13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,084 holding rows worth $110,430,354,000.
- Accession
- 0000831001-14-000033
- Filer
- CIK 831001
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 18,535 entries on the cover page, a total value of $110,430,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,430,354,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 49,077 | $405,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 31,398 | $405,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,396 | $404,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 57,089 | $404,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 27,435 | $403,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 9,304 | $403,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,814 | $402,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,965 | $402,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 45,300 | $402,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 27,683 | $400,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 19,810 | $400,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 6,700 | $399,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 5,154 | $399,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,700 | $399,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 14,526 | $399,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 198,820 | $399,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 8,571 | $399,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 5,400 | $398,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 18,103 | $397,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 13,855 | $397,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 14,433 | $396,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 3,441 | $396,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 13,750 | $396,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 16,966 | $396,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 15,766 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,604 | $393,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 33,941 | $393,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,475 | $392,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 7,986 | $392,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,238 | $391,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,125 | $391,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 22,375 | $390,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 4,350 | $390,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 22,300 | $389,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 50,100 | $389,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 17,748 | $389,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 58,022 | $389,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 9,910 | $388,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 21,899 | $387,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,362 | $386,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 9,611 | $386,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,906 | $386,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 19,476 | $386,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 11,219 | $385,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 18,911 | $385,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 44,109 | $385,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 20,000 | $384,000 | thousands by filing date | call |
| EDUCATION RLTY TR INC | 28140H104 | COM | 43,535 | $384,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 22,530 | $382,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $382,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 34,106 | $382,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 105,700 | $382,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 13,154 | $381,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,109 | $380,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 19,245 | $379,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 16,800 | $378,000 | thousands by filing date | call |
| ZOLTEK COS INC | 98975W104 | COM | 22,605 | $378,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 26,477 | $377,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 15,323 | $377,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 99,303 | $377,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 41,700 | $377,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 8,166 | $376,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 92,682 | $376,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,257 | $376,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 23,414 | $376,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 5,868 | $376,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,865 | $375,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 4,778 | $375,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,605 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,629 | $372,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 13,440 | $372,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5,843 | $372,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 594,000 | $372,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,254 | $371,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,170 | $371,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,100 | $371,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 17,649 | $371,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 15,110 | $370,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 17,936 | $370,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 14,519 | $370,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,564 | $369,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,322 | $369,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 19,200 | $368,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 24,722 | $368,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,000 | $368,000 | thousands by filing date | put |
| ARTHROCARE CORP | 043136100 | COM | 9,137 | $368,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 17,906 | $367,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,740 | $367,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 48,726 | $367,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 15,841 | $367,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,201 | $366,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,844 | $366,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 13,135 | $366,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 10,727 | $366,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 159,200 | $365,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 17,754 | $365,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 12,290 | $364,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,858 | $364,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 57,520 | $364,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 15,319 | $364,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,580 | $363,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 14,134 | $363,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 12,162 | $363,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,461 | $362,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,031 | $362,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 27,180 | $362,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 8,802 | $361,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 63,400 | $361,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 332,000 | $360,000 | thousands by filing date | principal |
| BON-TON STORES INC | 09776J101 | COM | 22,113 | $360,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,843 | $359,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 17,000 | $359,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,217 | $359,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 47,868 | $359,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 20,239 | $358,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 17,767 | $358,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 11,194 | $358,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 15,725 | $358,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,400 | $357,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 39,495 | $357,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 16,317 | $357,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 63,477 | $357,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,450 | $356,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 12,962 | $356,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 59,702 | $356,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 19,221 | $356,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,736 | $355,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 17,672 | $355,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,935 | $354,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 9,186 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,474 | $354,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 16,305 | $353,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 7,580 | $353,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 25,100 | $352,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 4,208 | $351,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 40,191 | $351,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 12,952 | $351,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 16,352 | $351,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 20,528 | $351,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,357 | $350,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 60,253 | $349,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,114 | $349,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 7,831 | $349,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 68,700 | $348,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,838 | $348,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 7,481 | $348,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 22,096 | $348,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,618 | $347,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 41,385 | $347,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,720 | $347,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,596 | $344,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 43,986 | $344,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 44,200 | $343,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,968 | $343,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 19,946 | $342,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,879 | $342,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 13,336 | $341,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,498 | $340,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 15,029 | $340,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 250,000 | $340,000 | thousands by filing date | principal |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,414 | $339,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,131 | $339,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 32,759 | $339,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 5,166 | $336,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,020 | $336,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 33,033 | $336,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,350 | $336,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 35,867 | $335,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 12,262 | $335,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 58,230 | $335,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 13,318 | $334,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 29,717 | $334,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,125 | $333,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 9,818 | $333,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 23,690 | $332,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 4,934 | $332,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,500 | $331,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 11,303 | $331,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,351 | $331,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,029 | $330,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,531 | $330,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,300 | $330,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 59,856 | $329,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,735 | $328,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 352,000 | $328,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,209 | $327,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 150,000 | $327,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 12,672 | $327,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 55,129 | $327,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 52,168 | $326,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 20,650 | $326,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 20,537 | $326,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 20,551 | $326,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,055 | $325,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,854 | $325,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,885 | $324,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,443 | $324,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 4,253 | $323,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 8,381 | $323,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 8,067 | $323,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 47,815 | $322,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 6,834 | $321,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,620 | $321,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 25,963 | $321,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 90,300 | $321,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,605 | $320,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16,742 | $320,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 25,172 | $320,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 13,279 | $319,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 18,747 | $319,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 9,917 | $318,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 18,977 | $318,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 12,795 | $318,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 9,577 | $317,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 26,158 | $317,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 13,242 | $317,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 11,896 | $317,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,016 | $316,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,754 | $316,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 8,077 | $315,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 14,426 | $315,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 12,731 | $315,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 74,731 | $315,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 6,699 | $315,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 54,317 | $315,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,771 | $314,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 13,391 | $314,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,600 | $314,000 | thousands by filing date | put |
| ROUSE PPTYS INC | 779287101 | COM | 14,151 | $314,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 12,368 | $313,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,119 | $312,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,999 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,781 | $312,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 4,585 | $312,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 17,774 | $312,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 44,514 | $312,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,000 | $311,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 7,656 | $311,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 7,596 | $311,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 16,142 | $311,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 16,057 | $311,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 24,356 | $310,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 21,837 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,525 | $310,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 18,265 | $310,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 38,281 | $310,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 32,523 | $310,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 10,128 | $309,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 21,878 | $309,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,782 | $309,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,842 | $308,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,710 | $308,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 13,832 | $308,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,725 | $308,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,738 | $308,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,822 | $308,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,724 | $307,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,835 | $307,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 9,896 | $307,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 247,000 | $307,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 14,714 | $306,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 15,178 | $305,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,551 | $304,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 5,004 | $304,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,889 | $303,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 22,770 | $303,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,470 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,800 | $302,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 13,118 | $302,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,384 | $302,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 100,000 | $302,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 56,414 | $302,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 17,189 | $302,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 8,076 | $301,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 20,756 | $301,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,600 | $300,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 6,765 | $300,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 23,525 | $300,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 11,643 | $300,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 22,475 | $300,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,415 | $299,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 8,059 | $299,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 10,592 | $299,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 18,525 | $298,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 12,346 | $298,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 32,651 | $297,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,888 | $297,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 16,312 | $297,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,758 | $296,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 38,007 | $296,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 32,629 | $296,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 42,267 | $296,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,807 | $295,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 9,558 | $295,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 3,974 | $294,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,697 | $294,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 14,361 | $294,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,856 | $293,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,015 | $293,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 79,800 | $293,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 27,440 | $293,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 18,989 | $292,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 7,214 | $291,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 18,041 | $291,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15,795 | $291,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 17,583 | $291,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,035 | $290,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,483 | $290,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 12,723 | $290,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 30,973 | $289,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,834 | $289,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 164,000 | $289,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 11,955 | $288,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 10,746 | $288,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 19,570 | $288,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 21,448 | $288,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 30,758 | $287,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 25,456 | $287,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 8,334 | $287,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,622 | $286,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 10,981 | $286,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 39,146 | $286,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 14,589 | $286,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,174 | $285,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 8,906 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,692 | $285,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 13,799 | $285,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,310 | $285,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,863 | $285,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 47,255 | $284,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,995 | $284,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,070 | $284,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 270,000 | $284,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 20,537 | $284,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,956 | $284,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 240,000 | $284,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 50,417 | $284,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,000 | $284,000 | thousands by filing date | call |
| ATHLON ENERGY INC | 047477104 | COM | 9,372 | $284,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 12,453 | $283,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 38,437 | $283,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,649 | $283,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 278,000 | $283,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 144,315 | $282,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,409 | $281,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 9,586 | $281,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 93,849 | $281,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 9,388 | $281,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 22,909 | $281,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 8,800 | $281,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 23,907 | $280,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,427 | $280,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 84,590 | $280,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 74,879 | $280,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 15,907 | $280,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 50,000 | $280,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 11,834 | $280,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,668 | $279,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,652 | $279,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,424 | $279,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 16,074 | $279,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 12,803 | $279,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,080 | $278,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,599 | $278,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 56,055 | $278,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,420 | $277,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 14,123 | $277,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 16,329 | $277,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,000 | $276,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,796 | $276,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,133 | $276,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 29,137 | $276,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 7,247 | $276,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 24,988 | $276,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 7,361 | $276,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,144 | $275,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,188 | $274,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 24,567 | $274,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,100 | $274,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 10,191 | $273,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,543 | $273,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,531 | $273,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,604 | $273,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 15,168 | $273,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,450 | $273,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,714 | $272,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 16,376 | $272,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 3,777 | $272,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,274 | $271,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 30,124 | $271,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 13,966 | $271,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 6,957 | $270,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,044 | $269,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,996 | $269,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 5,748 | $269,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 22,740 | $269,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 13,851 | $269,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 183,000 | $269,000 | thousands by filing date | principal |
| ICG GROUP INC | 44928D108 | COM | 14,417 | $268,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 78,739 | $268,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 6,611 | $267,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 27,149 | $267,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,754 | $266,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,335 | $266,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 15,547 | $265,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 19,309 | $265,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,960 | $265,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,899 | $265,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,835 | $264,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,447 | $264,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,500 | $264,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,372 | $264,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 52,509 | $264,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 26,151 | $264,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 18,529 | $264,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 26,387 | $263,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,143 | $263,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,564 | $262,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 24,002 | $262,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 16,577 | $261,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 5,999 | $261,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 22,516 | $261,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,246 | $261,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,689 | $261,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 66,642 | $261,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,266 | $260,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 17,551 | $260,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,929 | $260,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 61,963 | $260,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 35,776 | $259,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,834 | $259,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 240,000 | $259,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 12,352 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $258,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 17,773 | $258,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 20,098 | $258,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 23,622 | $258,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 33,705 | $258,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,032 | $257,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,460 | $257,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 5,196 | $256,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,378 | $256,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 33,460 | $256,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 18,411 | $256,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 16,005 | $256,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 28,246 | $255,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,769 | $255,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 13,737 | $255,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 28,162 | $254,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 31,073 | $254,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,067 | $254,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,000 | $254,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 21,542 | $254,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 800 | $253,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 18,148 | $253,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 21,597 | $252,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 31,273 | $252,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 42,202 | $252,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 9,018 | $252,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 11,733 | $252,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,671 | $251,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,913 | $251,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 7,538 | $251,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 22,108 | $251,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,607 | $250,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 13,887 | $250,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 56,410 | $250,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,100 | $249,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 39,761 | $249,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 7,499 | $249,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 27,603 | $249,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 14,856 | $249,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 13,795 | $249,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 22,659 | $248,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 185,000 | $248,000 | thousands by filing date | principal |
| DESTINATION XL GROUP INC | 25065K104 | COM | 37,501 | $247,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,761 | $246,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 40,454 | $246,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 7,968 | $246,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,900 | $245,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 20,161 | $245,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,009 | $245,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 56,517 | $245,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 39,859 | $245,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 140,000 | $245,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,892 | $244,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 7,366 | $244,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 20,442 | $244,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,586 | $243,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 36,187 | $243,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,501 | $242,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 22,978 | $241,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,571 | $241,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 9,811 | $241,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 73,451 | $241,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 14,001 | $240,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,196 | $239,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,875 | $239,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 6,409 | $238,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,037 | $238,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000033 | this filing | 2014-02-14 | acceptance time not in the bulk data set |