13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,084 holding rows worth $110,430,354,000.
- Accession
- 0000831001-14-000033
- Filer
- CIK 831001
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 18,535 entries on the cover page, a total value of $110,430,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,430,354,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,303 | $134,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 2,160 | $134,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 14,327 | $134,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 1,770 | $134,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 12,575 | $134,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,700 | $134,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 6,176 | $134,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 6,957 | $134,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 11,135 | $134,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 48,244 | $134,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,665 | $133,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 12,061 | $133,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 16,000 | $133,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,606 | $132,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,596 | $132,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 7,458 | $132,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,679 | $132,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,366 | $132,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,494 | $132,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 10,863 | $132,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 17,995 | $131,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,146 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,055 | $131,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,597 | $131,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 27,158 | $131,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,744 | $131,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,300 | $130,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 3,729 | $130,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 4,954 | $130,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 16,198 | $130,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 11,976 | $130,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,754 | $129,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,730 | $129,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 9,561 | $129,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 9,677 | $129,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 5,108 | $129,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,039 | $129,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 6,098 | $129,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,126 | $129,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,678 | $129,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 43,588 | $129,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,530 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,976 | $128,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,299 | $128,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,500 | $128,000 | thousands by filing date | call |
| METROCORP BANCSHARES INC | 591650106 | COM | 8,491 | $128,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,350 | $127,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,272 | $127,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 7,711 | $127,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 44,259 | $127,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 23,845 | $127,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,771 | $127,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,846 | $126,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,563 | $126,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,413 | $126,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,166 | $126,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 11,164 | $126,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,841 | $126,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 55,647 | $126,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,952 | $126,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 2,637 | $126,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 26,785 | $126,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,593 | $126,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 104,000 | $126,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,158 | $125,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,700 | $125,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,748 | $125,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 8,905 | $125,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 4,242 | $125,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,227 | $124,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 7,738 | $124,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,443 | $124,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,118 | $124,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,157 | $124,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,128 | $124,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,400 | $124,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 3,338 | $124,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 23,487 | $123,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,239 | $123,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 18,730 | $123,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 2,920 | $123,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,199 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,309 | $122,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,842 | $122,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,346 | $122,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 5,295 | $122,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 16,735 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,572 | $122,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 30,174 | $122,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 16,026 | $122,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,513 | $122,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 75,000 | $122,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,598 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,618 | $121,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,257 | $121,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,351 | $121,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,575 | $121,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,202 | $121,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,786 | $121,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,618 | $121,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 764 | $121,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 6,847 | $121,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 9,569 | $121,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 47,193 | $121,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 6,897 | $121,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 3,287 | $121,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,907 | $120,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,098 | $120,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 14,377 | $120,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,121 | $120,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 86,304 | $120,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 17,382 | $120,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 8,450 | $120,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,151 | $119,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,530 | $119,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 8,547 | $119,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,270 | $119,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,721 | $119,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,200 | $119,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,185 | $118,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 9,154 | $118,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,974 | $118,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 14,441 | $118,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 58,982 | $118,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 34,000 | $118,000 | thousands by filing date | principal |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 35,039 | $118,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 33,328 | $118,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,507 | $118,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 23,295 | $118,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 37,519 | $118,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 11,253 | $117,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,400 | $117,000 | thousands by filing date | put |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 25,136 | $117,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 897 | $117,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 46,700 | $117,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 4,558 | $117,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,462 | $116,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 9,549 | $116,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,930 | $116,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,335 | $116,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 109,000 | $116,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 88,000 | $116,000 | thousands by filing date | principal |
| COSTA INC | 22149T102 | CL A | 5,361 | $116,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,299 | $115,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,156 | $115,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 7,000 | $115,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 17,104 | $115,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,261 | $114,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,477 | $114,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,713 | $114,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 8,523 | $114,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 6,330 | $114,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,142 | $114,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 9,600 | $114,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 7,597 | $114,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 3,816 | $114,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 3,927 | $114,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,000 | $113,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 19,675 | $113,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 3,680 | $113,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 5,116 | $113,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 10,497 | $113,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 6,545 | $113,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 85,000 | $113,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 3,471 | $112,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 4,716 | $112,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 29,231 | $112,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 18,499 | $112,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,989 | $111,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,649 | $111,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,425 | $111,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 7,103 | $111,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 42,238 | $111,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 78,705 | $111,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 9,008 | $111,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 11,269 | $111,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 63,756 | $111,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 124,000 | $111,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 19,839 | $110,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 7,885 | $110,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 8,655 | $110,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,740 | $110,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 14,118 | $110,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 5,223 | $110,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,959 | $110,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 8,858 | $110,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 14,894 | $110,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 6,051 | $110,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,472 | $109,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,020 | $109,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 4,305 | $109,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,231 | $109,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 8,869 | $109,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 3,721 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,066 | $108,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,423 | $108,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,605 | $108,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,821 | $108,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,487 | $108,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 12,997 | $108,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,738 | $108,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 5,150 | $108,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,657 | $107,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 3,913 | $107,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,245 | $107,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,148 | $107,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,473 | $107,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 8,621 | $107,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 91,750 | $107,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,247 | $107,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,641 | $107,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,560 | $106,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,383 | $106,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,400 | $106,000 | thousands by filing date | call |
| BRIDGE CAP HLDGS | 108030107 | COM | 5,165 | $106,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 4,716 | $106,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,549 | $106,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,879 | $105,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,236 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,111 | $105,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 6,156 | $105,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 4,917 | $105,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 785 | $105,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 22,900 | $105,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,986 | $104,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 11,965 | $104,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,086 | $104,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 36,928 | $104,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 10,742 | $104,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 83,000 | $104,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 4,382 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 830 | $103,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 2,369 | $103,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 55,487 | $102,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 13,538 | $102,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,319 | $102,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,309 | $101,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,037 | $101,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,369 | $101,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,043 | $101,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 3,610 | $101,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 105,000 | $101,000 | thousands by filing date | principal |
| V F CORP COM | 918204108 | Stock | 1,600 | $100,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 1,099 | $100,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,358 | $100,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,367 | $100,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 5,818 | $100,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,400 | $100,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 4,601 | $100,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,300 | $100,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 5,000 | $100,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,860 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,600 | $100,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 7,864 | $100,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 49,794 | $99,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 8,488 | $99,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,600 | $99,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,179 | $99,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 9,911 | $99,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 4,535 | $99,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 42,749 | $99,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,437 | $99,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,460 | $99,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,524 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,419 | $98,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,114 | $98,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,258 | $98,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,596 | $98,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 40,415 | $98,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,620 | $98,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,800 | $97,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,416 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,648 | $97,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 3,853 | $97,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,197 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,340 | $97,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 22,338 | $97,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 6,454 | $97,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 4,574 | $97,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 20,209 | $97,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,655 | $96,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 523 | $96,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,464 | $96,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,192 | $96,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 16,291 | $96,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 32,656 | $96,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 47,846 | $96,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 16,688 | $96,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $96,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,536 | $96,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 9,818 | $95,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,080 | $95,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,030 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,330 | $95,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,888 | $95,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,913 | $95,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 20,239 | $95,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 10,719 | $95,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 26,473 | $95,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,510 | $94,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 5,355 | $94,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,000 | $94,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 2,000 | $94,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 8,752 | $94,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 68,407 | $94,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 81,000 | $94,000 | thousands by filing date | principal |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 14,217 | $94,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,800 | $94,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,498 | $93,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $93,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,964 | $92,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,700 | $92,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 25,977 | $92,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 55,000 | $92,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 717 | $91,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,601 | $91,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 5,045 | $91,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,237 | $91,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 80,000 | $91,000 | thousands by filing date | principal |
| YADKIN FINANCIAL CORP | 984305102 | COM | 5,366 | $91,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 7,393 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 5,014 | $91,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,541 | $90,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,221 | $90,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,100 | $90,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,529 | $90,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 15,436 | $90,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,618 | $90,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 11,675 | $90,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 4,661 | $90,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 7,815 | $90,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 7,898 | $89,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,542 | $89,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 26,954 | $88,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 65,375 | $88,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,258 | $88,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 14,057 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,455 | $88,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,830 | $88,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 3,106 | $88,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 3,554 | $88,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 3,713 | $88,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 6,861 | $88,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 5,855 | $88,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 2,911 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 7,431 | $88,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 5,373 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 6,009 | $87,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 73,615 | $87,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 15,782 | $87,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 7,397 | $87,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 11,594 | $87,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 5,808 | $87,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 27,851 | $87,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 7,293 | $87,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 10,000 | $86,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 33,486 | $86,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,232 | $85,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 6,817 | $85,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 8,352 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,355 | $85,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,500 | $85,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 4,390 | $85,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 13,509 | $85,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $85,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 9,031 | $85,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 5,613 | $85,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,985 | $84,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,991 | $84,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,487 | $84,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,108 | $84,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,542 | $84,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,940 | $84,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 45,689 | $84,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 4,007 | $84,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 17,615 | $84,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 2,797 | $84,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,389 | $84,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 3,335 | $84,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,712 | $83,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,984 | $83,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,868 | $83,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,145 | $83,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 8,272 | $83,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,507 | $83,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 7,327 | $83,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,608 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,437 | $83,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 6,488 | $83,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 10,145 | $83,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 4,958 | $83,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 4,894 | $83,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 4,320 | $83,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,089 | $83,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,106 | $82,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,414 | $82,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,534 | $82,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 12,519 | $82,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 35,354 | $82,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 5,489 | $82,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,236 | $82,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 17,660 | $82,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,803 | $81,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,437 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 9,116 | $81,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 2,150 | $81,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,292 | $81,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,039 | $81,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5,114 | $81,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,487 | $81,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 7,200 | $81,000 | thousands by filing date | call |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 78,000 | $81,000 | thousands by filing date | principal |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 19,361 | $81,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 4,022 | $81,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 10,825 | $81,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 5,994 | $81,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 27,474 | $81,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 73,000 | $81,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K106 | COM | 49,146 | $81,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 4,517 | $80,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6,015 | $80,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,403 | $80,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,375 | $80,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 8,647 | $80,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 78,000 | $80,000 | thousands by filing date | principal |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 6,231 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,652 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 939 | $79,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,327 | $79,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,072 | $79,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 17,070 | $79,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,970 | $79,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 50,000 | $79,000 | thousands by filing date | principal |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 4,014 | $79,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 50,000 | $79,000 | thousands by filing date | principal |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,418 | $79,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,430 | $78,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,619 | $78,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 15,733 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,689 | $78,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,808 | $78,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,421 | $78,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,048 | $78,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 3,621 | $78,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,912 | $78,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,072 | $78,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 15,100 | $78,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 6,361 | $78,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 15,500 | $78,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,986 | $78,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,076 | $77,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 995 | $77,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,122 | $77,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 7,600 | $77,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 3,200 | $77,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,777 | $77,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 10,049 | $77,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 6,190 | $77,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 16,143 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 5,728 | $76,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,236 | $76,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 3,246 | $76,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,244 | $76,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 2,500 | $76,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,300 | $76,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,449 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,100 | $75,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,550 | $75,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 1,335 | $75,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 8,481 | $75,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 4,814 | $75,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,273 | $75,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,230 | $75,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,270 | $75,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 4,119 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 609 | $74,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,940 | $74,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,424 | $74,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 63,000 | $74,000 | thousands by filing date | principal |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 760 | $74,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 675 | $74,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,345 | $74,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 8,106 | $74,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,750 | $74,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,219 | $74,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 54,700 | $74,000 | thousands by filing date | call |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,522 | $74,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 2,964 | $74,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 935 | $73,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,439 | $73,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,100 | $73,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,618 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,762 | $73,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,474 | $73,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 5,591 | $73,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 21,200 | $73,000 | thousands by filing date | put |
| NORCRAFT COS INC | 65557Y105 | COM | 3,735 | $73,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,492 | $72,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,959 | $72,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,123 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000033 | this filing | 2014-02-14 | acceptance time not in the bulk data set |