13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 350 | $5,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,800 | $5,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 882 | $5,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,359 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $5,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 475 | $5,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 289 | $5,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 117 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 204 | $5,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 79 | $5,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 632 | $5,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 1,506 | $5,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 11,200 | $5,000 | thousands by filing date | call |
| FORCEFIELD ENERGY | 34520U103 | COM | 1,000 | $5,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 102 | $4,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 92 | $4,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 597 | $4,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 427 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 294 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 392 | $4,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 624 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 200 | $4,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 236 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $4,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 337 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 108 | $4,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 184 | $4,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 20 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 85 | $4,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 237 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 179 | $4,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 103 | $4,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 205 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 108 | $4,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $4,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 186 | $4,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 359 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 329 | $4,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 188 | $4,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 297 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 184 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 622 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 264 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 300 | $4,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 164 | $4,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 485 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 125 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 669 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 100 | $4,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 121 | $4,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 153 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 2,772 | $4,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 50 | $4,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 297 | $4,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 148 | $4,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 850 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 359 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 427 | $4,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 3,087 | $4,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,790 | $4,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 187 | $4,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 424 | $4,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 368 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 541 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 2,630 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 88 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,406 | $4,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 442 | $4,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 402 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 332 | $4,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 337 | $4,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 2,333 | $4,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 4,567 | $4,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 453 | $4,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 91 | $4,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 400 | $4,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,500 | $4,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 6,000 | $4,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 3,001 | $4,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 89 | $4,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 375 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 55 | $4,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 628 | $4,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,000 | $4,000 | thousands by filing date | principal |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,206 | $4,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 2,043 | $4,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 5,001 | $4,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 329 | $4,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 503 | $4,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,533 | $4,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 2,559 | $4,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 2,402 | $4,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 243 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 100 | $4,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 1,620 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 76 | $4,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 409 | $4,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 213 | $4,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 332 | $4,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 140 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 200 | $4,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 187 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 403 | $4,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,475 | $4,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 94 | $3,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 400 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 54 | $3,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 314 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 246 | $3,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 305 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 158 | $3,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 180 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 51 | $3,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 301 | $3,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 205 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 40 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 190 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 951 | $3,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 90 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 234 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 247 | $3,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 213 | $3,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 159 | $3,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 212 | $3,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 243 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 77 | $3,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 126 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 249 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 91 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 34 | $3,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 575 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 213 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 218 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,118 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 157 | $3,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 435 | $3,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 184 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 521 | $3,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 38 | $3,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 371 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 64 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,057 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,286 | $3,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 66 | $3,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 292 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 81 | $3,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 250 | $3,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 209 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 263 | $3,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 194 | $3,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 68 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,351 | $3,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 165 | $3,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 130 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,746 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 204 | $3,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,150 | $3,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,158 | $3,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 364 | $3,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 100 | $3,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,555 | $3,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 115 | $3,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 828 | $3,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 751 | $3,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,284 | $3,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 81 | $3,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,329 | $3,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 548 | $3,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 314 | $3,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 400 | $3,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 839 | $3,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 3,111 | $3,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,166 | $3,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 143 | $3,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 2,841 | $3,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $3,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 264 | $3,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 213 | $3,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 299 | $3,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 169 | $3,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 151 | $3,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,500 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 69 | $3,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 205 | $3,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 100 | $3,000 | thousands by filing date | call |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 1,073 | $3,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 88 | $3,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 462 | $3,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1,120 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 686 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 295 | $3,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,119 | $3,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 216 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 1,002 | $3,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 3,379 | $3,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 783 | $3,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 538 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 237 | $3,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 3,164 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 206 | $3,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 407 | $3,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 373 | $3,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 86 | $3,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 127 | $3,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 207 | $3,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 440 | $3,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 9,990 | $3,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 1,059 | $3,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 2,075 | $3,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 261 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 15 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 182 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 237 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100 | $2,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 24 | $2,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 285 | $2,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 121 | $2,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 198 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 100 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 108 | $2,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 112 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 200 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 164 | $2,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 94 | $2,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 52 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 227 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 40 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 62 | $2,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 200 | $2,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 145 | $2,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 63 | $2,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 223 | $2,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 66 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 328 | $2,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 217 | $2,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 195 | $2,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 180 | $2,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 1,623 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 75 | $2,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 224 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 394 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 762 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 126 | $2,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 113 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 339 | $2,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 133 | $2,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 91 | $2,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 54 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 243 | $2,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 77 | $2,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 166 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 178 | $2,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,660 | $2,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 115 | $2,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 186 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 848 | $2,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 77 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 58 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 453 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 607 | $2,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 49 | $2,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 119 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 89 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 189 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 405 | $2,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 500 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 72 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 313 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 160 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 48 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 570 | $2,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 95 | $2,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 297 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,395 | $2,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 828 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 100 | $2,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,083 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 5,400 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 500 | $2,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 167 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 780 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 617 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,798 | $2,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 502 | $2,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 96 | $2,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 528 | $2,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 98 | $2,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 136 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 95 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 68 | $2,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 125 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 3,144 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 147 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 56 | $2,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 256 | $2,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,093 | $2,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 82 | $2,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 272 | $2,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 84 | $2,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,150 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 290 | $2,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 72 | $2,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 1,358 | $2,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 807 | $2,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 300 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 267 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 444 | $2,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 5,064 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,107 | $2,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 35 | $2,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 55 | $2,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 15 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 125 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 24 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 357 | $2,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 493 | $2,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 113 | $2,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 2,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 46 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 100 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 80 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 56 | $2,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 66 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 110 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 92 | $2,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 199 | $2,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 422 | $2,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 733 | $2,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 18,250 | $2,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 90 | $2,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 389 | $2,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 84 | $2,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 1,538 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 100 | $2,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 357 | $2,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 174 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 66 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,723 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 201 | $2,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 110 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 78 | $2,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 215 | $2,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 89 | $2,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 646 | $2,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 156 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 101 | $2,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 620 | $2,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 121 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 146 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 386 | $2,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 78 | $2,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 332 | $2,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q141 | RIGHT 07/18/2014 | 13,214 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 100 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10 | $1,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 46 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 103 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 87 | $1,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 100 | $1,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 40 | $1,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 66 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 66 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 276 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 271 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 62 | $1,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 71 | $1,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 58 | $1,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 109 | $1,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 174 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 95 | $1,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 22 | $1,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 61 | $1,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 43 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 168 | $1,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 99 | $1,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 83 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 16 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 484 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 36 | $1,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 93 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 81 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 185 | $1,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 38 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 49 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 18 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 125 | $1,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 176 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 88 | $1,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 500 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 293 | $1,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 32 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 223 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 27 | $1,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 176 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 75 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 75 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 41 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 70 | $1,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 44 | $1,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 221 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 146 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 248 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 126 | $1,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 174 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 87 | $1,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 85 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 60 | $1,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 762 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 261 | $1,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 53 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 80 | $1,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 126 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 55 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 64 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 33 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 536 | $1,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 200 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 124 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 113 | $1,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 317 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,580 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 331 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 185 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 900 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,338 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 141 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 333 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 272 | $1,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 350 | $1,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 100 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 77 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 98 | $1,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 300 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 93 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 1,493 | $1,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 93 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 679 | $1,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 43 | $1,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,512 | $1,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 448 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 747 | $1,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 39 | $1,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 3,366 | $1,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 208 | $1,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 2,344 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 200 | $1,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 736 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 589 | $1,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 708 | $1,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 328 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,000 | $1,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 114 | $1,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 118 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 152 | $1,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 42 | $1,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 38 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |