13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 5,271 holding rows worth $352,353,681,000.
- Accession
- 0000769993-20-000365
- Filer
- CIK 886982
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 10,174 entries on the cover page, a total value of $352,353,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,353,681,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONNS INC | 208242107 | COM | 104,525 | $1,106,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 45,906 | $1,104,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 176,423 | $1,103,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 25,049 | $1,100,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 204,985 | $1,100,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 111,581 | $1,094,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 38,717 | $1,094,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 15,000 | $1,093,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 15,000 | $1,093,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,900 | $1,091,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 19,458 | $1,091,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 39,743 | $1,087,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 25,700 | $1,086,000 | thousands by filing date | put |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 51,418 | $1,086,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 400,000 | $1,084,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,000 | $1,084,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 26,800 | $1,083,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 48,544 | $1,083,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 9,498 | $1,081,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 551,272 | $1,080,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 100,000 | $1,080,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 60,282 | $1,077,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 25,472 | $1,075,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 100,000 | $1,075,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,700 | $1,074,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 8,552 | $1,074,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,600 | $1,074,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 255,200 | $1,074,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 313,319 | $1,072,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 118,996 | $1,072,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,155 | $1,069,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 592,122 | $1,066,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 64,397 | $1,065,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 19,415 | $1,065,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 26,028 | $1,064,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 80,576 | $1,062,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 263,362 | $1,061,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 293,895 | $1,058,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 107,112 | $1,056,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,977 | $1,055,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 100,000 | $1,054,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 32,171 | $1,052,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 55,920 | $1,050,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 107,073 | $1,049,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 64,295 | $1,046,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 580,000 | $1,045,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 88,308 | $1,044,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 28,796 | $1,043,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 14,110 | $1,041,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100,000 | $1,034,000 | thousands by filing date | put |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 100,000 | $1,034,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 100,000 | $1,034,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 74,539 | $1,033,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 94,360 | $1,031,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 27,356 | $1,029,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 37,500 | $1,028,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 142,501 | $1,027,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 56,400 | $1,026,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 94,500 | $1,025,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 32,115 | $1,023,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 134,499 | $1,022,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 90,700 | $1,021,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,263,755 | $1,020,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 100,000 | $1,020,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 377,413 | $1,019,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 32,397 | $1,018,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 48,599 | $1,018,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50,000 | $1,016,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 84,087 | $1,014,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 35,205 | $1,008,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 9,300 | $1,008,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 65,416 | $1,008,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,800 | $1,006,000 | thousands by filing date | put |
| METACRINE INC | 59101E103 | COM | 98,100 | $1,002,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 40,100 | $1,000,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 1,034,893 | $999,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 217,551 | $998,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 23,000 | $997,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 121,834 | $996,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 1,000,000 | $996,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 39,826 | $994,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 69,011 | $994,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,020,300 | $993,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 20,976 | $991,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 66,519 | $990,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 133,444 | $986,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 100,000 | $986,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 15,989 | $985,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 41,700 | $985,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 106,183 | $981,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,900 | $980,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 46,634 | $980,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 161,389 | $978,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 20,940 | $978,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 138,437 | $976,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 121,728 | $973,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 36,658 | $970,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 45,579 | $969,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 198,000 | $968,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,500 | $965,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 93,600 | $965,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,747 | $964,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 47,378 | $963,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 47,352 | $962,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,384 | $960,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 72,363 | $956,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 78,518 | $955,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 24,800 | $955,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 25,233 | $953,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 38,206 | $953,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 38,287 | $952,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 124,951 | $951,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 220,021 | $951,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 119,000 | $951,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 18,517 | $949,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 301,252 | $949,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 84,628 | $948,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,300 | $946,000 | thousands by filing date | put |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 29,455 | $945,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 85,473 | $944,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 72,340 | $943,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 75,835 | $941,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 183,062 | $941,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 24,667 | $940,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 45,126 | $939,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 328,106 | $938,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 339,619 | $938,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,000 | $937,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100,000 | $937,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 23,092 | $935,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 20,000 | $932,000 | thousands by filing date | put |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 20,000 | $931,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 30,000 | $928,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 36,700 | $927,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 180,371 | $927,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 272,415 | $924,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 27,925 | $923,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 33,636 | $922,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 80,260 | $921,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,100 | $916,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 23,032 | $914,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 110,728 | $914,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 15,016 | $913,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,458 | $913,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 105,089 | $912,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 140,389 | $911,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 255,567 | $907,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,900 | $905,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 157,983 | $905,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 33,155 | $904,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 54,999 | $904,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 59,500 | $902,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $901,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $901,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 73,281 | $899,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 23,554 | $898,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 21,800 | $896,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 184,695 | $896,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,268 | $896,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 88,118 | $894,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,011 | $893,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 297,456 | $892,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 115,931 | $889,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,100 | $886,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 478,062 | $885,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 124,501 | $878,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 21,018 | $876,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 203,781 | $876,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 185,029 | $872,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 142,513 | $871,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 57,474 | $871,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 43,540 | $870,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,682 | $869,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 134,576 | $868,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 270,533 | $866,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 500,000 | $866,000 | thousands by filing date | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,606 | $863,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 126,593 | $861,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 9,400 | $859,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 30,690 | $859,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 95,450 | $856,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 33,939 | $851,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 66,303 | $850,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 77,585 | $847,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 127,150 | $846,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 156,421 | $846,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 53,122 | $845,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 207,693 | $843,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 63,045 | $842,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 47,024 | $840,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 96,337 | $837,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 38,118 | $836,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,850 | $836,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 234,130 | $834,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 288,683 | $834,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 68,000 | $833,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 106,270 | $832,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,800 | $830,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20,000 | $829,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 331,808 | $826,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 323,363 | $825,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 14,815 | $824,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 43,631 | $822,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 73,272 | $821,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 24,721 | $821,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 34,216 | $820,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 30,500 | $817,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 53,025 | $814,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 92,068 | $814,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,300 | $813,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 124,918 | $812,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 176,412 | $812,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,000 | $811,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 117,694 | $811,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 172,157 | $811,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 75,000 | $811,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 124,060 | $811,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 24,264 | $809,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,000 | $809,000 | thousands by filing date | put |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 29,261 | $809,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 13,465 | $808,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 24,550 | $804,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,740 | $801,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 48,950 | $800,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,700 | $798,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 94,951 | $798,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 63,831 | $797,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 62,904 | $797,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 52,257 | $797,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 166,135 | $796,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 254,115 | $795,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 13,211 | $795,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 33,059 | $795,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 68,254 | $794,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 227,749 | $791,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 41,358 | $790,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 6,738 | $789,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 245,801 | $786,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 64,280 | $785,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 75,000 | $784,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 48,000 | $781,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 4,000 | $778,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,840 | $778,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 59,294 | $777,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 23,323 | $776,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,551 | $776,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 156,552 | $775,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 70,798 | $773,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 90,394 | $769,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 100,952 | $767,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 38,602 | $767,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 167,161 | $766,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 75,000 | $765,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 33,957 | $764,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 75,000 | $764,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 76,086 | $761,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 102,157 | $759,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,193 | $756,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,211 | $754,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 75,000 | $754,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 12,800 | $753,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 299,253 | $751,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 27,320 | $750,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 83,938 | $748,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 14,005 | $748,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 192,900 | $747,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 117,275 | $746,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 10,764 | $745,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 34,159 | $743,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 189,003 | $741,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 65,952 | $740,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,476 | $740,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 52,174 | $739,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 17,750 | $738,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 156,899 | $737,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 75,000 | $737,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 112,658 | $733,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 14,000 | $732,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 55,380 | $731,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,703 | $730,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 88,815 | $729,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,100 | $728,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 177,419 | $727,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 24,007 | $727,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 16,649 | $724,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 144,595 | $724,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 31,621 | $718,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 676,904 | $718,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $716,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 108,354 | $715,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 56,200 | $714,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 70,000 | $714,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 38,434 | $711,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 54,155 | $702,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,600 | $698,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 24,785 | $698,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,642 | $697,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 337,112 | $697,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 60,938 | $693,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 103,173 | $688,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 17,619 | $688,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 156,774 | $688,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 58,080 | $687,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 139,817 | $687,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,437 | $687,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 61,966 | $686,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 101,792 | $685,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 17,718 | $683,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 362,537 | $682,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 6,877 | $680,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 64,310 | $678,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 31,057 | $677,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 19,600 | $676,000 | thousands by filing date | call |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 29,977 | $675,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 690,580 | $674,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 15,398 | $674,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 54,663 | $674,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,600 | $673,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 20,754 | $673,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 37,376 | $673,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 16,528 | $670,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 12,770 | $665,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 27,495 | $664,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 101,543 | $663,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 111,607 | $663,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 128,384 | $662,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 77,521 | $659,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 87,814 | $658,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 86,724 | $658,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 10,831 | $657,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 23,418 | $656,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 182,972 | $655,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 90,578 | $655,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,321 | $653,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 159,802 | $652,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 26,432 | $652,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 100,000 | $651,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 100,000 | $651,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 27,852 | $651,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 24,344 | $648,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 32,229 | $648,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,300 | $644,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 34,676 | $644,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 48,615 | $643,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 30,946 | $643,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 94,236 | $641,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8,000 | $640,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 145,961 | $639,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 126,920 | $638,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 46,971 | $638,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 21,890 | $637,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 61,760 | $637,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,319 | $634,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,419 | $632,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 64,143 | $631,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,668 | $630,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 29,471 | $630,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 135,391 | $629,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 368,635 | $626,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 155,047 | $626,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 19,616 | $624,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 74,513 | $623,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 40,000 | $622,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 18,217 | $620,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 45,569 | $619,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 13,468 | $618,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 473,069 | $615,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 55,138 | $614,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $613,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 24,000 | $612,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 39,422 | $611,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 23,499 | $611,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $607,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 89,503 | $604,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 58,540 | $604,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 493,133 | $602,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 37,668 | $602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 11,019 | $600,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 10,336 | $598,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 50,000 | $598,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 321,542 | $598,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 36,195 | $598,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 139,137 | $597,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 534,000 | $596,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 108,099 | $596,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 77,877 | $595,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 25,313 | $594,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 74,328 | $594,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 159,368 | $594,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 17,626 | $593,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 43,620 | $592,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 39,818 | $592,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 19,552 | $592,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 9,687 | $591,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 107,024 | $591,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 40,155 | $591,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 102,402 | $587,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,353 | $587,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 49,991 | $587,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 70,273 | $584,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 15,395 | $584,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $584,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,381 | $582,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 359,407 | $579,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 5,000 | $579,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 13,326 | $578,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,300 | $576,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 23,844 | $576,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 27,241 | $575,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 56,444 | $575,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 53,516 | $573,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,200 | $572,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 49,156 | $569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21,134 | $569,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 31,094 | $568,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 44,595 | $568,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,060 | $568,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 69,907 | $568,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 100,787 | $567,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 40,880 | $565,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 64,899 | $564,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 13,515 | $563,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 144,386 | $563,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 164,765 | $562,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 39,937 | $561,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 32,983 | $560,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,400 | $559,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 14,212 | $558,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 158,925 | $557,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 30,719 | $554,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 193,829 | $553,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 175,000 | $553,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,500 | $551,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 48,827 | $551,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 57,846 | $551,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,000 | $550,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $550,000 | thousands by filing date | principal |
| EXFO INC | 302046107 | SUB VTG SHS | 169,232 | $550,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,350 | $549,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,000 | $548,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,537 | $546,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 79,128 | $546,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 233,065 | $545,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 225,699 | $542,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 12,301 | $542,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 81,171 | $541,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 87,730 | $540,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 23,433 | $538,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,659 | $537,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 335,517 | $537,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 25,700 | $534,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 73,879 | $533,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 44,882 | $532,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 54,040 | $530,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 204,524 | $528,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,466 | $526,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 6,797 | $526,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 152,055 | $525,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 50,000 | $525,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 33,501 | $523,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,600 | $522,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 129,682 | $522,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 307,470 | $520,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 48,398 | $517,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 41,261 | $517,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,655 | $516,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 260,863 | $516,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 24,568 | $514,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 527,919 | $513,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 65,646 | $512,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 54,505 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 9,609 | $509,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 30,686 | $508,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 55,374 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,006 | $506,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 121,563 | $506,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 45,324 | $505,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 77,007 | $503,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 50,000 | $503,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 12,691 | $502,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 51,474 | $502,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 234,876 | $502,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 84,162 | $499,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 53,000 | $498,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 32,845 | $497,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,929 | $497,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 16,746 | $496,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 49,800 | $495,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 230,037 | $492,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 50,220 | $491,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,649,000 | $491,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,711 | $490,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 283,232 | $490,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 95,439 | $490,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 12,623 | $488,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 17,517 | $488,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,550 | $487,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 196,522 | $487,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 20,000 | $486,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12,871 | $484,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000365 | this filing | 2020-11-13 | acceptance time not in the bulk data set |