13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,084 holding rows worth $110,430,354,000.
- Accession
- 0000831001-14-000033
- Filer
- CIK 831001
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 18,535 entries on the cover page, a total value of $110,430,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,430,354,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 79,952 | $709,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26,600 | $706,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 89,900 | $705,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 19,797 | $705,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 33,140 | $705,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 23,941 | $704,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 27,775 | $703,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 9,100 | $703,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 28,324 | $703,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 76,800 | $703,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 7,548 | $702,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 53,420 | $701,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 32,571 | $701,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 18,000 | $700,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 9,714 | $697,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 29,278 | $697,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 21,000 | $696,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 58,996 | $696,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 27,498 | $696,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 16,155 | $696,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 220,792 | $695,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 95,091 | $694,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 45,288 | $693,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 22,855 | $691,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 29,106 | $691,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 13,619 | $689,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 78,140 | $689,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 111,443 | $689,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,800 | $686,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 38,343 | $684,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 45,440 | $684,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 16,301 | $681,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 35,600 | $681,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 152,067 | $680,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,496 | $679,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,745 | $675,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 6,551 | $675,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 61,688 | $674,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,392 | $674,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 21,049 | $674,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,441 | $674,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 38,000 | $673,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 52,206 | $673,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 9,780 | $673,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,555 | $671,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 41,215 | $669,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 16,248 | $669,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 25,828 | $667,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 28,013 | $667,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,824 | $666,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 16,757 | $666,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 43,453 | $665,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 40,700 | $664,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 15,320 | $664,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 33,821 | $663,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 25,603 | $662,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 17,075 | $662,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 37,143 | $662,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 709,000 | $662,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 34,082 | $661,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,902 | $658,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 11,426 | $657,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 8,991 | $656,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 13,140 | $656,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 22,565 | $656,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 24,472 | $655,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 584,000 | $654,000 | thousands by filing date | principal |
| Invesco Large-Cap Growth | 73935X609 | ETF | 25,220 | $653,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 20,500 | $653,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 78,922 | $653,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 70,447 | $652,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 53,865 | $651,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 389,000 | $650,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 14,416 | $649,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 107,042 | $649,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 52,186 | $648,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,619 | $646,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 8,957 | $646,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 52,517 | $645,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 123,748 | $645,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 11,454 | $643,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 18,442 | $643,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 17,759 | $642,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 27,781 | $642,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 24,243 | $642,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 250,223 | $641,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 47,531 | $641,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 32,625 | $640,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 22,944 | $637,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 122,918 | $637,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 29,666 | $637,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 8,298 | $635,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 18,260 | $635,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,728 | $635,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 34,305 | $635,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 17,482 | $633,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17,603 | $632,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,592 | $631,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 15,888 | $630,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 8,773 | $630,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,573 | $630,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,053 | $629,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 20,000 | $629,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 21,295 | $629,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 10,689 | $628,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 12,258 | $628,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 38,742 | $628,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,773 | $627,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 11,802 | $626,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,712 | $626,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 74,900 | $625,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 156,084 | $625,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,377 | $624,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 17,360 | $623,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 20,811 | $623,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 33,791 | $623,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 10,500 | $622,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,000 | $621,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 12,975 | $619,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 59,236 | $619,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,019 | $617,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,140 | $615,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 27,611 | $614,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 19,364 | $614,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 20,712 | $613,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,600 | $613,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 21,994 | $612,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 8,663 | $612,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 6,387 | $612,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 77,111 | $611,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 26,164 | $611,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,615 | $611,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,922 | $611,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 24,260 | $610,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 19,838 | $609,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 17,249 | $606,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 61,439 | $606,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 19,609 | $605,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,031 | $603,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 27,361 | $603,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 8,117 | $603,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 32,088 | $603,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 18,574 | $600,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,424 | $599,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 37,291 | $598,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 118,323 | $597,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 9,108 | $597,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 14,830 | $597,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,800 | $595,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 41,525 | $595,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 117,200 | $592,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 20,539 | $590,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,204 | $589,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 21,465 | $589,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 23,826 | $589,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 56,102 | $589,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,844 | $587,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 43,500 | $587,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 12,643 | $586,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 32,169 | $586,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 17,840 | $585,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,628 | $584,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 13,633 | $584,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 18,437 | $583,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 37,102 | $583,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 46,151 | $583,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 38,562 | $578,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 10,374 | $578,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 85,798 | $577,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,428 | $577,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,928 | $577,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,174 | $576,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 25,454 | $576,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 28,151 | $573,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 10,215 | $573,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 30,930 | $572,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 79,600 | $570,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 10,988 | $568,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 20,661 | $568,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 22,300 | $565,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 34,446 | $565,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 7,957 | $564,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 38,525 | $564,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,955 | $562,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 72,781 | $562,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 16,452 | $561,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 16,546 | $561,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 22,577 | $561,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 17,534 | $561,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 15,852 | $561,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 144,952 | $560,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,419 | $559,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17,063 | $559,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 85,600 | $559,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 18,113 | $559,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,145 | $558,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 30,901 | $557,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 30,638 | $557,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 9,049 | $556,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 15,700 | $555,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 47,800 | $555,000 | thousands by filing date | call |
| BBCN BANCORP INC | 073295107 | COM | 33,384 | $554,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 47,192 | $553,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 52,825 | $551,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20,916 | $550,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 36,934 | $550,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 13,370 | $550,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 22,081 | $549,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 20,332 | $549,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 60,436 | $549,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 45,400 | $549,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 29,100 | $548,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 46,300 | $548,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 489,000 | $548,000 | thousands by filing date | principal |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,400 | $546,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,900 | $546,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 16,878 | $546,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 44,953 | $546,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 38,900 | $545,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 14,794 | $545,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15,142 | $544,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 47,889 | $544,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,711 | $543,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 21,832 | $542,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 8,636 | $541,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,517 | $541,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 93,886 | $541,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 15,910 | $541,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 62,980 | $541,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 12,525 | $540,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 28,021 | $540,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 40,000 | $538,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,084 | $536,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 6,623 | $535,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 16,173 | $535,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,987 | $535,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 33,559 | $535,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 36,197 | $533,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 100,000 | $532,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 14,633 | $532,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 20,763 | $532,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 12,463 | $531,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 5,415 | $529,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 41,221 | $529,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 8,166 | $529,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,152 | $528,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 26,760 | $527,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 8,870 | $527,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 23,142 | $526,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 16,288 | $526,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 18,547 | $525,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 26,211 | $524,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 12,100 | $523,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 9,933 | $523,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 10,096 | $523,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 13,122 | $523,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,488 | $522,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 31,237 | $522,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 18,300 | $522,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 14,919 | $521,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 79,302 | $521,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 101,658 | $521,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 57,341 | $518,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 11,135 | $518,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 15,652 | $517,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 10,434 | $516,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 37,081 | $516,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 31,487 | $516,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 16,921 | $515,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,768 | $514,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 71,703 | $514,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 17,451 | $512,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,654 | $512,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,334 | $512,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 17,845 | $512,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,630 | $511,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 37,900 | $511,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 30,718 | $510,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 38,053 | $509,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 11,894 | $508,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,113 | $507,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,443 | $507,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 27,611 | $506,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 21,480 | $506,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 39,158 | $504,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 59,668 | $504,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 18,777 | $504,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 61,389 | $503,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 15,656 | $502,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,600 | $501,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 7,375 | $501,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 8,889 | $501,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 719,000 | $500,000 | thousands by filing date | principal |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 8,300 | $499,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 11,975 | $498,000 | thousands by filing date | put |
| USA MOBILITY INC | 90341G103 | COM | 34,906 | $498,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,337 | $498,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 20,704 | $497,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 6,903 | $497,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50,971 | $497,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 28,668 | $495,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 14,300 | $495,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 57,932 | $495,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 18,278 | $494,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 58,446 | $493,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,363 | $492,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 11,389 | $492,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 10,940 | $490,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,987 | $489,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 55,309 | $489,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 14,772 | $486,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 24,425 | $486,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 6,363 | $486,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,695 | $486,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 24,386 | $485,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 88,438 | $485,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,896 | $485,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,809 | $484,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,891 | $484,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 78,900 | $484,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,356 | $484,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 12,111 | $483,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 25,029 | $483,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 26,640 | $481,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,616 | $480,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 58,313 | $479,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,146 | $479,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,526 | $479,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 11,648 | $478,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 10,787 | $478,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 8,626 | $477,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 36,058 | $477,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 53,800 | $477,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 68,110 | $476,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,087 | $476,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 20,142 | $475,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 15,381 | $475,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,900 | $474,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 48,447 | $474,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 26,320 | $473,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,199 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,300 | $472,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,300 | $472,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 36,406 | $472,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,353 | $471,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 6,620 | $470,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 50,308 | $470,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 10,000 | $469,000 | thousands by filing date | put |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 26,043 | $469,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,279 | $468,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 98,537 | $467,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 127,373 | $467,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 64,100 | $467,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,000 | $466,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 10,621 | $466,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 37,301 | $464,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 22,204 | $464,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 48,499 | $464,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,529 | $463,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 15,567 | $463,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 212,851 | $463,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 16,463 | $461,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 54,712 | $461,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 18,238 | $461,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,396 | $460,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,575 | $460,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 13,395 | $460,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 29,045 | $459,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 35,000 | $459,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 17,400 | $458,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 57,400 | $458,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 47,113 | $457,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 122,300 | $457,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 94,995 | $456,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 9,575 | $455,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 10,781 | $455,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 34,534 | $455,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 13,734 | $454,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 11,862 | $454,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,485 | $453,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 6,887 | $452,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 26,105 | $452,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 253,706 | $452,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 135,705 | $452,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 30,034 | $452,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 80,886 | $450,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,067 | $449,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 18,613 | $449,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,343 | $448,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 42,661 | $448,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,499 | $448,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 374,000 | $448,000 | thousands by filing date | principal |
| GREATBATCH INC | 39153L106 | COM | 10,115 | $448,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 160 | $447,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 15,301 | $447,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 9,660 | $446,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,652 | $446,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 11,128 | $446,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 102,893 | $446,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 24,800 | $445,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 30,600 | $444,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 13,400 | $444,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 17,424 | $444,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 9,062 | $443,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 28,284 | $443,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,900 | $443,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 30,095 | $443,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,886 | $442,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,801 | $442,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 35,778 | $442,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,352 | $442,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,200 | $441,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 12,216 | $441,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 19,253 | $440,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 62,939 | $440,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,991 | $440,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 25,001 | $440,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,976 | $440,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,174 | $440,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,201 | $439,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 35,566 | $439,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 20,152 | $439,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,187 | $437,000 | thousands by filing date | call |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 6,660 | $437,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,352 | $436,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9,534 | $436,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 3,641 | $436,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,858 | $435,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 19,067 | $435,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 34,398 | $435,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 15,759 | $435,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,800 | $434,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 60,307 | $434,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 15,353 | $434,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 12,488 | $433,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 3,491 | $432,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 19,626 | $431,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 25,901 | $431,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 125,345 | $431,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,000 | $430,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 13,518 | $430,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 15,110 | $429,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,813 | $429,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 71,765 | $429,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 32,942 | $429,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 81,800 | $428,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 19,504 | $428,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 26,721 | $428,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,802 | $428,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 123,951 | $428,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,200 | $426,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 18,878 | $426,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,594 | $426,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,797 | $426,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 67,066 | $425,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,270 | $425,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 14,653 | $425,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,868 | $424,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 42,477 | $424,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 16,735 | $424,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,333 | $423,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 18,442 | $423,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,030 | $423,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 52,538 | $421,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 5,637 | $421,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 13,380 | $420,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,533 | $420,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 18,366 | $419,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 21,150 | $418,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 38,217 | $417,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 181,359 | $416,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 30,766 | $416,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 25,351 | $416,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 16,601 | $415,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,676 | $414,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 114,551 | $414,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 19,270 | $413,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 19,450 | $413,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,300 | $413,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 22,171 | $412,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,998 | $411,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 25,306 | $411,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 45,365 | $411,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 9,201 | $411,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 4,640 | $411,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 7,657 | $411,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21,455 | $409,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 21,300 | $409,000 | thousands by filing date | call |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 13,037 | $409,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 62,967 | $408,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,385 | $408,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 33,336 | $408,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14,461 | $408,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 17,656 | $408,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 8,800 | $407,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 29,829 | $407,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 16,910 | $407,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 25,345 | $407,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 15,033 | $406,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,104 | $406,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000033 | this filing | 2014-02-14 | acceptance time not in the bulk data set |