13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 5,271 holding rows worth $352,353,681,000.
- Accession
- 0000769993-20-000365
- Filer
- CIK 886982
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 10,174 entries on the cover page, a total value of $352,353,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,353,681,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351X101 | COM | 291,152 | $4,425,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30,210 | $4,412,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 295,317 | $4,391,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 110,000 | $4,387,000 | thousands by filing date | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 18,447 | $4,383,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 53,586 | $4,381,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,100,000 | $4,378,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,172,892 | $4,375,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 208,907 | $4,374,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 56,570 | $4,370,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 307,061 | $4,369,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 39,297 | $4,367,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 280,600 | $4,366,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 268,243 | $4,365,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 46,172 | $4,363,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 45,000 | $4,361,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 53,893 | $4,357,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 18,000 | $4,351,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 253,602 | $4,349,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 50,000 | $4,348,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 222,080 | $4,342,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 123,301 | $4,339,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 52,848 | $4,332,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 913,522 | $4,330,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 489,759 | $4,300,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 190,181 | $4,298,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 359,484 | $4,292,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 172,067 | $4,291,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 87,582 | $4,281,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 450,000 | $4,280,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 450,000 | $4,280,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 191,508 | $4,274,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 449,422 | $4,274,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 484,195 | $4,266,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,000 | $4,243,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 779,296 | $4,240,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 172,600 | $4,236,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 107,060 | $4,226,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 210,143 | $4,218,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 209,670 | $4,214,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 700,602 | $4,204,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 625,426 | $4,197,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 55,000 | $4,184,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,465,708 | $4,177,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 675,694 | $4,162,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 100,000 | $4,154,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 32,100 | $4,143,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 156,904 | $4,142,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 734,501 | $4,128,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 78,891 | $4,117,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 244,050 | $4,112,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 416,263 | $4,108,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 369,298 | $4,106,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 380,379 | $4,101,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 55,915 | $4,093,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 152,431 | $4,089,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 41,937 | $4,083,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 233,980 | $4,083,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 69,939 | $4,080,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 239,440 | $4,080,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 41,900 | $4,079,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 714,211 | $4,064,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 891,419 | $4,047,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 372,843 | $4,046,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 349,007 | $4,042,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 409,988 | $4,042,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 726,522 | $4,010,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 344,392 | $4,005,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 951,342 | $4,005,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 965,802 | $3,998,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,952,000 | $3,994,000 | thousands by filing date | principal |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 325,570 | $3,985,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 229,083 | $3,984,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 197,238 | $3,976,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 392,047 | $3,964,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 348,447 | $3,955,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 40,450 | $3,952,000 | thousands by filing date | put |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100,328 | $3,948,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 16,824 | $3,947,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 96,446 | $3,935,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 103,687 | $3,934,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 112,500 | $3,926,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 340,953 | $3,917,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 793,943 | $3,899,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $3,898,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 432,134 | $3,893,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 110,353 | $3,893,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 263,691 | $3,889,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28,039 | $3,888,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 27,862 | $3,872,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 133,301 | $3,866,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 140,701 | $3,861,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 112,500 | $3,859,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 59,000 | $3,850,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 126,930 | $3,845,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 185,495 | $3,843,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 200,179 | $3,838,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 271,613 | $3,838,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 719,775 | $3,822,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 333,776 | $3,819,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 126,347 | $3,816,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 40,000 | $3,813,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 93,279 | $3,810,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 214,278 | $3,810,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 77,231 | $3,807,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 25,000 | $3,801,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 124,865 | $3,795,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 36,400 | $3,794,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,962,851 | $3,788,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 32,102 | $3,763,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,533,000 | $3,760,000 | thousands by filing date | principal |
| VEONEER INC | 92336X109 | COM | 255,055 | $3,750,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 456,872 | $3,750,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 225,957 | $3,749,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 298,312 | $3,749,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 369,000 | $3,749,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 463,148 | $3,747,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 116,512 | $3,744,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 145,816 | $3,741,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 137,924 | $3,740,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 13,980 | $3,739,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 283,797 | $3,734,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,173,710 | $3,733,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 162,485 | $3,724,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 251,970 | $3,720,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 334,806 | $3,715,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,857,000 | $3,674,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 95,000 | $3,671,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 12,500 | $3,653,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 185,589 | $3,646,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,452,146 | $3,645,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 173,753 | $3,642,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 625,024 | $3,638,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 437,553 | $3,636,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 108,504 | $3,634,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 247,296 | $3,633,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,000 | $3,623,000 | thousands by filing date | call |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 157,845 | $3,619,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 47,599 | $3,613,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,900 | $3,602,000 | thousands by filing date | put |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 177,987 | $3,594,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 230,800 | $3,591,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 300,000 | $3,588,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 151,836 | $3,583,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 106,791 | $3,581,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 297,691 | $3,581,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 34,399 | $3,580,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 86,100 | $3,574,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 50,000 | $3,572,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 100,630 | $3,561,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 79,904 | $3,558,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 160,000 | $3,549,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 195,351 | $3,547,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,074,613 | $3,546,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,000 | $3,533,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 193,857 | $3,532,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 432,668 | $3,522,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 120,000 | $3,521,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 237,150 | $3,521,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 70,400 | $3,520,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 86,022 | $3,518,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 25,000 | $3,517,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 159,488 | $3,517,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 230,000 | $3,512,000 | thousands by filing date | call |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 106,965 | $3,510,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 438,573 | $3,508,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 42,100 | $3,501,000 | thousands by filing date | put |
| LIVONGO HEALTH INC | 539183103 | COM | 25,000 | $3,501,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 308,986 | $3,498,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 171,313 | $3,495,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 354,842 | $3,492,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 298,583 | $3,484,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 152,275 | $3,483,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,512,000 | $3,478,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 245,536 | $3,477,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 220,899 | $3,469,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 96,977 | $3,465,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 332,430 | $3,454,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 49,932 | $3,450,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 678,499 | $3,447,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 286,000 | $3,446,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 42,900 | $3,441,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 35,200 | $3,439,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 43,986 | $3,430,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 60,400 | $3,422,000 | thousands by filing date | call |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 106,862 | $3,422,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 161,157 | $3,420,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 209,689 | $3,420,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 123,600 | $3,419,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 198,427 | $3,415,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,572,755 | $3,413,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 657,622 | $3,400,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 49,112 | $3,397,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 87,600 | $3,385,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 7,800 | $3,385,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 107,700 | $3,382,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 108,500 | $3,379,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 383,462 | $3,378,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 934,216 | $3,363,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 250,000 | $3,352,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 162,428 | $3,351,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 208,000 | $3,349,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 27,818 | $3,347,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 353,835 | $3,347,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 309,476 | $3,346,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 274,805 | $3,345,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 82,046 | $3,345,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 35,960 | $3,341,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 217,629 | $3,340,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 112,973 | $3,333,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 210,374 | $3,329,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 193,896 | $3,327,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 179,933 | $3,322,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123,920 | $3,320,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 112,909 | $3,319,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 227,921 | $3,314,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,000 | $3,310,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 76,400 | $3,310,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,091,760 | $3,305,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 78,493 | $3,287,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 58,264 | $3,287,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 320,501 | $3,282,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 758,047 | $3,275,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 167,244 | $3,275,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 236,167 | $3,270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 75,349 | $3,269,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 22,171 | $3,261,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 186,799 | $3,257,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 38,000 | $3,255,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 308,391 | $3,253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 65,593 | $3,251,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 273,342 | $3,247,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 43,795 | $3,239,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 75,000 | $3,224,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 50,001 | $3,224,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 761,986 | $3,216,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 286,071 | $3,207,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 116,448 | $3,204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50,133 | $3,202,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 300,000 | $3,198,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 104,500 | $3,195,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 110,000 | $3,193,000 | thousands by filing date | put |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 190,100 | $3,190,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 12,500 | $3,186,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 71,182 | $3,182,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 319,153 | $3,179,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 156,288 | $3,179,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 48,960 | $3,176,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 447,727 | $3,174,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,000,000 | $3,161,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,823,526 | $3,154,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 408,111 | $3,150,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 431,715 | $3,135,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 200,000 | $3,126,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 602,007 | $3,118,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 211,279 | $3,112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 70,141 | $3,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 41,171 | $3,105,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 300,000 | $3,105,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,500 | $3,089,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20,000 | $3,086,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20,000 | $3,086,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 474,011 | $3,086,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 159,586 | $3,079,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 75,000 | $3,077,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 49,354 | $3,075,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 3,325,000 | $3,068,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,352,198 | $3,056,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 56,425 | $3,056,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 4,000,000 | $3,045,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 37,000 | $3,044,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 200,000 | $3,042,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 200,000 | $3,042,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,000,000 | $3,034,000 | thousands by filing date | principal |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 97,096 | $3,030,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,129,107 | $3,027,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 269,985 | $3,024,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 106,085 | $3,023,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 54,195 | $3,013,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 192,600 | $3,012,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 96,908 | $3,003,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 858,955 | $2,998,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 53,774 | $2,997,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,900 | $2,993,000 | thousands by filing date | call |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 300,000 | $2,988,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,300 | $2,987,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 214,785 | $2,987,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 226,137 | $2,985,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 91,167 | $2,984,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 138,195 | $2,974,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,188,515 | $2,971,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 742,050 | $2,968,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 726,445 | $2,964,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 113,088 | $2,962,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 32,124 | $2,957,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 45,645 | $2,955,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 2,012,000 | $2,950,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 159,257 | $2,942,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 47,098 | $2,939,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 171,769 | $2,936,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 72,700 | $2,929,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 93,910 | $2,924,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 406,118 | $2,920,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 31,227 | $2,919,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 12,500 | $2,908,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 132,505 | $2,902,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 12,500 | $2,894,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 137,702 | $2,891,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 414,800 | $2,887,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 112,905 | $2,885,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 100,000 | $2,882,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 845,834 | $2,875,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 238,326 | $2,874,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 17,527 | $2,863,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 348,796 | $2,860,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 69,921 | $2,856,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 11,407 | $2,852,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,375,000 | $2,851,000 | thousands by filing date | principal |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 101,118 | $2,846,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 71,581 | $2,845,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 87,683 | $2,843,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 174,915 | $2,843,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 140,000 | $2,842,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 825,000 | $2,830,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 125,997 | $2,824,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 57,300 | $2,823,000 | thousands by filing date | call |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 91,968 | $2,816,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 68,800 | $2,816,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 189,600 | $2,812,000 | thousands by filing date | put |
| PROASSURANCE CORP | 74267C106 | COM | 179,572 | $2,809,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 193,934 | $2,806,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 120,225 | $2,802,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 106,193 | $2,798,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 84,984 | $2,787,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 130,047 | $2,778,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 269,336 | $2,777,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,130 | $2,775,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 94,897 | $2,764,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 302,386 | $2,764,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,009 | $2,760,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 44,001 | $2,753,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 104,600 | $2,753,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 75,000 | $2,752,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 105,495 | $2,750,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,081,643 | $2,748,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 968 | $2,746,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 50,000 | $2,740,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 87,099 | $2,740,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 108,800 | $2,738,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 648,200 | $2,729,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 141,755 | $2,726,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 521,715 | $2,724,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 239,079 | $2,711,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,653,064 | $2,711,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 124,960 | $2,708,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 82,864 | $2,707,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 95,134 | $2,697,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 22,600 | $2,683,000 | thousands by filing date | put |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 56,906 | $2,676,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 26,172 | $2,670,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 78,225 | $2,669,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 137,987 | $2,662,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 489,213 | $2,656,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 259,800 | $2,650,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 151,263 | $2,650,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 179,775 | $2,648,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 25,000 | $2,639,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 125,500 | $2,629,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 182,831 | $2,628,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 241,300 | $2,628,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 137,487 | $2,621,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 92,608 | $2,621,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 27,021 | $2,612,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 2,806,000 | $2,611,000 | thousands by filing date | principal |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 59,304 | $2,610,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 429,993 | $2,610,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 30,000 | $2,609,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 108,108 | $2,609,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 250,937 | $2,598,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 960,031 | $2,592,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 70,900 | $2,589,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 58,005 | $2,587,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 333,616 | $2,586,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 248,250 | $2,584,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 18,185 | $2,579,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 43,400 | $2,578,000 | thousands by filing date | put |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 43,400 | $2,578,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 244,542 | $2,578,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 100,000 | $2,575,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 62,500 | $2,566,000 | thousands by filing date | put |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 150,000 | $2,564,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 41,500 | $2,560,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 371,726 | $2,554,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 717,289 | $2,553,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 35,443 | $2,552,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 195,443 | $2,551,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 87,706 | $2,547,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 227,792 | $2,535,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 43,514 | $2,532,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 558,876 | $2,532,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 54,700 | $2,531,000 | thousands by filing date | put |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 82,428 | $2,529,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 22,100 | $2,529,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 32,184 | $2,528,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,117,907 | $2,526,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 144,600 | $2,525,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 177,561 | $2,524,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 36,824 | $2,523,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 100,000 | $2,515,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 25,000 | $2,508,000 | thousands by filing date | put |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 83,200 | $2,507,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 43,476 | $2,504,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 242,721 | $2,502,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200,000 | $2,502,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 61,100 | $2,501,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 197,324 | $2,500,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,121,102 | $2,500,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 9,300 | $2,498,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 45,817 | $2,495,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 100,689 | $2,493,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 50,000 | $2,492,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 138,052 | $2,489,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 50,354 | $2,478,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 220,000 | $2,471,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 38,000 | $2,470,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 32,000 | $2,469,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 408,580 | $2,464,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 71,199 | $2,455,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 18,000 | $2,451,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 47,502 | $2,449,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 193,201 | $2,447,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 173,514 | $2,438,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 41,107 | $2,434,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 396,157 | $2,425,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 38,073 | $2,424,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 78,455 | $2,424,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 50,000 | $2,418,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 200,500 | $2,416,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 50,000 | $2,416,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 192,737 | $2,411,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 224,835 | $2,399,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 45,838 | $2,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 56,089 | $2,387,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 240,000 | $2,383,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 254,266 | $2,383,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 57,180 | $2,382,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 194,000 | $2,373,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 65,300 | $2,366,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 563,084 | $2,359,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 56,078 | $2,354,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 14,300 | $2,352,000 | thousands by filing date | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 100,000 | $2,350,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 144,826 | $2,349,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 233,162 | $2,336,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 27,796 | $2,335,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 2,353,000 | $2,335,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 309,310 | $2,326,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 107,300 | $2,323,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 200,000 | $2,320,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,100 | $2,311,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 24,600 | $2,305,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 166,451 | $2,304,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 224,349 | $2,301,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 125,349 | $2,294,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 156,987 | $2,293,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 45,227 | $2,288,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 2,368,000 | $2,287,000 | thousands by filing date | principal |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 57,885 | $2,285,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 55,561 | $2,282,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 441,710 | $2,280,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 74,430 | $2,276,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 77,295 | $2,275,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 560,144 | $2,275,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 59,607 | $2,265,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 113,979 | $2,261,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 110,000 | $2,253,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 354,340 | $2,253,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 769,397 | $2,247,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 36,891 | $2,246,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $2,245,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,900 | $2,241,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 932,736 | $2,238,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,400 | $2,235,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 92,399 | $2,232,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 36,864 | $2,225,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 167,692 | $2,219,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 82,005 | $2,218,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 207,504 | $2,214,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 65,812 | $2,212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 76,382 | $2,209,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 113,814 | $2,203,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 221,188 | $2,201,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 48,884 | $2,201,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 22,102 | $2,200,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 336,328 | $2,200,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 83,744 | $2,200,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,210,000 | $2,198,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 233,126 | $2,196,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 59,600 | $2,195,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 236,879 | $2,194,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000365 | this filing | 2020-11-13 | acceptance time not in the bulk data set |