13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 7,745 holding rows worth $112,591,505,000.
- Accession
- 0000831001-15-000151
- Filer
- CIK 831001
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,465 entries on the cover page, a total value of $112,591,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,591,505,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,949 | $184,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,621 | $184,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 23,728 | $184,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,801 | $183,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 8,500 | $183,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 98,400 | $183,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,856 | $182,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 16,300 | $182,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 2,695 | $182,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,963 | $182,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,700 | $181,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 12,769 | $181,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,775 | $181,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,437 | $181,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 6,779 | $181,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,348 | $181,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 4,633 | $181,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,179 | $180,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,099 | $180,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,026 | $180,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,175 | $180,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 41,000 | $180,000 | thousands by filing date | call |
| GLOBAL SOURCES LTD | G39300101 | ORD | 25,851 | $180,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,132 | $179,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 3,918 | $179,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 2,572 | $179,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,800 | $179,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,912 | $179,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,700 | $178,000 | thousands by filing date | call |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,406 | $178,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,600 | $178,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 28,908 | $178,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 6,877 | $177,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,694 | $177,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,333 | $177,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 6,409 | $176,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,044 | $175,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,851 | $175,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,958 | $175,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 9,004 | $175,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 179,600 | $175,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 9,282 | $175,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,245 | $174,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,727 | $174,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 17,300 | $174,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,300 | $174,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 5,219 | $174,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 4,196 | $174,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,536 | $174,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,215 | $173,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 26,387 | $173,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 44,479 | $173,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,395 | $172,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,195 | $172,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 3,346 | $172,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 12,534 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,517 | $171,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 14,938 | $171,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 4,520 | $171,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,337 | $171,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 180,000 | $171,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,142 | $171,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,197 | $170,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,900 | $170,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 69,300 | $170,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,900 | $170,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,100 | $169,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 5,275 | $169,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 11,120 | $169,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,467 | $168,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,875 | $168,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 6,989 | $168,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 6,281 | $168,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,579 | $168,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 21,903 | $168,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 5,935 | $168,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 5,274 | $168,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 165,000 | $168,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,913 | $167,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,230 | $167,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,525 | $167,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,112 | $167,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,275 | $167,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,033 | $167,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 6,390 | $167,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 16,199 | $167,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $166,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,372 | $166,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,865 | $166,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 6,870 | $166,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 8,726 | $166,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 6,554 | $166,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,296 | $165,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 29,567 | $165,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,626 | $165,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,683 | $164,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 95,100 | $164,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,647 | $163,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,934 | $163,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,965 | $163,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 19,691 | $163,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 1,874 | $163,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,804 | $162,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,485 | $162,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 9,133 | $162,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 145,000 | $162,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 210,000 | $162,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,983 | $161,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,878 | $161,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,477 | $161,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 5,715 | $161,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,626 | $161,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 11,966 | $161,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,034 | $160,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,287 | $160,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,000 | $160,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 11,450 | $160,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 7,567 | $160,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 6,868 | $160,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 15,485 | $160,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 9,612 | $160,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,356 | $160,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 3,458 | $160,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,925 | $160,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 4,640 | $160,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 17,413 | $160,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,803 | $158,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 9,918 | $158,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,614 | $158,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 5,540 | $158,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 6,175 | $158,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,949 | $158,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,592 | $158,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 6,306 | $158,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 8,458 | $157,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,686 | $157,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,740 | $157,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,164 | $157,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,156 | $157,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 16,663 | $157,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,649 | $157,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,857 | $156,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,536 | $156,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,215 | $156,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,800 | $156,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 9,776 | $156,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 40,966 | $156,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 9,074 | $156,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,050 | $156,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 25,421 | $156,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 12,645 | $156,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,921 | $156,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 7,147 | $155,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,765 | $155,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,389 | $155,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 20,724 | $155,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10,531 | $154,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,179 | $154,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,400 | $154,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,730 | $154,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 30,983 | $154,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,560 | $153,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,444 | $153,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 9,877 | $153,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,054 | $153,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,767 | $153,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,605 | $153,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 33,043 | $153,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,401 | $153,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 2,946 | $153,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 20,000 | $153,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,448 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,459 | $152,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 15,490 | $152,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,062 | $151,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 7,414 | $151,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 70,841 | $151,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 4,289 | $151,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,500 | $151,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 39,000 | $151,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 4,876 | $151,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,208 | $150,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,991 | $150,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,815 | $150,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,908 | $150,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 29,913 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,219 | $150,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 156,000 | $150,000 | thousands by filing date | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10,194 | $149,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,794 | $149,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 8,242 | $149,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 5,112 | $149,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 8,628 | $149,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,506 | $149,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 4,501 | $149,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 119,000 | $149,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 4,544 | $148,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,200 | $148,000 | thousands by filing date | put |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 11,556 | $148,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 7,244 | $147,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,700 | $147,000 | thousands by filing date | put |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,624 | $147,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 12,400 | $147,000 | thousands by filing date | put |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 8,297 | $147,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,434 | $147,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,734 | $146,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,577 | $146,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,509 | $146,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,692 | $146,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,271 | $146,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 8,520 | $146,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,682 | $146,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 11,247 | $146,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,200 | $146,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 5,118 | $145,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,894 | $145,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,055 | $145,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,936 | $145,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,000 | $145,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 6,657 | $145,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 9,844 | $144,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,609 | $144,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,702 | $144,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,750 | $144,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 23,368 | $144,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 3,270 | $144,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 150,000 | $144,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 33,221 | $143,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,334 | $143,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,319 | $143,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 20,255 | $142,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 13,009 | $142,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 9,000 | $142,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 2,994 | $141,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 5,707 | $141,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,363 | $141,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 8,378 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 6,000 | $140,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,417 | $140,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,740 | $140,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,564 | $139,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,085 | $139,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,833 | $139,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,319 | $139,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,266 | $139,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,567 | $139,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 30,000 | $139,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,547 | $138,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,039 | $138,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,794 | $138,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,994 | $138,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 6,120 | $138,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,246 | $137,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9,347 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,632 | $137,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,131 | $137,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,504 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,290 | $136,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 3,998 | $136,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,964 | $136,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,400 | $136,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,191 | $136,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 71,000 | $136,000 | thousands by filing date | principal |
| FMSA HLDGS INC | 30255X106 | COM | 16,563 | $136,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,681 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,513 | $135,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 9,232 | $135,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 5,807 | $135,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 445,673 | $135,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,725 | $135,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,254 | $135,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 4,579 | $135,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 8,976 | $135,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 2,042 | $135,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 5,470 | $134,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,807 | $134,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,526 | $134,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 13,122 | $134,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 16,469 | $134,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,675 | $134,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,535 | $134,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,318 | $133,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,710 | $133,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 879 | $132,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,651 | $132,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,884 | $132,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 20,553 | $132,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 8,156 | $132,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 13,195 | $132,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 1,817 | $132,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,307 | $131,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,157 | $131,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,852 | $131,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 43,254 | $131,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,229 | $131,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 23,130 | $130,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 7,127 | $130,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,298 | $130,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,640 | $130,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,662 | $130,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,349 | $130,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 2,535 | $130,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 98,000 | $130,000 | thousands by filing date | principal |
| LTC PPTYS INC COM | 502175102 | REIT | 3,112 | $129,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 700 | $129,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,073 | $129,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,165 | $129,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,026 | $129,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 10,500 | $129,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 8,637 | $129,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 8,707 | $128,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,256 | $128,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 26,300 | $128,000 | thousands by filing date | put |
| KONGZHONG CORP | 50047P104 | CMN | 17,500 | $128,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,428 | $127,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,033 | $126,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,200 | $126,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,292 | $126,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 12,500 | $126,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 7,886 | $126,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,262 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 8,923 | $125,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,221 | $125,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,383 | $125,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 18,798 | $125,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 10,000 | $125,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 106,000 | $125,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,100 | $124,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 694 | $124,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 2,629 | $124,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,260 | $124,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 5,185 | $124,000 | thousands by filing date | |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 100,000 | $124,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,158 | $123,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 6,469 | $123,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 10,200 | $123,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,854 | $123,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 85,079 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,361 | $123,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 8,845 | $123,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,948 | $122,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,389 | $122,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,334 | $122,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,465 | $122,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 16,967 | $122,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 96,000 | $122,000 | thousands by filing date | principal |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 3,214 | $122,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,945 | $121,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,500 | $121,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,353 | $121,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,566 | $121,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,114 | $121,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 6,700 | $121,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 4,318 | $121,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,461 | $121,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,995 | $121,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 8,509 | $121,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 6,497 | $121,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,600 | $120,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,500 | $120,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 6,214 | $120,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,772 | $120,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,119 | $120,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,600 | $119,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 2,338 | $119,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,916 | $119,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,264 | $119,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,793 | $119,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,046 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,065 | $119,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,000 | $119,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 4,800 | $119,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 7,933 | $119,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 5,962 | $119,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 5,954 | $118,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,158 | $118,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,073 | $118,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 6,497 | $118,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,171 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 4,987 | $118,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,323 | $117,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 2,903 | $117,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 3,942 | $117,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,004 | $117,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,854 | $117,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,751 | $117,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 6,719 | $117,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,718 | $117,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,166 | $116,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,583 | $116,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 4,623 | $116,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 7,346 | $115,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,915 | $115,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,479 | $115,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 106,421 | $115,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 523,800 | $114,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 17,000 | $114,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 25,053 | $114,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 24,986 | $114,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,563 | $113,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,007 | $113,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,225 | $112,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,840 | $112,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,983 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,534 | $112,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 4,279 | $112,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 186,000 | $112,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 55,800 | $112,000 | thousands by filing date | call |
| COVISINT CORP | 22357R103 | COM | 34,416 | $112,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 3,875 | $111,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,109 | $111,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,767 | $111,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 9,806 | $111,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 3,882 | $111,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,166 | $111,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,800 | $111,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 96,000 | $111,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,802 | $111,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 7,520 | $110,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,541 | $110,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 7,800 | $110,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $110,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,438 | $110,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,000 | $110,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,066 | $110,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 4,296 | $110,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,816 | $109,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 5,123 | $109,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,344 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,600 | $109,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 105,000 | $109,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,034 | $108,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,316 | $108,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,700 | $108,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 28,209 | $108,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 4,075 | $108,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,222 | $108,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 5,123 | $108,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 60,400 | $108,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 4,459 | $107,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 10,323 | $107,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 12,700 | $107,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 4,873 | $107,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 6,288 | $107,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 9,808 | $107,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 109,197 | $107,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 2,371 | $107,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 9,015 | $107,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 2,727 | $106,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,876 | $106,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,759 | $106,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,616 | $106,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,981 | $106,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,404 | $106,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,987 | $106,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,304 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 1,831 | $106,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,503 | $105,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,250 | $105,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 835 | $105,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,542 | $105,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 794 | $105,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 5,223 | $104,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,827 | $104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,220 | $104,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,752 | $104,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,606 | $104,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,534 | $103,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 7,493 | $103,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,461 | $103,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,704 | $103,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,536 | $103,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 5,326 | $103,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 108,000 | $103,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,000 | $102,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,675 | $102,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 2,797 | $102,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,499 | $102,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 3,540 | $102,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 8,337 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,900 | $102,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 3,938 | $102,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,200 | $101,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 4,468 | $101,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 8,100 | $101,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,222 | $101,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 5,900 | $101,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 3,662 | $101,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,313 | $101,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,000 | $101,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 27,339 | $101,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,548 | $101,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 814 | $100,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,424 | $100,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,581 | $100,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,681 | $100,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 47,526 | $100,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 4,707 | $100,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $100,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 14,829 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000151 | this filing | 2015-08-13 | acceptance time not in the bulk data set |