13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,084 holding rows worth $110,430,354,000.
- Accession
- 0000831001-14-000033
- Filer
- CIK 831001
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 18,535 entries on the cover page, a total value of $110,430,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,430,354,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 10,521 | $238,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 3,854 | $238,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,686 | $238,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,865 | $237,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 22,427 | $237,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,117 | $236,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,840 | $236,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 9,677 | $236,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 8,267 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,200 | $235,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 11,412 | $235,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 114,846 | $235,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,415 | $235,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 15,047 | $235,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,993 | $234,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 9,621 | $234,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 10,394 | $234,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 170,000 | $234,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 4,359 | $233,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 56,271 | $233,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 121,007 | $233,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,116 | $232,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 12,974 | $232,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,211 | $231,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,215 | $231,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,428 | $231,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 19,607 | $231,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 11,335 | $231,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,491 | $230,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,924 | $230,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 131,599 | $230,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,469 | $229,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 27,484 | $229,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 26,690 | $228,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 6,490 | $228,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 68,200 | $228,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 26,683 | $228,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 284,000 | $228,000 | thousands by filing date | principal |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,400 | $228,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 15,385 | $227,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 766 | $227,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 20,300 | $227,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,289 | $226,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,887 | $226,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 9,722 | $226,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 8,434 | $225,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 22,396 | $225,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 20,000 | $225,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 3,829 | $225,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,943 | $224,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,565 | $224,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 13,107 | $224,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,139 | $224,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,233 | $224,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 24,899 | $224,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 28,319 | $224,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 8,412 | $224,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 31,300 | $224,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 186,770 | $224,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $224,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 10,475 | $223,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 19,191 | $223,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 36,735 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,805 | $223,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 13,200 | $222,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,917 | $222,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,650 | $222,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 8,235 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 7,254 | $222,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,000 | $221,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,695 | $221,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 124,200 | $221,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 13,850 | $221,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,470 | $221,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,119 | $220,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 72,298 | $220,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 5,907 | $220,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 13,496 | $220,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 13,626 | $220,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,827 | $219,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 13,250 | $219,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,100 | $219,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 3,549 | $218,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,085 | $218,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 42,300 | $218,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,630 | $217,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,141 | $217,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,788 | $217,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 41,603 | $217,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 18,871 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,735 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,243 | $215,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,083 | $215,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 64,091 | $215,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 19,111 | $215,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 29,456 | $215,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,966 | $214,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,320 | $214,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,253 | $214,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 12,018 | $213,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,121 | $213,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,122 | $213,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,635 | $213,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,030 | $212,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8,743 | $212,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 41,094 | $212,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,691 | $212,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 48,302 | $212,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 5,285 | $212,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 29,512 | $211,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 11,333 | $211,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 29,538 | $211,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,881 | $210,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 11,669 | $210,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 12,161 | $210,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 13,697 | $210,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,695 | $209,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 10,956 | $209,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,300 | $209,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 7,294 | $209,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 9,820 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,765 | $208,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,708 | $208,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,972 | $208,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 67,700 | $208,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 3,820 | $207,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,209 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,152 | $207,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,606 | $207,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,143 | $206,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,355 | $206,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,233 | $206,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 12,536 | $205,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,773 | $205,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,347 | $205,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 55,142 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,068 | $204,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 23,300 | $204,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,602 | $204,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,751 | $204,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,529 | $203,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,437 | $203,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,193 | $203,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 19,991 | $203,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 10,942 | $203,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 4,896 | $203,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,900 | $202,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,327 | $202,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 111,902 | $202,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 16,980 | $202,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 9,186 | $202,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,680 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,328 | $201,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 21,877 | $201,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 37,953 | $201,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 21,690 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,889 | $200,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 51,059 | $200,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,344 | $200,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,515 | $199,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,855 | $199,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,048 | $199,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 3,519 | $199,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 190,000 | $199,000 | thousands by filing date | principal |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 10,556 | $199,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 5,470 | $199,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 5,692 | $199,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,361 | $198,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 21,361 | $198,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 13,932 | $198,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 13,950 | $198,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,149 | $197,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,517 | $197,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 7,392 | $197,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 30,276 | $197,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 21,654 | $197,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 36,910 | $197,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 6,406 | $197,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,153 | $196,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,229 | $196,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 14,591 | $196,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 15,046 | $196,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 11,605 | $196,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,000 | $196,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,682 | $195,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,300 | $195,000 | thousands by filing date | call |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 18,866 | $195,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 5,700 | $195,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 150,966 | $195,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 6,277 | $195,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,980 | $194,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 42,116 | $194,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 16,888 | $194,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 7,813 | $193,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 50,000 | $193,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,597 | $192,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,155 | $192,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,404 | $192,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 6,551 | $192,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 12,941 | $192,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 5,685 | $192,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,290 | $191,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 21,000 | $191,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 10,192 | $190,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,156 | $190,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 16,659 | $190,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,323 | $190,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 26,424 | $190,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,100 | $189,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 17,912 | $189,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 9,400 | $189,000 | thousands by filing date | call |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 69,334 | $189,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,537 | $188,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 553,015 | $188,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 30,886 | $188,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 13,739 | $188,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,200 | $188,000 | thousands by filing date | call |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 11,937 | $188,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 13,685 | $187,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 10,585 | $187,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,200 | $187,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 10,915 | $187,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 74,900 | $187,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 13,843 | $186,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 27,026 | $186,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,141 | $186,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 9,777 | $186,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 9,718 | $186,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 16,439 | $185,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,046 | $184,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,562 | $183,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,665 | $183,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 9,734 | $183,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 18,510 | $183,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 5,300 | $183,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 9,679 | $183,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,945 | $183,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 31,686 | $182,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,500 | $181,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 50,100 | $181,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,050 | $181,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,757 | $181,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,270 | $180,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,509 | $180,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 77,058 | $180,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 10,490 | $180,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 6,072 | $180,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,175 | $180,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 9,014 | $179,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 8,828 | $179,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,131 | $179,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 7,529 | $179,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,385 | $179,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,726 | $179,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,859 | $179,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,525 | $178,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,833 | $178,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 3,151 | $178,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 7,892 | $178,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,686 | $177,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,518 | $177,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,000 | $177,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,501 | $177,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 14,598 | $177,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,017 | $175,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,800 | $175,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 16,682 | $175,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 17,849 | $175,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 33,242 | $175,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 18,896 | $175,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 3,324 | $175,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 7,514 | $175,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 21,863 | $175,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 27,038 | $174,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,836 | $174,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 38,607 | $174,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,142 | $174,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,848 | $174,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 17,212 | $173,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,250 | $173,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,114 | $173,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 125,000 | $173,000 | thousands by filing date | principal |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 24,856 | $173,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 52,124 | $173,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 15,097 | $173,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 17,449 | $173,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,719 | $173,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 21,073 | $173,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 27,800 | $172,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 6,748 | $172,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 9,924 | $172,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,021 | $172,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,466 | $171,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 16,811 | $171,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,855 | $171,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 21,452 | $171,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 8,057 | $171,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,084 | $171,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,500 | $170,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 27,521 | $170,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,864 | $170,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 24,651 | $170,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 38,810 | $170,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,620 | $169,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,448 | $169,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 900 | $169,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 7,331 | $169,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 11,390 | $169,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 700 | $168,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,549 | $168,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 13,203 | $168,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,932 | $167,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,914 | $167,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 21,436 | $167,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 4,341 | $167,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 11,328 | $167,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 9,059 | $167,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 9,915 | $167,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 13,693 | $166,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,685 | $166,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 33,087 | $166,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,381 | $166,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 79,991 | $166,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,000 | $165,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 4,915 | $165,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,950 | $165,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,265 | $165,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 34,997 | $165,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,400 | $165,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 18,351 | $165,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 13,750 | $165,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,398 | $164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,919 | $164,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,649 | $164,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 16,270 | $164,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 6,149 | $164,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 6,268 | $164,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 11,767 | $164,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 9,594 | $163,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,255 | $163,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 20,600 | $163,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 12,190 | $163,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 164,000 | $163,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,027 | $162,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,803 | $162,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,200 | $162,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,182 | $162,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 13,095 | $162,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 21,977 | $162,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,335 | $162,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 5,908 | $162,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,427 | $161,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,877 | $161,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,568 | $161,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 6,060 | $161,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 14,002 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,240 | $160,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,358 | $160,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,245 | $160,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 118,463 | $160,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,355 | $159,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 7,912 | $159,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 4,458 | $159,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 6,683 | $159,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 103,000 | $159,000 | thousands by filing date | principal |
| SPARTON CORP | 847235108 | COM | 5,666 | $159,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 4,916 | $159,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 9,192 | $158,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,255 | $158,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,263 | $158,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 14,913 | $158,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,195 | $157,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,715 | $157,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 7,731 | $157,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,045 | $157,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 4,208 | $157,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 8,938 | $157,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 157,000 | $157,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,130 | $156,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,672 | $156,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 8,761 | $156,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,250 | $156,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,339 | $156,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 45,419 | $156,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,703 | $155,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,606 | $155,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 6,278 | $155,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,258 | $155,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,124 | $155,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 11,179 | $155,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,489 | $154,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,627 | $154,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,732 | $154,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,622 | $154,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 4,496 | $154,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 7,927 | $154,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 1,569 | $154,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 7,458 | $153,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,742 | $153,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 9,414 | $153,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,343 | $153,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,716 | $153,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,672 | $152,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 3,365 | $152,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 17,165 | $152,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 16,199 | $152,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 5,187 | $151,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,421 | $151,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 2,770 | $151,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 22,376 | $151,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 22,058 | $150,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 20,597 | $150,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 23,774 | $150,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 6,453 | $150,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,690 | $150,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,087 | $149,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 5,545 | $149,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,081 | $149,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,800 | $149,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 11,063 | $149,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 16,209 | $149,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,079 | $148,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,730 | $148,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 8,137 | $148,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 17,398 | $148,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 12,024 | $148,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 59,000 | $148,000 | thousands by filing date | principal |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 8,277 | $147,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,732 | $147,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 8,318 | $147,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,626 | $147,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 9,108 | $147,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 139,000 | $147,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 3,958 | $146,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,772 | $146,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,592 | $146,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,057 | $146,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 5,199 | $146,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,155 | $145,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,515 | $145,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,064 | $144,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,330 | $143,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 7,360 | $143,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,141 | $143,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,690 | $143,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 15,238 | $143,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 43,422 | $143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,010 | $142,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,076 | $142,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 5,008 | $142,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 9,009 | $142,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,078 | $141,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,995 | $141,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,807 | $141,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 4,272 | $141,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 18,305 | $141,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 138,000 | $141,000 | thousands by filing date | principal |
| CENTER BANCORP INC | 151408101 | COM | 7,530 | $141,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 84,000 | $141,000 | thousands by filing date | principal |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,705 | $140,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 35,777 | $140,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 17,679 | $140,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 5,571 | $140,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 7,927 | $140,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,618 | $139,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,461 | $139,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,137 | $139,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,286 | $139,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,700 | $139,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 75,536 | $139,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,000 | $138,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 4,458 | $138,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,012 | $138,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 9,178 | $138,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 30,245 | $138,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 12,618 | $138,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,482 | $138,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,391 | $137,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,659 | $137,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 19,582 | $137,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 34,857 | $137,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 2,608 | $137,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,356 | $137,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,788 | $136,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 23,001 | $136,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,660 | $136,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 18,309 | $136,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 3,592 | $136,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 24,307 | $136,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 4,491 | $136,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 9,989 | $135,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,185 | $135,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 7,577 | $135,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,822 | $135,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 9,561 | $135,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 8,160 | $135,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 8,045 | $135,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,177 | $134,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,448 | $134,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,283 | $134,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000033 | this filing | 2014-02-14 | acceptance time not in the bulk data set |