13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IAMGOLD CORP COM | 450913108 | Stock | 374,000 | $1,038,000 | thousands by filing date | call |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,000,000 | $1,038,000 | thousands by filing date | principal |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 26,275 | $1,037,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 20,200 | $1,033,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 32,948 | $1,033,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 43,217 | $1,033,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 39,794 | $1,025,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 40,056 | $1,024,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 18,490 | $1,021,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 42,980 | $1,020,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 6,602 | $1,012,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 118,401 | $1,007,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 14,799 | $1,004,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 122,207 | $1,002,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,700 | $1,001,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 70,485 | $1,000,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 10,100 | $999,000 | thousands by filing date | put |
| EXTERRAN HLDGS INC | 30225X103 | COM | 22,500 | $997,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 51,271 | $994,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 22,408 | $994,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 327,531 | $994,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 79,307 | $993,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 33,217 | $993,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 13,400 | $992,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 23,950 | $992,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 98,000 | $992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 41,740 | $992,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 8,000 | $986,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 14,400 | $985,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 41,310 | $985,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 42,170 | $984,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 16,878 | $983,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 21,372 | $979,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 48,787 | $977,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 40,127 | $977,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 929,000 | $977,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 65,992 | $975,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 71,009 | $974,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 75,114 | $974,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 43,244 | $973,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 28,400 | $973,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 22,900 | $971,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 38,400 | $970,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 19,500 | $970,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 9,300 | $964,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,000 | $962,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 43,208 | $960,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 27,290 | $959,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 43,001 | $959,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 889,000 | $959,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 79,849 | $957,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 18,500 | $955,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 21,594 | $952,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 7,595 | $951,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 66,800 | $947,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 94,300 | $947,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 873,000 | $947,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 87,000 | $946,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,683 | $943,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,520 | $943,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 35,293 | $943,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 15,613 | $939,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 26,873 | $939,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,365 | $938,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 50,000 | $938,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 50,000 | $935,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 16,700 | $934,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 44,000 | $930,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 344,100 | $929,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 30,308 | $926,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 27,000 | $925,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 16,900 | $923,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 93,364 | $922,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 65,248 | $921,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 97,600 | $921,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 75,332 | $921,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 34,282 | $918,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 11,886 | $918,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 41,000 | $917,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 28,981 | $915,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 12,655 | $914,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 36,801 | $913,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 300,858 | $911,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 64,100 | $910,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 21,487 | $910,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,082 | $909,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 71,695 | $909,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 8,342 | $908,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 33,767 | $907,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 37,848 | $905,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 41,600 | $904,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,284 | $898,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,866 | $897,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,387 | $889,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 411,546 | $889,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 36,437 | $889,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,925 | $888,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 99,100 | $886,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 39,500 | $885,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 36,908 | $882,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 20,624 | $879,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,970 | $878,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 22,500 | $878,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 6,198 | $878,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 250,500 | $877,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 14,900 | $877,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 46,656 | $873,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 18,680 | $873,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,461 | $871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 18,605 | $871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 11,436 | $870,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 35,700 | $869,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 21,295 | $868,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 53,499 | $867,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 13,750 | $867,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,424 | $866,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 56,258 | $866,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,592 | $864,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 68,097 | $863,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 14,753 | $861,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 34,873 | $856,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 16,342 | $856,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 183,594 | $854,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 80,963 | $853,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 43,308 | $853,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 100,000 | $851,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 37,896 | $851,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 86,080 | $850,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 14,522 | $849,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 27,900 | $848,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 25,988 | $848,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 725,081 | $848,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,713 | $847,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 29,538 | $846,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 14,526 | $846,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 54,872 | $844,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 62,679 | $844,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 28,300 | $842,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 32,408 | $840,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,548 | $839,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 24,400 | $836,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 24,400 | $836,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 168,300 | $835,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 234,794 | $835,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20,887 | $833,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 34,080 | $832,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 19,204 | $831,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 12,088 | $831,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 22,354 | $831,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 18,821 | $830,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 14,866 | $829,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 22,515 | $826,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,000 | $825,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 41,362 | $824,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 798,000 | $824,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 32,810 | $822,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 29,657 | $820,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 18,489 | $819,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 7,800 | $818,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 29,380 | $817,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 65,003 | $817,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 25,602 | $816,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,285 | $816,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 10,506 | $814,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,602 | $813,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 15,549 | $812,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 49,635 | $811,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 37,006 | $811,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,756 | $810,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 10,665 | $808,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 169,970 | $807,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 14,600 | $805,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 24,378 | $805,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 34,407 | $805,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,822 | $804,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 63,112 | $804,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,177 | $803,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 19,357 | $802,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 23,899 | $799,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 135,000 | $798,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 57,500 | $795,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 14,200 | $794,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 41,227 | $793,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 749,000 | $793,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 6,707 | $792,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 13,074 | $791,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 40,800 | $791,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 17,426 | $791,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 16,170 | $788,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 15,800 | $786,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 15,943 | $785,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 76,900 | $781,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 38,726 | $781,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 9,700 | $781,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 6,903 | $781,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,000 | $780,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,107 | $779,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 73,078 | $778,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 230,503 | $777,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 25,000 | $776,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,226 | $776,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 13,420 | $774,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 235,200 | $774,000 | thousands by filing date | call |
| UNITED STATIONERS INC | 913004107 | COM | 20,613 | $774,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 10,106 | $774,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 22,720 | $773,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,833 | $772,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 8,647 | $772,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 75,819 | $771,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 30,500 | $771,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 43,285 | $771,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 40,300 | $769,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,280 | $768,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 15,000 | $767,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 63,622 | $766,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,560 | $766,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 310,200 | $766,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 52,649 | $766,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 14,743 | $762,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 15,010 | $760,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 47,800 | $759,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 19,954 | $759,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 75,000 | $758,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 16,429 | $756,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 53,132 | $755,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 31,025 | $755,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 349,300 | $754,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 16,043 | $754,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 180,000 | $751,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 8,757 | $750,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 42,419 | $749,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 149,314 | $748,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,558 | $742,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 15,655 | $740,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 8,131 | $740,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 30,159 | $739,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 143,500 | $738,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 24,467 | $738,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 23,374 | $737,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 22,816 | $737,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 26,873 | $736,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 94,100 | $735,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 87,000 | $732,000 | thousands by filing date | call |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 119,061 | $732,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9,034 | $731,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 11,548 | $730,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 22,011 | $729,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 53,598 | $728,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 3,429 | $728,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 24,730 | $727,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 12,918 | $725,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,500 | $725,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 30,837 | $722,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,552,846 | $722,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 92,760 | $721,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,629 | $721,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,811 | $721,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 29,400 | $719,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 29,891 | $719,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 18,429 | $718,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 85,549 | $717,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 22,000 | $716,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X108 | CL C | 15,206 | $716,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 50,300 | $715,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,308 | $714,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 31,916 | $714,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 22,786 | $713,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,285 | $712,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 17,844 | $712,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 41,500 | $710,000 | thousands by filing date | call |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 650,518 | $709,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 183,428 | $708,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 77,000 | $707,000 | thousands by filing date | call |
| NORTHSTAR REIT | 66704R704 | Common Stock | 40,000 | $707,000 | thousands by filing date | put |
| NORTHSTAR REIT | 66704R704 | Common Stock | 40,000 | $707,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 19,133 | $706,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 15,000 | $705,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 14,937 | $702,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 811,000 | $702,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 22,800 | $702,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 10,270 | $701,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 12,510 | $699,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 21,854 | $698,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 48,740 | $697,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 30,400 | $696,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 63,531 | $696,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 65,568 | $695,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 73,644 | $695,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 15,857 | $694,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,608 | $693,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 30,067 | $693,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,638 | $691,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 14,192 | $691,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 29,632 | $691,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 278,821 | $691,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 51,000 | $689,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 47,218 | $688,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 138,311 | $686,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 91,899 | $686,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 650,000 | $686,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 186,700 | $685,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 699,000 | $685,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 59,821 | $683,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 80,000 | $681,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 26,325 | $681,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 15,674 | $680,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 36,423 | $678,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 8,899 | $677,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 123,100 | $677,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 8,000 | $676,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 117,800 | $674,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 18,035 | $673,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 35,000 | $673,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,954 | $673,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 340,000 | $672,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 23,100 | $671,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 9,530 | $671,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 286,816 | $671,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,960 | $670,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17,937 | $666,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 16,384 | $666,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 6,679 | $665,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 50,200 | $665,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 18,291 | $664,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 80,247 | $663,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 13,732 | $663,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,192 | $661,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 11,135 | $660,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 18,600 | $660,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 16,430 | $660,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 19,097 | $660,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,059 | $658,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 8,639 | $658,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 14,435 | $656,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 24,067 | $656,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 8,298 | $654,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 23,820 | $654,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 167,400 | $653,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 44,258 | $653,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 11,632 | $653,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 34,600 | $652,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 26,035 | $651,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 55,092 | $651,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 51,334 | $650,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 18,000 | $648,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 14,266 | $648,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 25,900 | $647,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 25,220 | $647,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 34,604 | $646,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 16,198 | $643,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 13,570 | $642,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 45,341 | $642,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 126,382 | $642,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 37,815 | $641,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 24,178 | $641,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 10,886 | $640,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 50,724 | $640,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 58,800 | $639,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 13,649 | $638,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 75,065 | $636,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 11,975 | $635,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 25,000 | $635,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65,200 | $634,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 23,217 | $632,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 16,758 | $632,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 64,203 | $632,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 23,672 | $631,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 96,400 | $628,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 25,100 | $627,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 76,063 | $627,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 381,000 | $627,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,940 | $622,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 8,067 | $621,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 14,746 | $621,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 11,522 | $620,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 25,876 | $619,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 63,345 | $618,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 59,900 | $618,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 28,173 | $618,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,958 | $616,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,962 | $616,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 25,933 | $616,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,860 | $614,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 36,169 | $612,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,056 | $611,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 16,833 | $609,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 5,591 | $607,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 8,838 | $606,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 450,000 | $606,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,500 | $604,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,275 | $603,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 27,828 | $603,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 609,540 | $603,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 55,595 | $603,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 50,000 | $603,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,062 | $602,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 14,278 | $602,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 24,137 | $601,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 578,000 | $601,000 | thousands by filing date | principal |
| GRACO INC COM | 384109104 | Stock | 8,225 | $600,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 3,844 | $599,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 19,586 | $599,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 132,758 | $599,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 40,528 | $599,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,100 | $598,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 120,430 | $595,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 23,116 | $593,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,941 | $592,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 8,664 | $592,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 31,875 | $592,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 562,000 | $592,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,000 | $589,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 32,919 | $588,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 40,693 | $588,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 78,514 | $587,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 555,000 | $587,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 40,434 | $586,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 14,882 | $585,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 243,793 | $585,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 63,291 | $585,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 24,640 | $585,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 47,611 | $584,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,441 | $582,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 14,809 | $582,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42,739 | $581,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 26,750 | $581,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 31,400 | $581,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,398 | $580,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 19,120 | $580,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 41,950 | $578,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 18,313 | $578,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,615 | $577,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 13,416 | $577,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 26,233 | $577,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 27,200 | $577,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 38,801 | $577,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 64,377 | $576,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,755 | $574,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,173 | $573,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 8,171 | $570,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,342 | $570,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 10,625 | $570,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 452,000 | $570,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 11,256 | $567,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,522 | $567,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 256,090 | $566,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 113,900 | $565,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,656 | $565,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 165,087 | $565,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,261 | $564,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 95,477 | $564,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 12,386 | $564,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 39,955 | $562,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 24,018 | $562,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 66,258 | $559,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,729 | $557,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,918 | $557,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 57,343 | $556,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 25,344 | $556,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 20,946 | $555,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,709 | $553,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 34,685 | $553,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,839 | $552,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 21,345 | $552,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,800 | $552,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 32,650 | $552,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 16,029 | $551,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 79,631 | $550,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 6,875 | $550,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 11,622 | $550,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,500 | $549,000 | thousands by filing date | put |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 24,280 | $549,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 31,934 | $548,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 20,149 | $547,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 34,008 | $547,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AB4 | DEBT 1.250%10/1 | 525,000 | $546,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 31,900 | $545,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 31,917 | $545,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 31,737 | $545,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 30,623 | $545,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,583 | $543,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 19,044 | $542,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,135 | $542,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 40,600 | $541,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 37,147 | $541,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 56,369 | $541,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 26,000 | $541,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 8,547 | $540,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 11,276 | $539,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,500 | $538,000 | thousands by filing date | put |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 31,473 | $538,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 22,300 | $537,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 9,900 | $537,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 13,395 | $536,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 78,900 | $536,000 | thousands by filing date | call |
| CASH AMER INTL INC | 14754D100 | COM | 12,197 | $535,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 20,611 | $531,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 89,852 | $530,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,000 | $529,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 19,518 | $529,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |