13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 5,271 holding rows worth $352,353,681,000.
- Accession
- 0000769993-20-000365
- Filer
- CIK 886982
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 10,174 entries on the cover page, a total value of $352,353,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,353,681,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 218,313 | $2,192,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,500 | $2,185,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 80,684 | $2,182,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 176,122 | $2,180,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 151,674 | $2,180,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 30,700 | $2,172,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 11,100 | $2,172,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,000 | $2,169,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 59,923 | $2,167,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 193,881 | $2,166,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 193,603 | $2,164,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 56,098 | $2,163,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,487,991 | $2,158,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 126,000 | $2,156,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $2,151,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 119,489 | $2,147,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 114,103 | $2,144,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 25,800 | $2,141,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 60,785 | $2,136,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 72,297 | $2,129,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 100,091 | $2,128,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 7,935,000 | $2,123,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 149,706 | $2,120,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 94,934 | $2,115,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 32,397 | $2,112,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 326,605 | $2,110,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 22,400 | $2,109,000 | thousands by filing date | call |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 189,707 | $2,108,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 31,957 | $2,108,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 153,272 | $2,100,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 41,027 | $2,099,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 15,532 | $2,095,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 82,555 | $2,094,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 124,470 | $2,090,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 184,502 | $2,087,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 36,715 | $2,086,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 11,413 | $2,086,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $2,073,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,456,790 | $2,073,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 36,037 | $2,068,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 150,000 | $2,064,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 141,044 | $2,062,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 71,123 | $2,060,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 22,500 | $2,055,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,625,000 | $2,051,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 9,900 | $2,049,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 334,811 | $2,046,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 38,009 | $2,039,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 50,385 | $2,039,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 10,441 | $2,036,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 280,604 | $2,031,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 78,637 | $2,026,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 793,910 | $2,024,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 208,057 | $2,023,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000,000 | $2,020,000 | thousands by filing date | principal |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 200,000 | $2,014,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 220,801 | $2,013,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 218,709 | $2,013,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 25,000 | $2,005,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 18,500 | $2,003,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 60,000 | $2,002,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 39,911 | $2,001,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 546,858 | $2,001,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 174,999 | $1,998,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 208,846 | $1,996,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 350,000 | $1,995,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,900 | $1,993,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 65,025 | $1,993,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 100,943 | $1,991,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 364,553 | $1,987,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 82,667 | $1,979,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,000 | $1,973,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 23,200 | $1,973,000 | thousands by filing date | call |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 29,205 | $1,972,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 18,641 | $1,968,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 170,713 | $1,968,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 792,974 | $1,967,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 46,704 | $1,963,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 38,343 | $1,958,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 347,197 | $1,958,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 196,490 | $1,955,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 156,211 | $1,946,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 185,010 | $1,946,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 15,000 | $1,945,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 142,126 | $1,945,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 61,830 | $1,945,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 37,500 | $1,942,000 | thousands by filing date | put |
| FRANCHISE GROUP INC | 35180X105 | COM | 76,408 | $1,938,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,500 | $1,936,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 315,377 | $1,936,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 128,562 | $1,931,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 34,605 | $1,929,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 142,737 | $1,927,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 66,529 | $1,927,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 124,038 | $1,922,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 17,700 | $1,918,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 700,889 | $1,914,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 133,600 | $1,913,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 53,600 | $1,912,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 161,394 | $1,911,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 349,820 | $1,906,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 33,483 | $1,905,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 84,300 | $1,905,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 91,857 | $1,905,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 38,088 | $1,904,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 61,758 | $1,902,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 187,986 | $1,900,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 77,400 | $1,899,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 159,300 | $1,899,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 108,700 | $1,898,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 8,060 | $1,898,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 350,000 | $1,897,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 127,749 | $1,897,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 78,276 | $1,897,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 101,247 | $1,894,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 91,815 | $1,891,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 95,340 | $1,888,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,668,000 | $1,879,000 | thousands by filing date | principal |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 53,878 | $1,877,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 680,000 | $1,877,000 | thousands by filing date | put |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 53,794 | $1,872,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,500 | $1,866,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 137,682 | $1,864,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 279,823 | $1,861,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 183,431 | $1,847,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 137,736 | $1,842,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 141,383 | $1,841,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 17,853 | $1,837,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 54,753 | $1,835,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 610,098 | $1,830,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 265,157 | $1,829,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 673,329 | $1,825,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 255,010 | $1,815,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,100 | $1,814,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 189,763 | $1,814,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 12,471 | $1,805,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 43,082 | $1,805,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 182,996 | $1,805,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 153,785 | $1,800,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 86,319 | $1,799,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 258,668 | $1,798,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 15,248 | $1,795,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 29,100 | $1,793,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 12,601 | $1,789,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 542,555 | $1,780,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 100,131 | $1,776,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,400 | $1,774,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 157,428 | $1,772,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 53,691 | $1,769,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 174,342 | $1,765,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 150,000 | $1,762,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 154,495 | $1,761,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 78,625 | $1,761,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 300,872 | $1,754,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 43,465 | $1,753,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 114,357 | $1,752,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,750,000 | $1,750,000 | thousands by filing date | principal |
| OPEN LENDING CORP | 68373J104 | COM | 68,532 | $1,748,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 27,100 | $1,747,000 | thousands by filing date | put |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,180 | $1,742,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 53,540 | $1,741,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 39,400 | $1,738,000 | thousands by filing date | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 12,500 | $1,737,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 28,000 | $1,737,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 244,637 | $1,735,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 114,701 | $1,735,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 55,680 | $1,734,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 680,000 | $1,734,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 346,500 | $1,732,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 21,140 | $1,731,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 57,201 | $1,729,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 48,703 | $1,725,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 286,514 | $1,720,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 11,500 | $1,719,000 | thousands by filing date | put |
| PROVENTION BIO INC | 74374N102 | COM | 133,917 | $1,719,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 62,404 | $1,716,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 164,922 | $1,715,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,000 | $1,711,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $1,711,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 148,629 | $1,711,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 10,782 | $1,708,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 323,896 | $1,707,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 484,907 | $1,707,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,373,000 | $1,702,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 78,856 | $1,701,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 21,900 | $1,701,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 176,022 | $1,700,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 12,588 | $1,696,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 24,500 | $1,696,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 427,305 | $1,692,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 45,469 | $1,690,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 206,082 | $1,690,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 132,280 | $1,687,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 17,001 | $1,680,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 31,100 | $1,676,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 27,809 | $1,676,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 125,000 | $1,676,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 617,066 | $1,675,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 217,656 | $1,674,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 269,809 | $1,668,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 275,555 | $1,667,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 75,000 | $1,663,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 60,662 | $1,659,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,663 | $1,654,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11,500 | $1,652,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 7,700 | $1,647,000 | thousands by filing date | call |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 94,175 | $1,647,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 172,782 | $1,645,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 128,859 | $1,643,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 272,398 | $1,642,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,757 | $1,641,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 157,508 | $1,638,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 9,600 | $1,630,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20,185 | $1,628,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 44,263 | $1,624,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,617,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 327,292 | $1,616,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 16,600 | $1,616,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 63,744 | $1,615,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 89,730 | $1,615,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 42,800 | $1,614,000 | thousands by filing date | put |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 42,800 | $1,614,000 | thousands by filing date | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 157,355 | $1,614,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 125,000 | $1,614,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 23,575 | $1,611,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100,000 | $1,610,000 | thousands by filing date | put |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 47,710 | $1,609,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,779 | $1,601,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 180,000 | $1,597,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 199,286 | $1,596,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 79,985 | $1,594,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 18,600 | $1,593,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 98,873 | $1,592,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 49,948 | $1,591,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 101,392 | $1,589,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 83,900 | $1,587,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 198,795 | $1,586,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 15,600 | $1,585,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 253,235 | $1,585,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 39,307 | $1,585,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 15,000 | $1,577,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 15,000 | $1,577,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 42,386 | $1,576,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 130,499 | $1,574,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 16,606 | $1,573,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50,000 | $1,573,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 56,758 | $1,567,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,929 | $1,565,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 193,902 | $1,565,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 9,281 | $1,564,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,000 | $1,558,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 281,165 | $1,558,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 295,641 | $1,555,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,400 | $1,554,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 9,400 | $1,554,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 270,248 | $1,552,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 47,168 | $1,547,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 239,222 | $1,543,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 125,000 | $1,543,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 656,491 | $1,543,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 93,697 | $1,539,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 119,425 | $1,539,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 24,360 | $1,538,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 104,318 | $1,537,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 40,216 | $1,535,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 103,257 | $1,531,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,000 | $1,530,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 50,000 | $1,530,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 15,766 | $1,528,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 150,000 | $1,527,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 85,000 | $1,524,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 343,799 | $1,523,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 239,038 | $1,522,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 150,000 | $1,522,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 97,330 | $1,521,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 121,780 | $1,519,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 38,856 | $1,518,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 82,538 | $1,516,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 63,578 | $1,516,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 18,670 | $1,514,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 28,000 | $1,509,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 145,000 | $1,509,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 118,583 | $1,508,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 273,768 | $1,506,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 95,400 | $1,503,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 158,187 | $1,502,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,018 | $1,501,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 87,500 | $1,499,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 17,149 | $1,498,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 9,000 | $1,498,000 | thousands by filing date | put |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 104,332 | $1,498,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 80,600 | $1,494,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383204 | COM NEW | 93,941 | $1,492,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 27,184 | $1,491,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 224,004 | $1,489,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,000 | $1,487,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 54,817 | $1,487,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 27,310 | $1,482,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 60,424 | $1,476,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 44,160 | $1,474,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $1,467,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 50,000 | $1,467,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 146,653 | $1,461,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 52,638 | $1,459,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 198,007 | $1,449,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 299,667 | $1,444,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 6,843 | $1,442,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 93,146 | $1,438,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,550,000 | $1,432,000 | thousands by filing date | principal |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,100 | $1,429,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21,000 | $1,428,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 81,587 | $1,427,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 443,011 | $1,427,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 40,400 | $1,425,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 596,125 | $1,424,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 53,164 | $1,424,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 43,543 | $1,424,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 156,919 | $1,422,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 9,921 | $1,418,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 37,912 | $1,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 16,867 | $1,416,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 182,921 | $1,414,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 78,701 | $1,413,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 139,974 | $1,412,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 188,298 | $1,412,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 112,265 | $1,411,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,510 | $1,410,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 37,500 | $1,410,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 79,512 | $1,406,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 104,710 | $1,403,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 34,000 | $1,402,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 250,000 | $1,400,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 100,000 | $1,400,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 134,618 | $1,399,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 529,651 | $1,398,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,631,585 | $1,396,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 18,600 | $1,391,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 102,774 | $1,391,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 45,094 | $1,389,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 361,280 | $1,387,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 38,282 | $1,385,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,256 | $1,383,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 154,550 | $1,382,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 166,618 | $1,381,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 27,773 | $1,378,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 306,147 | $1,378,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 96,360 | $1,378,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 25,792 | $1,378,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 73,728 | $1,378,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,100 | $1,375,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 25,100 | $1,375,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 180,105 | $1,373,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 197,578 | $1,371,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 130,583 | $1,370,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 52,375 | $1,366,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 20,000 | $1,364,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 160,460 | $1,362,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 37,200 | $1,362,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 19,600 | $1,361,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 68,204 | $1,359,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 75,000 | $1,359,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 16,968 | $1,355,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 183,467 | $1,354,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 211,819 | $1,354,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 200,136 | $1,353,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 269,566 | $1,350,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 558,271 | $1,346,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 94,883 | $1,343,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 211,423 | $1,340,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 54,061 | $1,334,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 73,522 | $1,334,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,331,532 | $1,332,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 1,005,000 | $1,329,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 5,700 | $1,326,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,325,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,000 | $1,322,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 386,602 | $1,322,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 57,354 | $1,320,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 75,612 | $1,318,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 31,900 | $1,316,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 421,936 | $1,316,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,040 | $1,315,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 24,884 | $1,315,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,000 | $1,313,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 35,990 | $1,310,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 93,673 | $1,309,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,341,541 | $1,306,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 150,139 | $1,306,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 820,634 | $1,304,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 75,000 | $1,304,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 120,146 | $1,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 68,304 | $1,301,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 127,100 | $1,299,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 89,998 | $1,298,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 274,860 | $1,294,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 332,956 | $1,292,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 38,063 | $1,290,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 46,800 | $1,288,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 24,666 | $1,286,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 48,337 | $1,284,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 82,354 | $1,283,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 43,397 | $1,282,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 125,694 | $1,281,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,207,000 | $1,278,000 | thousands by filing date | principal |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 185,892 | $1,277,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 67,780 | $1,274,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 32,756 | $1,273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 34,559 | $1,270,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 19,359 | $1,270,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,182,000 | $1,270,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 85,700 | $1,269,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 68,500 | $1,269,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 69,013 | $1,268,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 29,300 | $1,262,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 123,411 | $1,261,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 185,943 | $1,259,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 45,001 | $1,258,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 81,740 | $1,257,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 59,791 | $1,254,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 85,817 | $1,248,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 42,991 | $1,247,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 25,000 | $1,246,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,379,783 | $1,245,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 55,680 | $1,243,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 57,040 | $1,240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,322 | $1,238,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 29,285 | $1,238,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,000 | $1,236,000 | thousands by filing date | put |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 116,833 | $1,235,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,921 | $1,234,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 95,933 | $1,233,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,233,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 63,242 | $1,232,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 24,359 | $1,231,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,500,000 | $1,229,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 11,000 | $1,228,000 | thousands by filing date | put |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 25,000 | $1,225,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 13,533 | $1,224,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 26,600 | $1,220,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 56,268 | $1,219,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 347,720 | $1,217,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 35,564 | $1,216,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 193,286 | $1,212,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 171,705 | $1,211,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 24,974 | $1,208,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 141,969 | $1,205,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 136,895 | $1,205,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 100,000 | $1,203,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 47,056 | $1,199,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 21,239 | $1,198,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 57,351 | $1,196,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 107,736 | $1,196,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 90,227 | $1,195,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 103,151 | $1,192,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 80,420 | $1,189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 45,529 | $1,186,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 38,393 | $1,185,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 42,900 | $1,181,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 59,300 | $1,181,000 | thousands by filing date | put |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 68,938 | $1,177,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 29,133 | $1,176,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 14,700 | $1,173,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 62,045 | $1,168,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 69,111 | $1,167,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300,000 | $1,167,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 22,187 | $1,167,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,436 | $1,165,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 409,345 | $1,163,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 86,615 | $1,163,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 145,594 | $1,162,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 14,180 | $1,161,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 27,667 | $1,158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 44,718 | $1,157,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 82,664 | $1,157,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 60,026 | $1,155,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 47,387 | $1,155,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 89,686 | $1,154,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 31,118 | $1,150,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 23,119 | $1,149,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 563,150 | $1,149,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 27,500 | $1,144,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 21,600 | $1,144,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 5,400 | $1,140,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 68,445 | $1,140,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 75,000 | $1,138,000 | thousands by filing date | put |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 151,416 | $1,134,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 86,165 | $1,132,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 262,564 | $1,129,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 38,966 | $1,128,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 108,745 | $1,116,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 100,000 | $1,114,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 43,111 | $1,114,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 100,000 | $1,113,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 104,000 | $1,112,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 25,574 | $1,111,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 145,764 | $1,111,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 181,383 | $1,110,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 71,284 | $1,109,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 108,204 | $1,109,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 51,100 | $1,108,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000365 | this filing | 2020-11-13 | acceptance time not in the bulk data set |