72 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 85 | $2,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 104 | $2,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 143 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 282 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 621 | $2,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 163 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,350 | $2,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 118 | $2,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 617 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 121 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 300 | $2,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 125 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 112 | $2,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 3,160 | $2,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 74 | $2,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 450 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 499 | $2,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ARQULE INC | 04269E107 | COM | 809 | $2,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 100 | $2,000 | thousands by filing date | put |
| SPAN AMER MED SYS INC | 846396109 | COM | 135 | $2,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 600 | $2,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 754 | $2,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,570 | $2,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 600 | $2,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 100 | $2,000 | thousands by filing date | put |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 70 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,833 | $2,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $2,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $2,000 | thousands by filing date | call |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 132 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 340 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 4,245 | $2,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 131 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 42 | $2,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 490 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 4,570 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,000 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 222 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 37 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 100 | $2,000 | thousands by filing date | put |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 93 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 195 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 4,861 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 161 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 70 | $2,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 48 | $2,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 273 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 373 | $2,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 237 | $2,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 48 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 2,890 | $2,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 424 | $2,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 234 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 93 | $2,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 46 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 215 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | principal |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 15 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 109 | $2,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 1,874 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 115 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 133 | $2,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 88 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 20 | $2,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 114 | $2,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $2,000 | thousands by filing date | principal |
| KONA GRILL INC | 50047H201 | COM | 118 | $2,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 68 | $2,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 765 | $2,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 101 | $2,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 103 | $2,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 353 | $2,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 403 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 130 | $2,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 1,091 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 89 | $2,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 915 | $2,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 539 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 166 | $2,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 87 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 20 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,238 | $2,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 283 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 365 | $2,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 100 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 322 | $2,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 71 | $2,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 132 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 160 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 648 | $2,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 142 | $2,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 151 | $2,000 | thousands by filing date | |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 585 | $2,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 600 | $2,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 173 | $2,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| NORTHSTAR REIT | 66704R704 | Common Stock | 100 | $2,000 | thousands by filing date | call |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 109 | $2,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 249 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 666 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 40 | $2,000 | thousands by filing date | call |
| ENTELLUS MED INC | 29363K105 | COM | 70 | $2,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 172 | $2,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 903 | $2,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 191 | $2,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 188 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 85 | $2,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X208 | COM NEW | 16,900 | $2,000 | thousands by filing date | |
| ACCUSHARES COMMODITIES TR I | 00439V201 | SPOT CBOE VIX | 100 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 10 | $1,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 95 | $1,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 38 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 42 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 51 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 275 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 95 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100 | $1,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 18 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 30 | $1,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 42 | $1,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 40 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 77 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 45 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 98 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 66 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 84 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 9 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 78 | $1,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 38 | $1,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 99 | $1,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 42 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 48 | $1,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 62 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 98 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 30 | $1,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 105 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 212 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 13 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 247 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 49 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 139 | $1,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 8 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 134 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 850 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 40 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 103 | $1,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 38 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 60 | $1,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 77 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 54 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 88 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 21 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 34 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 87 | $1,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 58 | $1,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 75 | $1,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 200 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 26 | $1,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 221 | $1,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 70 | $1,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 3,266 | $1,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 39 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,960 | $1,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 1,192 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 195 | $1,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 300 | $1,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 153 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 435 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 52 | $1,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 5 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 165 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 99 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,630 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 233 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 109 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $1,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $1,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 216 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 74 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 400 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 100 | $1,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 189 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 300 | $1,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 364 | $1,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 2,745 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 110 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 56 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 243 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 402 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 968 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,395 | $1,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,877 | $1,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 95 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100 | $1,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 200 | $1,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 37 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 25 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 114 | $1,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 68 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 865 | $1,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 68 | $1,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 161 | $1,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 468 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 120 | $1,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 234 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 311 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 466 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 300 | $1,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 300 | $1,000 | thousands by filing date | call |
| HANSEN MEDICAL INC | 411307101 | COM | 1,184 | $1,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 46 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 147 | $1,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 199 | $1,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 85 | $1,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,021 | $1,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 500 | $1,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,018 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 71 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 98 | $1,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 82 | $1,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 1,461 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,661 | $1,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 160 | $1,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 98 | $1,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 33 | $1,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 58 | $1,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 275 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 150 | $1,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 1,000 | $1,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 526 | $1,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 530 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 148 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 448 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 224 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 25 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 500 | $1,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 81 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 3,000 | $1,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 289 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 175 | $1,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 577 | $1,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 42 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 800 | $1,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 180 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 75 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 124 | $1,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 149 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 316 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 65 | $1,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 985 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 48 | $1,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 27 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 18 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 33 | $1,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 39 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 462 | $1,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 427 | $1,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 14 | $1,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 38 | $1,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 132 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 3,495 | $1,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 1,227 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 22 | $1,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 1,087 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 700 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 516 | $1,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 451 | $1,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 273 | $1,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 32 | $1,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 34 | $1,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 93 | $1,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 1,100 | $1,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 500 | $1,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 100 | $1,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 53 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 45 | $1,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 94 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 56 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 106 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 907 | $1,000 | thousands by filing date | call |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,000 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 620 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 368 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 318 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 163 | $1,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 43 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 72 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 339 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 144 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 135 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 467 | $1,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 78 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 31 | $1,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 46 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 71 | $1,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 418 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274P302 | MNT REST 2X LV | 38 | $1,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 160 | $1,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 184 | $1,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 49 | $1,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 86 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 161 | $1,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 159 | $1,000 | thousands by filing date | call |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 60 | $1,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 116 | $1,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 223 | $1,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 66 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 9 | $1,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 106 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 96 | $1,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 294 | $1,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 271 | $1,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,466 | $1,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 13 | $1,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 159 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 93 | $1,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 122 | $1,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 100 | $1,000 | thousands by filing date | call |
| C1 FINL INC | 12591N109 | COM | 77 | $1,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 500 | $1,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 114 | $1,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 72 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 383 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |