13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 388 | $1,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,100 | $1,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 100 | $1,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 239 | $1,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 894 | $1,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 305 | $1,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 18,250 | $1,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 7,344 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 500 | $1,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 181 | $1,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 875 | $1,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 355 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 213 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 62 | $1,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 104 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 79 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 260 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 584 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 439 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 136 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 166 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 26 | $1,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 38 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 509 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 324 | $1,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 179 | $1,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 7,890 | $1,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 140 | $1,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 62 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 151 | $1,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 151 | $1,000 | thousands by filing date | call |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 353 | $1,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 139 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 515 | $1,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 100 | $1,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 538 | $1,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 139 | $1,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 192 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO RESORTS INC | 28470R102 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PMFG INC | 69345P103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDMANS STORES INC | 38269P100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS INC | 84651P100 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSONICS CORP | 456784107 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 848 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Recycling Energy Corp | 168913101 | Com | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA RES INC | 803521103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 1,890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOSCIENCE INC | 53630M108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVETT MINERALS INC | 761505205 | COM NEW | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEEKNET INC | 36846Q203 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATAWATCH CORP | 237917208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Attunity Ltd | M15332121 | SHS NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELTEK LTD | M40184109 | ORD | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEDEAL INC | 538144304 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOM TECHNOLOGIES INC | 98976E400 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFENEX INC | 717071104 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amedica Corporation | 023435100 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMBARD MED INC | G55598109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORIUM INTL INC | 21887L107 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V105 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cogo Group, Inc. | G9363W104 | COM | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROGENEX INC | 640667101 | Cmn | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECUMSEH PRODS CO | 878895309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sphere 3D Corp. | 84841Q109 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOMATIC DATA PROCESSING IN | 053015129 | EXDISTRIB WI | 8,910 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |