13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVACARE CORP | 461203101 | COMMON STOCK | 6,369 | $75,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,625 | $75,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 26,687 | $75,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 1,219 | $75,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 5,832 | $75,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 4,580 | $75,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,866 | $75,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,619 | $75,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,046 | $75,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 544 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,267 | $74,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 4,562 | $74,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 2,610 | $74,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,245 | $74,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,007 | $74,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,356 | $74,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 17,319 | $74,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,642 | $74,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 4,501 | $74,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,394 | $74,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 5,905 | $74,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 3,436 | $73,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,797 | $73,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,838 | $73,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,141 | $73,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,060 | $73,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,884 | $73,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 3,827 | $73,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,761 | $73,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,267 | $73,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,259 | $73,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,721 | $72,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,039 | $72,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,117 | $72,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,170 | $72,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,005 | $72,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,826 | $72,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 5,341 | $72,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 5,999 | $72,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 9,600 | $72,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 18,393 | $72,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 2,186 | $72,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,500 | $72,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,548 | $71,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,067 | $71,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 5,041 | $71,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,630 | $71,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 1,322 | $71,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 64,021 | $71,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,215 | $71,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,471 | $71,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,939 | $71,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,014 | $71,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,130 | $71,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,145 | $70,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,086 | $70,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,306 | $70,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 4,752 | $70,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,779 | $69,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,027 | $69,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,085 | $69,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,986 | $69,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 977 | $69,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 7,000 | $69,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,659 | $69,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 517 | $68,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,499 | $68,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,999 | $68,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,799 | $68,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,276 | $68,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 800 | $68,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,719 | $68,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,202 | $68,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,368 | $68,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 3,086 | $68,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,013 | $68,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,305 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,830 | $67,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 9,927 | $67,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 7,060 | $67,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,414 | $67,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 3,455 | $67,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 3,366 | $67,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,004 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 1,596 | $67,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 34,723 | $67,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 655 | $66,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,300 | $66,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,834 | $66,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,796 | $66,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,415 | $66,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,631 | $66,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,760 | $66,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 4,765 | $66,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,600 | $66,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 3,307 | $66,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 57,679 | $66,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,397 | $66,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 28,500 | $66,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 2,611 | $66,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 67,000 | $66,000 | thousands by filing date | principal |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,464 | $66,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 61,000 | $66,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 7,600 | $65,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,530 | $65,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,709 | $65,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,409 | $65,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,055 | $65,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,869 | $65,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,742 | $65,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 6,143 | $65,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,159 | $65,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 2,543 | $65,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 3,379 | $65,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 4,466 | $65,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 2,092 | $65,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 6,886 | $65,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 682 | $64,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,875 | $64,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,593 | $64,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 66,000 | $64,000 | thousands by filing date | principal |
| Cynosure, Inc. | 232577205 | COM | 3,024 | $64,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 4,161 | $64,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 3,528 | $64,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 14,422 | $64,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 5,877 | $64,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 1,188 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2,597 | $64,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,921 | $64,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,969 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 733 | $63,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,909 | $63,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 997 | $63,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,111 | $63,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,783 | $63,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,515 | $63,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,643 | $63,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 3,060 | $63,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 650 | $63,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,183 | $63,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 60,000 | $63,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 11,019 | $63,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 3,501 | $63,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 11,971 | $63,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,531 | $62,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 417 | $62,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,565 | $62,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 7,562 | $62,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 4,544 | $62,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 2,336 | $62,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,600 | $62,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,656 | $62,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,737 | $62,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,163 | $62,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 5,018 | $62,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 12,785 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,299 | $61,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,603 | $61,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,481 | $61,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,445 | $61,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 6,947 | $61,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 6,144 | $61,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 8,801 | $61,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 116,071 | $61,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 9,376 | $61,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,760 | $61,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,480 | $60,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,693 | $60,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,802 | $60,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 9,596 | $60,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,999 | $60,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 871 | $60,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 9,414 | $60,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 4,007 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,225 | $60,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,349 | $60,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,342 | $60,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,770 | $60,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 2,100 | $60,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,623 | $60,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 33,517 | $60,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,102 | $60,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 3,340 | $60,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2,112 | $60,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 6,200 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,202 | $59,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 715 | $59,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,954 | $59,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,066 | $59,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 88 | $59,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 3,057 | $59,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,043 | $59,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,699 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,846 | $58,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,775 | $58,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,558 | $58,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,081 | $58,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 9,959 | $58,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,647 | $58,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,530 | $58,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,859 | $58,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 7,093 | $58,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,535 | $58,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 2,081 | $58,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,055 | $58,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,126 | $58,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,086 | $58,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,760 | $58,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 3,215 | $58,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 600 | $58,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,875 | $58,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,803 | $57,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,605 | $57,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,000 | $57,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,354 | $57,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,365 | $57,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,162 | $57,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,605 | $57,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 4,123 | $57,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,602 | $57,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 3,829 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,683 | $57,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,492 | $57,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 4,410 | $57,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,003 | $57,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 5,000 | $57,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,295 | $57,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 55,000 | $57,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 467 | $56,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,121 | $56,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,750 | $56,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,814 | $56,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,036 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,846 | $56,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,619 | $56,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,383 | $56,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,518 | $56,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,919 | $56,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,128 | $56,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,110 | $56,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 44,500 | $56,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 18,000 | $56,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 2,266 | $56,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 6,181 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 2,239 | $56,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,219 | $55,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 6,169 | $55,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,249 | $55,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,652 | $55,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,000 | $55,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,097 | $55,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,063 | $55,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 8,992 | $55,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,858 | $55,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 6,341 | $55,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,984 | $55,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,271 | $55,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,638 | $55,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 7,772 | $55,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,793 | $55,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,712 | $55,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,566 | $55,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 3,347 | $55,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,860 | $54,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 4,403 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,095 | $54,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,373 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,217 | $54,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,697 | $54,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 10,584 | $54,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,842 | $54,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 5,727 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 977 | $54,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 22,640 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,593 | $54,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 2,112 | $54,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 6,658 | $53,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,022 | $53,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,740 | $53,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,775 | $53,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,584 | $53,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,988 | $53,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,527 | $53,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 47,209 | $53,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,838 | $53,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 3,898 | $53,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 3,118 | $53,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,845 | $53,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 26,941 | $53,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 7,989 | $53,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,051 | $52,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,220 | $52,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,876 | $52,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,859 | $52,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 3,906 | $52,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,410 | $52,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,142 | $51,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,911 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,330 | $51,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $51,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 3,000 | $51,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,635 | $51,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,909 | $51,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 48,000 | $51,000 | thousands by filing date | principal |
| CAPELLA EDUCATION CO | 139594105 | COM | 817 | $51,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 3,885 | $51,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,913 | $51,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 7,864 | $50,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,327 | $50,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,242 | $50,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 48,000 | $50,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 2,103 | $50,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 9,450 | $50,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,917 | $50,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 52,000 | $50,000 | thousands by filing date | principal |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 5,170 | $50,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,000 | $50,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 5,789 | $50,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,332 | $49,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 3,474 | $49,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 870 | $49,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,012 | $49,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,800 | $49,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 2,872 | $49,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 523 | $49,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,516 | $49,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,550 | $49,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 16,290 | $49,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 390 | $49,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 7,610 | $49,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 15,161 | $49,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 276 | $48,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,819 | $48,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 6,356 | $48,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,811 | $48,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,543 | $48,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 2,140 | $48,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,332 | $48,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 4,636 | $48,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 1,000 | $48,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,267 | $48,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 2,334 | $48,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 4,720 | $48,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 3,006 | $48,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 3,672 | $48,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 2,490 | $48,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,652 | $47,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 885 | $47,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,143 | $47,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,583 | $47,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,086 | $47,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 600 | $47,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 5,818 | $47,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,684 | $47,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,441 | $47,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 5,076 | $47,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 48,000 | $47,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 3,496 | $47,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 3,649 | $47,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,642 | $47,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 3,600 | $47,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,386 | $46,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,596 | $46,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,500 | $46,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 754 | $46,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,318 | $46,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 4,841 | $46,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 76,200 | $46,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 1,723 | $46,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 931 | $46,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,008 | $46,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 1,743 | $46,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 5,192 | $46,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,973 | $46,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,893 | $46,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 12,623 | $46,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 832 | $45,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,550 | $45,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 809 | $45,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 735 | $45,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 3,445 | $45,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 796 | $45,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,366 | $45,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,655 | $45,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,935 | $45,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 40,000 | $45,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 20,000 | $45,000 | thousands by filing date | principal |
| EMULEX CORP | 292475209 | COM NEW | 9,200 | $45,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 7,075 | $45,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 2,988 | $45,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 2,129 | $45,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 500 | $44,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,287 | $44,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,738 | $44,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,555 | $44,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,569 | $44,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 928 | $44,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 136 | $44,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,789 | $44,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,429 | $44,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 16,546 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 897 | $44,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,663 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 374 | $43,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,006 | $43,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,032 | $43,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 720 | $43,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,000 | $43,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,807 | $43,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 7,500 | $43,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,446 | $43,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 354 | $43,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,055 | $43,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 10,900 | $43,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,575 | $43,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 3,376 | $43,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 8,055 | $43,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,861 | $43,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 4,652 | $43,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 3,478 | $43,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,575 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 952 | $43,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,425 | $43,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 2,670 | $43,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 2,743 | $43,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 7,360 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 547 | $42,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,130 | $42,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,399 | $42,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,536 | $42,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 2,408 | $42,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,392 | $42,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,808 | $42,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,825 | $42,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,853 | $42,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,092 | $42,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 2,001 | $42,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 859 | $42,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 2,407 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 278 | $42,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,506 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 376 | $41,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,487 | $41,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 5,879 | $41,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,188 | $41,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,199 | $41,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,348 | $41,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,794 | $41,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 5,757 | $41,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 31,000 | $41,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 1,269 | $40,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,831 | $40,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,276 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,450 | $40,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,563 | $40,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,328 | $40,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,648 | $40,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,626 | $40,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,425 | $40,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,661 | $40,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,624 | $40,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 1,277 | $40,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,011 | $40,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 648 | $40,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,686 | $40,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 28,057 | $40,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 9,104 | $40,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 621 | $40,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 2,342 | $40,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,206 | $40,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,100 | $40,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,574 | $40,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 2,717 | $40,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,351 | $39,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,983 | $39,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,607 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,381 | $39,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,125 | $39,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 4,338 | $39,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 6,304 | $39,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,534 | $39,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 3,553 | $39,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 11,000 | $39,000 | thousands by filing date | principal |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 655 | $38,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,200 | $38,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,828 | $38,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 765 | $38,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,813 | $38,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,967 | $38,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 908 | $38,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,156 | $38,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 1,679 | $38,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 3,300 | $38,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 4,604 | $38,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,403 | $38,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,020 | $38,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 630 | $38,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 2,620 | $38,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 6,004 | $38,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,007 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |