13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,084 holding rows worth $110,430,354,000.
- Accession
- 0000831001-14-000033
- Filer
- CIK 831001
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 18,535 entries on the cover page, a total value of $110,430,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,430,354,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPENLANE INC | 48238T109 | COM | 40,968 | $1,211,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 107,842 | $1,211,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 22,243 | $1,211,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 153,324 | $1,210,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 930,000 | $1,210,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 9,862 | $1,209,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 21,586 | $1,204,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 20,776 | $1,204,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 21,470 | $1,203,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 26,106 | $1,203,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 50,000 | $1,202,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 29,349 | $1,199,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 57,000 | $1,199,000 | thousands by filing date | call |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 137,390 | $1,196,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 42,457 | $1,190,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 37,098 | $1,190,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 23,118 | $1,190,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 166,636 | $1,188,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 105,920 | $1,187,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 18,600 | $1,187,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 15,816 | $1,187,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 40,582 | $1,186,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 20,000 | $1,184,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 29,407 | $1,184,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 26,392 | $1,183,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 22,272 | $1,181,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 47,170 | $1,177,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 41,900 | $1,177,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 41,068 | $1,174,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 22,380 | $1,173,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 308,400 | $1,172,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 23,870 | $1,171,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 462,600 | $1,170,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 164,100 | $1,170,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 39,063 | $1,169,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 66,984 | $1,169,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 52,090 | $1,169,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 43,033 | $1,165,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 44,800 | $1,164,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 22,278 | $1,161,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,861 | $1,160,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 458,594 | $1,160,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 21,200 | $1,160,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 11,331 | $1,158,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 66,099 | $1,158,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,875 | $1,157,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 54,230 | $1,157,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 94,506 | $1,155,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 155,446 | $1,152,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 131,966 | $1,151,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 61,632 | $1,151,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 14,700 | $1,150,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 17,235 | $1,148,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 76,200 | $1,148,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 23,962 | $1,147,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 452,100 | $1,147,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 15,387 | $1,145,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 113,625 | $1,145,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 27,773 | $1,144,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 62,326 | $1,143,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 22,893 | $1,142,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 16,069 | $1,141,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 26,659 | $1,141,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 26,717 | $1,138,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 62,121 | $1,138,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 34,967 | $1,137,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 37,466 | $1,135,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 21,330 | $1,135,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 19,200 | $1,134,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 55,043 | $1,131,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,284 | $1,128,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 771,000 | $1,124,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 30,562 | $1,122,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,067,000 | $1,122,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 23,328 | $1,122,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 43,872 | $1,121,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,200 | $1,120,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 14,020 | $1,118,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 14,300 | $1,118,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 23,200 | $1,114,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 18,800 | $1,114,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 39,743 | $1,111,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 17,100 | $1,109,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 62,391 | $1,109,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 345,700 | $1,106,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 28,705 | $1,106,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 42,297 | $1,105,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 15,000 | $1,105,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 40,577 | $1,105,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 57,840 | $1,104,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 41,452 | $1,104,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 111,500 | $1,103,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 17,900 | $1,103,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 7,500 | $1,098,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 150,000 | $1,097,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,649 | $1,094,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 51,867 | $1,094,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 57,145 | $1,093,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 75,900 | $1,091,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 18,895 | $1,089,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 29,719 | $1,089,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 12,056 | $1,088,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 395,285 | $1,087,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 35,305 | $1,086,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 37,460 | $1,084,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 33,504 | $1,082,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 34,959 | $1,081,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 26,447 | $1,081,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 36,891 | $1,079,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 13,173 | $1,079,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 19,288 | $1,078,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 62,594 | $1,076,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 39,177 | $1,075,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 16,196 | $1,074,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 90,947 | $1,074,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 19,186 | $1,073,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 15,548 | $1,072,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,669 | $1,069,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 13,433 | $1,068,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 32,211 | $1,068,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 99,876 | $1,068,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 29,200 | $1,068,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 17,197 | $1,064,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 29,889 | $1,061,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,628 | $1,060,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 71,652 | $1,059,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 64,519 | $1,057,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 19,414 | $1,057,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 39,004 | $1,053,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 11,932 | $1,052,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,674 | $1,052,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 49,700 | $1,052,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 33,481 | $1,049,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 89,991 | $1,044,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 170,354 | $1,044,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 57,031 | $1,044,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 36,734 | $1,043,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 17,427 | $1,042,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 61,050 | $1,042,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 198,500 | $1,042,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 16,525 | $1,041,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 25,405 | $1,041,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 24,471 | $1,040,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 54,460 | $1,040,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 16,307 | $1,038,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 80,724 | $1,035,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 61,063 | $1,034,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 60,758 | $1,034,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 60,700 | $1,033,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25,094 | $1,032,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 77,164 | $1,030,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 15,815 | $1,027,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 32,536 | $1,026,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 17,792 | $1,026,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 59,590 | $1,025,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 308,700 | $1,024,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 107,800 | $1,021,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 860,000 | $1,021,000 | thousands by filing date | principal |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,929 | $1,020,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 30,229 | $1,018,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 36,092 | $1,016,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 67,236 | $1,016,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 83,914 | $1,015,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 89,711 | $1,014,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 26,253 | $1,014,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 31,000 | $1,013,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 368,500 | $1,013,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 349,459 | $1,013,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 115,534 | $1,013,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,099 | $1,012,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,500 | $1,011,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 43,601 | $1,011,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 22,353 | $1,009,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 18,299 | $1,009,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 56,024 | $1,008,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 68,642 | $1,007,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 65,406 | $1,005,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 23,406 | $1,005,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 103,041 | $1,003,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 151,483 | $1,003,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 100,000 | $1,001,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 22,300 | $998,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 22,089 | $997,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 20,000 | $997,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 218,985 | $997,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 10,592 | $995,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 34,108 | $994,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 17,159 | $993,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 14,100 | $993,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 30,399 | $993,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 35,800 | $992,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 990,000 | $992,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 17,500 | $991,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 55,971 | $991,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 42,500 | $990,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 65,700 | $990,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 19,359 | $988,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 52,945 | $987,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 23,246 | $987,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 55,258 | $986,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 38,438 | $986,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 18,360 | $985,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 600,000 | $984,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 42,200 | $983,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 17,231 | $982,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 356,600 | $981,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 26,733 | $981,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 55,909 | $981,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100,288 | $980,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 55,005 | $980,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 18,364 | $978,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 11,965 | $978,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 119,906 | $978,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,874 | $975,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,611 | $972,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 119,578 | $972,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 12,340 | $971,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 44,015 | $971,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 26,108 | $970,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,600 | $970,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 172,600 | $967,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 25,515 | $965,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 72,753 | $964,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 9,067 | $964,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 80,600 | $962,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 23,727 | $959,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 28,133 | $958,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 19,256 | $957,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 8,100 | $957,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 57,125 | $956,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 14,166 | $955,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 68,100 | $954,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 22,571 | $952,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 52,400 | $951,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 38,790 | $950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 13,778 | $948,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 37,645 | $947,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 43,533 | $947,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 48,200 | $946,000 | thousands by filing date | call |
| SPARTAN STORES INC | 846822104 | COM | 38,971 | $946,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 16,000 | $945,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 29,684 | $943,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 180,300 | $942,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 142,300 | $942,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 97,400 | $940,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 78,611 | $940,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 12,477 | $939,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 370,400 | $937,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 24,876 | $936,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 33,864 | $936,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 95,100 | $932,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 75,500 | $932,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 24,035 | $931,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 79,800 | $927,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 16,258 | $925,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 57,948 | $922,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 258,972 | $922,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,564 | $919,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 32,819 | $919,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 25,641 | $918,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 28,023 | $917,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 88,915 | $916,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 97,754 | $915,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 44,400 | $915,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 57,591 | $913,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 53,100 | $913,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 14,171 | $911,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 17,301 | $910,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 21,683 | $910,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 76,750 | $908,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 54,229 | $906,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 61,801 | $904,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 27,704 | $904,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 9,808 | $901,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 20,168 | $900,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 81,700 | $900,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 12,791 | $899,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,571 | $899,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 18,173 | $899,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 79,323 | $899,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 95,108 | $899,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 20,916 | $897,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 72,545 | $896,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 23,024 | $896,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 17,998 | $896,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,341 | $894,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,800 | $893,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 342,600 | $891,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 38,393 | $891,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 46,130 | $890,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 238,000 | $890,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 18,510 | $889,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 13,371 | $888,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 50,000 | $888,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 13,601 | $888,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 22,342 | $887,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 13,609 | $887,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 99,041 | $886,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 29,580 | $885,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 93,500 | $885,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 14,139 | $885,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 20,884 | $885,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 47,872 | $884,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 16,538 | $884,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 15,000 | $883,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 30,103 | $881,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 34,614 | $881,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 72,625 | $880,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,560 | $879,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 895,000 | $879,000 | thousands by filing date | principal |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 14,325 | $879,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 60,900 | $878,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 38,210 | $878,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 18,619 | $877,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 25,739 | $877,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 43,100 | $876,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,604 | $875,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 14,568 | $874,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 13,025 | $874,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 30,843 | $873,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 21,603 | $873,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 28,099 | $872,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 1,000,000 | $871,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 90,169 | $867,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 54,431 | $867,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 58,018 | $867,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 78,500 | $865,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 19,513 | $863,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 24,470 | $863,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 336,600 | $862,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 20,808 | $861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 18,028 | $859,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 69,690 | $859,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 29,569 | $858,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 20,242 | $852,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 34,134 | $852,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 51,896 | $851,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 26,700 | $851,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 243,869 | $850,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 14,783 | $849,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 18,054 | $847,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 10,830 | $846,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 44,590 | $846,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 21,142 | $844,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 12,595 | $842,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 18,778 | $842,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 61,940 | $841,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 55,064 | $841,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 87,364 | $841,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 35,226 | $840,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 22,866 | $840,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 23,749 | $840,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,000 | $838,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 15,972 | $836,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 4,898 | $836,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 14,410 | $835,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 98,878 | $835,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 26,547 | $835,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 24,320 | $834,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 30,129 | $833,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 30,400 | $833,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 10,478 | $832,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 16,538 | $827,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 10,542 | $827,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 55,562 | $827,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 39,092 | $827,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 22,300 | $824,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 24,221 | $824,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 65,135 | $824,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 17,943 | $820,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 27,476 | $820,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20,270 | $818,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 47,304 | $816,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 114,400 | $816,000 | thousands by filing date | call |
| UNITED ONLINE INC | 911268209 | COM NEW | 59,292 | $816,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 729,000 | $814,000 | thousands by filing date | principal |
| POLYCOM | 73172K104 | COMMON STOCK | 72,171 | $811,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 9,000 | $810,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 41,805 | $808,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 27,720 | $808,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,846 | $807,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 16,240 | $807,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 15,192 | $805,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 58,636 | $804,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 9,948 | $803,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 120,006 | $802,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 39,300 | $801,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 55,000 | $800,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 40,596 | $800,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,909 | $799,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 65,400 | $796,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 11,155 | $794,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 36,571 | $794,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 48,300 | $794,000 | thousands by filing date | call |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 84,308 | $794,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,139 | $791,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 11,260 | $791,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 38,679 | $790,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 16,061 | $789,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 10,600 | $789,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 41,013 | $788,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 25,693 | $787,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 19,749 | $786,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 27,664 | $785,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 109,545 | $785,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 155,400 | $785,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,047 | $783,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 65,511 | $782,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 19,900 | $782,000 | thousands by filing date | put |
| JGWPT HLDGS INC | 46617m109 | CL A | 44,976 | $782,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 22,016 | $781,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 40,200 | $781,000 | thousands by filing date | call |
| Vanguard Materials ETF | 92204A801 | SHS | 7,521 | $777,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 17,033 | $777,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,182 | $776,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 152,845 | $775,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 57,929 | $774,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,461 | $772,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 3,510,000 | $772,000 | thousands by filing date | principal |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 960,000 | $772,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 73,567 | $771,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,186 | $770,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,616 | $770,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 31,526 | $770,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,379 | $770,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 31,647 | $770,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 15,658 | $769,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 18,244 | $769,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 131,061 | $767,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10,100 | $766,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 33,767 | $766,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 22,333 | $764,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 38,815 | $764,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,285 | $763,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 39,100 | $763,000 | thousands by filing date | call |
| ATMI INC | 00207R101 | COM | 25,261 | $763,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 32,659 | $761,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 12,110 | $761,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 36,649 | $761,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 17,528 | $759,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 19,273 | $758,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 36,245 | $756,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 47,280 | $756,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 25,644 | $754,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 205,700 | $754,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 83,954 | $754,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 30,662 | $753,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 208,600 | $753,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 35,612 | $752,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 20,842 | $752,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 709,000 | $752,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 234,530 | $751,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 47,644 | $751,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 32,449 | $748,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 50,000 | $748,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 32,869 | $747,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 76,400 | $747,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,000 | $746,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 286,485 | $746,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 160,500 | $746,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 35,935 | $745,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 36,985 | $744,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,126 | $743,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 22,140 | $740,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 24,433 | $739,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 30,008 | $739,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 40,411 | $739,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 43,076 | $738,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,563 | $737,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,454 | $737,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 20,097 | $736,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 37,600 | $735,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 50,589 | $734,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 10,871 | $733,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 10,430 | $732,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 14,109 | $731,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 15,566 | $730,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 12,254 | $728,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 283,800 | $727,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 118,452 | $726,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 13,894 | $725,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 71,508 | $722,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 48,274 | $721,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13,777 | $720,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 16,511 | $719,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 41,442 | $719,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 27,000 | $717,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,668 | $717,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 709,000 | $717,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 91,500 | $716,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,990 | $715,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 11,561 | $715,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 13,674 | $714,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 10,144 | $713,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 45,000 | $712,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 27,419 | $711,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 33,087 | $711,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 55,175 | $710,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 11,517 | $710,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 35,124 | $709,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000033 | this filing | 2014-02-14 | acceptance time not in the bulk data set |