13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,826 | $136,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,036 | $136,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,465 | $136,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,854 | $136,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 152,000 | $136,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 7,969 | $135,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,884 | $135,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,504 | $135,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,700 | $135,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 5,137 | $135,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 4,388 | $135,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,131 | $135,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 4,946 | $135,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,690 | $135,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,167 | $134,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,518 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,209 | $134,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,796 | $134,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,822 | $134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,548 | $134,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 19,409 | $134,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 12,251 | $134,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,098 | $134,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,584 | $134,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 14,764 | $134,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,926 | $133,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,788 | $133,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,401 | $133,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,583 | $133,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,321 | $133,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,685 | $132,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,002 | $132,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,127 | $132,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 3,853 | $132,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 2,158 | $131,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,813 | $131,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,333 | $131,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,307 | $131,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,577 | $131,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 15,790 | $131,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,707 | $131,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 102,000 | $131,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,298 | $130,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 4,007 | $130,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 9,009 | $130,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,069 | $130,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,089 | $130,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 31,637 | $130,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,041 | $130,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,226 | $130,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 125,000 | $130,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 8,017 | $129,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,000 | $129,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 10,467 | $129,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,569 | $129,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 101,000 | $129,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,598 | $128,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,423 | $128,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 5,166 | $128,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,137 | $128,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,500 | $128,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,646 | $127,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,079 | $127,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,001 | $127,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,525 | $127,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 12,097 | $127,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 4,090 | $127,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,868 | $127,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,672 | $126,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,762 | $126,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,679 | $126,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,695 | $126,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,926 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,855 | $126,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,221 | $126,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 40,500 | $126,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 2,560 | $126,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 4,685 | $126,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,059 | $125,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,120 | $125,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 128,640 | $125,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,384 | $125,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 3,476 | $125,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 6,863 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,672 | $124,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,183 | $124,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,045 | $124,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 53,169 | $124,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 19,100 | $124,000 | thousands by filing date | put |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 130,000 | $124,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044108 | COM | 44,449 | $124,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 14,400 | $123,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 9,629 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,830 | $123,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 7,218 | $123,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 4,200 | $123,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 2,989 | $123,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 6,276 | $123,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 11,962 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,519 | $122,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,313 | $122,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,350 | $122,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,146 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,229 | $122,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,667 | $122,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,453 | $122,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,394 | $122,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,000 | $121,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,100 | $121,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 871 | $121,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,634 | $121,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,315 | $121,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 21,613 | $121,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 8,231 | $121,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 5,695 | $121,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 11,782 | $121,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 5,992 | $121,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 18,182 | $121,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,871 | $120,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,706 | $120,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,551 | $120,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,922 | $120,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 5,904 | $120,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17,875 | $120,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 1,998 | $120,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 32,080 | $120,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,104 | $119,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,501 | $119,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 17,794 | $119,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,035 | $119,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,534 | $119,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,434 | $119,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 9,495 | $119,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,405 | $118,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,467 | $118,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 5,589 | $118,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,662 | $118,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,419 | $118,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 5,700 | $118,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 6,115 | $118,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,633 | $117,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,145 | $117,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,306 | $117,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,005 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,060 | $116,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 52,800 | $116,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 35,600 | $115,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 10,498 | $115,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,140 | $115,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 6,823 | $115,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,451 | $115,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 2,288 | $115,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 93,000 | $115,000 | thousands by filing date | principal |
| INFORMATICA CORP | 45666Q102 | COM | 3,365 | $115,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 4,430 | $115,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 7,207 | $115,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,310 | $114,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,600 | $114,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,603 | $114,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,583 | $114,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 8,853 | $114,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 823 | $114,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,336 | $114,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 9,867 | $113,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,781 | $113,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 8,023 | $113,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 17,758 | $113,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 31,738 | $113,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 7,500 | $113,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 31,254 | $112,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,290 | $112,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,900 | $112,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $112,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,645 | $112,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,545 | $112,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 29,413 | $112,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 2,018 | $112,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,045 | $111,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,800 | $111,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,933 | $111,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 2,487 | $111,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,779 | $110,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 21,700 | $110,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,654 | $110,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,710 | $110,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,613 | $110,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 4,469 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2,070 | $110,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,343 | $110,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 83,000 | $110,000 | thousands by filing date | principal |
| WAUSAU PAPER CORP | 943315101 | COM | 13,838 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,500 | $110,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,290 | $109,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,120 | $109,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,120 | $109,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 4,460 | $109,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 732 | $109,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 51,875 | $109,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 16,630 | $109,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 36,279 | $109,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,201 | $108,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,466 | $108,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 2,529 | $108,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,340 | $108,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,563 | $108,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 9,086 | $108,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 28,795 | $107,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,822 | $107,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,409 | $107,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 12,518 | $107,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 5,480 | $107,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 8,874 | $107,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,685 | $107,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 6,792 | $107,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 7,436 | $106,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,471 | $106,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,199 | $106,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,306 | $106,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,086 | $106,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 50,482 | $106,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,249 | $105,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 8,802 | $105,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,279 | $105,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,879 | $105,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,850 | $105,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 4,336 | $105,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 35,711 | $105,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 12,820 | $105,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,862 | $105,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 10,583 | $105,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,249 | $105,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 26,238 | $105,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,389 | $104,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,698 | $104,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $104,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,329 | $104,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,553 | $104,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,705 | $104,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,000 | $104,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 8,053 | $104,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,815 | $104,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,823 | $103,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,433 | $103,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,827 | $103,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,520 | $103,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 49,300 | $103,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,411 | $102,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 8,720 | $102,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,540 | $102,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,239 | $102,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,616 | $102,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 18,314 | $102,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,781 | $101,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,403 | $101,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,813 | $101,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,909 | $101,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,544 | $101,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 145,000 | $101,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,754 | $101,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,800 | $101,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 110,000 | $101,000 | thousands by filing date | principal |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,960 | $101,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $101,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,902 | $100,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 5,434 | $100,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,814 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 7,324 | $100,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,974 | $100,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 43,044 | $100,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 15,000 | $100,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,298 | $99,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,415 | $99,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,774 | $99,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 7,744 | $99,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $99,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 5,640 | $99,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,256 | $98,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 93,000 | $98,000 | thousands by filing date | principal |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 1,891 | $98,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,751 | $98,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 8,174 | $98,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 11,628 | $98,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 3,180 | $98,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 103,000 | $98,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,888 | $98,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 7,084 | $98,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 7,295 | $97,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,023 | $97,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,980 | $97,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,800 | $97,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,309 | $97,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,050 | $97,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $97,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 32,870 | $97,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 7,830 | $97,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,845 | $96,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,214 | $96,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 45,000 | $96,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 76,500 | $96,000 | thousands by filing date | put |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 13,481 | $96,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 6,969 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,300 | $96,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 80,000 | $96,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,842 | $95,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 11,108 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,653 | $95,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,575 | $95,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,522 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,937 | $95,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,539 | $95,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 3,579 | $95,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 90,000 | $95,000 | thousands by filing date | principal |
| FRONTLINE LTD | G3682E127 | COM | 75,911 | $95,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,617 | $95,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 7,686 | $95,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 4,415 | $95,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 3,642 | $95,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 13,225 | $94,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,536 | $94,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,856 | $94,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,692 | $94,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 76,000 | $94,000 | thousands by filing date | principal |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 1,551 | $94,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 4,470 | $94,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 5,171 | $94,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,681 | $93,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,894 | $93,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,886 | $93,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,518 | $93,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,748 | $93,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $93,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,056 | $93,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 3,758 | $93,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,852 | $93,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,387 | $93,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 3,471 | $93,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 54,068 | $93,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 90,000 | $93,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 2,176 | $92,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,029 | $92,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,542 | $92,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,160 | $92,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,441 | $92,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,880 | $92,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 14,317 | $92,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 9,598 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,093 | $91,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,827 | $91,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 3,798 | $91,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,300 | $91,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 18,746 | $91,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,350 | $90,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,049 | $90,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,521 | $90,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,000 | $90,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 21,548 | $90,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,629 | $90,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,871 | $90,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,702 | $90,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 4,768 | $90,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 11,339 | $90,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 302,000 | $90,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,620 | $90,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 84,000 | $90,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,709 | $89,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,802 | $89,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 85,000 | $89,000 | thousands by filing date | principal |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,623 | $89,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,487 | $89,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 7,541 | $89,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 76,730 | $89,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 3,251 | $89,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 6,509 | $89,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,630 | $89,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 1,615,000 | $89,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 7,916 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,840 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,983 | $88,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,280 | $88,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,815 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,725 | $87,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,361 | $87,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,597 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 693 | $87,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 6,152 | $87,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 2,080 | $87,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,683 | $87,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 4,877 | $87,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 5,109 | $87,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,292 | $87,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 7,425 | $87,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,278 | $86,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,255 | $86,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,798 | $86,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,491 | $86,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,678 | $86,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,298 | $86,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 86,000 | $86,000 | thousands by filing date | principal |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,318 | $86,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,153 | $85,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 870 | $85,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,066 | $85,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,304 | $85,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 4,495 | $85,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,714 | $85,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 3,781 | $85,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 12,142 | $85,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,345 | $85,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 25,362 | $85,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 1,508 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,700 | $85,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 5,023 | $85,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 987 | $84,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,083 | $84,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,170 | $84,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,445 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,888 | $84,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,330 | $83,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,664 | $83,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,885 | $83,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 80,000 | $83,000 | thousands by filing date | principal |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 1,898 | $83,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,410 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,709 | $82,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 17,434 | $82,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,270 | $82,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,061 | $82,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,100 | $82,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 3,123 | $82,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,852 | $81,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,976 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,000 | $81,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 8,658 | $81,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 6,977 | $81,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 3,670 | $81,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,196 | $81,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,359 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,456 | $81,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 11,888 | $81,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 9,135 | $81,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 5,660 | $81,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 6,092 | $81,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,354 | $81,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 8,575 | $80,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,783 | $80,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 2,648 | $80,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,998 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,685 | $80,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,745 | $80,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 7,238 | $80,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 77,000 | $80,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,235 | $80,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 3,069 | $80,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,600 | $80,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 7,500 | $80,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 55,904 | $80,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 3,205 | $80,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,502 | $79,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,935 | $79,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,777 | $79,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,868 | $79,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,851 | $79,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 1,017 | $79,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 10,000 | $79,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,749 | $79,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 6,163 | $79,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,446 | $79,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 908 | $78,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 9,025 | $78,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,411 | $78,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,638 | $78,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 4,319 | $78,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,202 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,661 | $78,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,785 | $77,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,847 | $77,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,371 | $77,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,144 | $77,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,096 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,701 | $77,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,098 | $77,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,903 | $77,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 7,212 | $77,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 102,330 | $77,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 75,000 | $77,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 57,000 | $77,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,733 | $76,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,466 | $76,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,302 | $76,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,774 | $76,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,724 | $76,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 5,070 | $76,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 3,910 | $76,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,906 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,691 | $76,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,492 | $75,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,215 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,301 | $75,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,706 | $75,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 4,692 | $75,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |