13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANMINA CORP COM | 801056102 | Stock | 13,257 | $276,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,315 | $276,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 19,180 | $276,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 17,441 | $275,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 21,164 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,131 | $274,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 8,264 | $274,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,122 | $274,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 20,350 | $274,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,989 | $273,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 12,000 | $273,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,205 | $272,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,814 | $272,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,000 | $271,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 8,139 | $271,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,068 | $271,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 274,000 | $271,000 | thousands by filing date | principal |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 6,570 | $271,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,051 | $270,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 13,847 | $270,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,090 | $270,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 22,058 | $270,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 4,075 | $270,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,600 | $270,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 5,422 | $269,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,788 | $269,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 22,705 | $269,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 14,935 | $268,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,113 | $268,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,925 | $268,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 16,232 | $267,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 28,846 | $267,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,228 | $266,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,134 | $265,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 70,117 | $265,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,381 | $265,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,000 | $265,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,226 | $264,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,301 | $264,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 3,546 | $264,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 17,488 | $264,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 21,984 | $262,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,661 | $261,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,742 | $261,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 30,598 | $261,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,831 | $260,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,216 | $259,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 6,123 | $258,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 7,244 | $258,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,801 | $257,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 140,000 | $257,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 6,930 | $256,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 7,701 | $256,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 11,690 | $256,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,400 | $255,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 1,200 | $255,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 15,107 | $255,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 10,647 | $255,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 25,615 | $255,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 17,884 | $255,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,468 | $254,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,394 | $254,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 8,995 | $253,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 7,886 | $253,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,942 | $253,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,057 | $251,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 9,931 | $251,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,767 | $251,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 16,003 | $250,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,603 | $249,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 12,120 | $249,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,697 | $248,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,198 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $248,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 18,949 | $248,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,787 | $248,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,673 | $247,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,573 | $247,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 36,258 | $247,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,973 | $247,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 10,293 | $246,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,826 | $245,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 29,008 | $245,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,346 | $244,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 26,204 | $244,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,944 | $244,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 10,357 | $243,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 13,100 | $243,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 10,330 | $243,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,809 | $242,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,183 | $242,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 26,195 | $242,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 25,000 | $242,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,768 | $241,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,000 | $241,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,567 | $241,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 6,090 | $241,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 9,800 | $241,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 165,000 | $241,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $241,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,606 | $240,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,188 | $240,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 3,803 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,835 | $239,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,937 | $239,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,799 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,989 | $238,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 161,000 | $238,000 | thousands by filing date | principal |
| CENVEO INC | 15670S105 | COM | 96,213 | $238,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,955 | $237,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,570 | $237,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 6,244 | $237,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,098 | $237,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 9,344 | $237,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 30,763 | $237,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,288 | $237,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,513 | $236,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 12,270 | $236,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 18,677 | $234,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,226 | $233,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 21,265 | $233,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 16,590 | $233,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,595 | $232,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,277 | $232,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,572 | $230,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 16,970 | $230,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,798 | $230,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,240 | $230,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,332 | $229,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,918 | $229,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,069 | $229,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 5,819 | $229,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,018 | $228,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 12,592 | $228,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,206 | $228,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 13,680 | $228,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,169 | $227,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,605 | $227,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,712 | $226,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 50,000 | $226,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 2,667 | $226,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 12,035 | $226,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 75,907 | $226,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,028 | $225,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,750 | $225,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 10,063 | $225,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,957 | $225,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 113,000 | $225,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 9,400 | $224,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 5,196 | $224,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 6,203 | $223,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,000 | $223,000 | thousands by filing date | call |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 24,937 | $222,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 22,426 | $222,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 7,187 | $220,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 8,937 | $220,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,132 | $220,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 8,706 | $220,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 40,916 | $220,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 15,204 | $220,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 206,000 | $220,000 | thousands by filing date | principal |
| WINMARK CORP | 974250102 | COM | 2,978 | $219,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,820 | $219,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 29,628 | $219,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 8,187 | $219,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,658 | $218,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,842 | $218,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 10,742 | $218,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 23,859 | $218,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 11,037 | $218,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 43,171 | $218,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,455 | $217,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,916 | $217,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 47,401 | $217,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 2,532 | $217,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,625 | $217,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 200,000 | $217,000 | thousands by filing date | principal |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,279 | $216,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,500 | $216,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 129,000 | $216,000 | thousands by filing date | principal |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 9,397 | $216,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 5,870 | $216,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 66,621 | $215,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,163 | $215,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 29,515 | $215,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,370 | $214,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,438 | $213,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 18,126 | $213,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 9,349 | $213,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,883 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,584 | $212,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,426 | $212,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 207,000 | $212,000 | thousands by filing date | principal |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,609 | $211,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,500 | $211,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,500 | $211,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 26,266 | $211,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 33,137 | $211,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 44,128 | $210,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,535 | $210,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 35,870 | $210,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 114,715 | $210,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 7,553 | $210,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 10,603 | $210,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,900 | $209,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 16,837 | $209,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 10,553 | $209,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,281 | $208,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,085 | $208,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 16,700 | $208,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 25,735 | $208,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 4,713 | $207,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,138 | $207,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,058 | $207,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,423 | $207,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 32,692 | $207,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 8,288 | $207,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,280 | $206,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,716 | $206,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 19,204 | $205,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,700 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,235 | $204,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,874 | $204,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,641 | $204,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 6,297 | $204,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 29,757 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,560 | $204,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 16,290 | $204,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,568 | $203,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 61,898 | $203,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 181,000 | $203,000 | thousands by filing date | principal |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 7,885 | $203,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,313 | $202,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,827 | $202,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 12,265 | $202,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,515 | $202,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,214 | $202,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 47,239 | $202,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 24,696 | $202,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,648 | $201,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 7,165 | $201,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,161 | $201,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 11,463 | $201,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 5,828 | $200,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 5,552 | $200,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 13,744 | $200,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 3,958 | $200,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 175,927 | $200,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 9,400 | $200,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,544 | $199,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,406 | $199,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,437 | $199,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,189 | $199,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 44,071 | $198,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 10,320 | $198,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,779 | $197,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,464 | $197,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,126 | $196,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,649 | $196,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,243 | $196,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 81,000 | $196,000 | thousands by filing date | principal |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,858 | $195,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 11,600 | $195,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 19,533 | $195,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 11,504 | $195,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,819 | $194,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,865 | $194,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,215 | $194,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,463 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,102 | $193,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 9,952 | $193,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,636 | $192,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 12,053 | $192,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 9,882 | $192,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 23,577 | $191,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,556 | $190,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,150 | $190,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,068 | $190,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,110 | $190,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 48,890 | $189,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,448 | $189,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 173,268 | $189,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 12,845 | $189,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 7,883 | $189,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 10,018 | $188,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,704 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,187 | $188,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,204 | $188,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,791 | $188,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 19,723 | $188,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 46,580 | $188,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 4,851 | $188,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,393 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,800 | $187,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,429 | $187,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,530 | $187,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 55,682 | $187,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 6,518 | $186,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,728 | $185,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,441 | $185,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,099 | $185,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,690 | $185,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 63 | $184,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 5,108 | $184,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,128 | $183,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 30,550 | $183,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,896 | $183,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,943 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,683 | $182,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,804 | $181,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 15,289 | $181,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 168,928 | $181,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,926 | $180,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,920 | $180,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 3,165 | $180,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 15,943 | $180,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 8,184 | $179,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,753 | $179,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 10,047 | $178,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 9,900 | $178,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 20,135 | $178,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,064 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,684 | $177,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 12,913 | $177,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,106 | $177,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,573 | $177,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 6,415 | $177,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 139,000 | $177,000 | thousands by filing date | principal |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,224 | $176,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 169,000 | $176,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 9,289 | $176,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 4,225 | $175,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,510 | $175,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,083 | $175,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 3,802 | $175,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 80,000 | $175,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 4,254 | $174,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 8,237 | $174,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,700 | $173,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 15,321 | $173,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,390 | $172,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,669 | $172,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 6,516 | $172,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 13,592 | $171,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 49,700 | $171,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 3,037 | $171,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $171,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 6,685 | $171,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 11,348 | $170,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,177 | $170,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,003 | $170,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,485 | $170,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 9,656 | $170,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,907 | $170,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 172,200 | $170,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 6,711 | $169,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,172 | $169,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,203 | $169,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 14,348 | $169,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 6,752 | $169,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,956 | $168,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,082 | $168,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,252 | $168,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 12,629 | $167,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 22,400 | $167,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 79,714 | $167,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,904 | $166,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 83,249 | $166,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 6,178 | $166,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,841 | $165,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,442 | $165,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,631 | $165,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 96,000 | $165,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,314 | $164,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,112 | $164,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 8,275 | $164,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,436 | $164,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 9,558 | $163,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,280 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,451 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,900 | $163,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 8,479 | $163,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,934 | $163,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,373 | $163,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 26,039 | $162,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,951 | $162,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 11,784 | $162,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,091 | $162,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,910 | $162,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 3,229 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,912 | $161,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,850 | $161,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,964 | $161,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 4,280 | $161,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 2,632 | $161,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 6,353 | $161,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,900 | $160,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 8,997 | $160,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,282 | $160,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 9,955 | $159,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,400 | $159,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 80,986 | $159,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 7,415 | $158,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 5,411 | $158,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,365 | $157,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,000 | $157,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,320 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,694 | $157,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,203 | $156,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,372 | $156,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,266 | $156,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 9,208 | $156,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,335 | $156,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 97,760 | $156,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 7,799 | $156,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 258,163 | $156,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 26,247 | $155,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 7,406 | $155,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,789 | $155,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 6,183 | $155,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 16,011 | $155,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,094 | $154,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,058 | $154,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 2,521 | $154,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 112,000 | $154,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,445 | $153,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 6,592 | $153,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 4,366 | $153,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,050 | $153,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 4,498 | $153,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,093 | $152,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,207 | $152,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,156 | $152,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,981 | $151,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,535 | $151,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,580 | $151,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 15,479 | $151,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,849 | $150,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,111 | $150,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 4,817 | $150,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,998 | $149,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,304 | $149,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 6,678 | $148,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,684 | $148,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,300 | $147,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,743 | $147,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,885 | $147,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 129,800 | $147,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,696 | $147,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 7,128 | $146,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,380 | $146,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 5,659 | $146,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,276 | $146,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,183 | $145,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,947 | $145,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,800 | $145,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 425 | $145,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 5,931 | $145,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,712 | $144,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,137 | $144,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,399 | $144,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 15,000 | $144,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 10,871 | $143,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,376 | $143,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 8,586 | $143,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,771 | $143,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 20,764 | $143,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 6,498 | $143,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 8,711 | $143,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 22,588 | $143,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 380 | $142,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,728 | $142,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,000 | $141,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 88,500 | $141,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 40,400 | $141,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,523 | $140,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,937 | $140,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,702 | $140,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,907 | $140,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,757 | $140,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 8,352 | $140,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,336 | $140,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,158 | $140,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 36,981 | $140,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 4,586 | $140,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 4,221 | $139,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,770 | $139,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 7,072 | $139,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 6,858 | $139,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,014 | $139,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 4,071 | $139,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,737 | $138,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,015 | $138,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,079 | $138,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,380 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,744 | $137,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,102 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,706 | $136,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,472 | $136,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,464 | $136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |