13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 5,271 holding rows worth $352,353,681,000.
- Accession
- 0000769993-20-000365
- Filer
- CIK 886982
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 10,174 entries on the cover page, a total value of $352,353,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,353,681,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 302,754 | $8,141,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 119,300 | $8,134,000 | thousands by filing date | call |
| CINER RES LP | 172464109 | COM UNIT LTD | 650,000 | $8,132,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 42,451 | $8,112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50,000 | $8,104,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 401,732 | $8,095,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 42,700 | $8,092,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 581,148 | $8,089,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 82,429 | $8,079,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 168,304 | $8,079,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 144,134 | $8,047,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 191,500 | $8,047,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 100,000 | $8,030,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 370,444 | $7,979,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 119,584 | $7,975,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,307,874 | $7,965,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 134,518 | $7,964,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 1,145,727 | $7,957,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 217,818 | $7,955,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 104,309 | $7,917,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 288,425 | $7,903,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 7,006,000 | $7,898,000 | thousands by filing date | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 391,811 | $7,887,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,971,568 | $7,887,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,303,000 | $7,885,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 571,336 | $7,867,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 178,145 | $7,846,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 312,294 | $7,842,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 615,559 | $7,833,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 88,400 | $7,829,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 106,148 | $7,799,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 213,017 | $7,797,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 454,668 | $7,793,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 301,547 | $7,792,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 155,290 | $7,784,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 191,735 | $7,779,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 310,788 | $7,751,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 69,600 | $7,746,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 121,600 | $7,739,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100,700 | $7,729,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,253,542 | $7,722,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 229,817 | $7,717,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,801,873 | $7,712,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 102,800 | $7,709,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 324,837 | $7,705,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 128,392 | $7,704,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5,740 | $7,703,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 675,017 | $7,702,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 797,090 | $7,700,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 197,874 | $7,699,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 951,846 | $7,690,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 35,700 | $7,687,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 245,036 | $7,670,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 311,289 | $7,664,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 135,000 | $7,648,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 635,786 | $7,633,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 656,311 | $7,626,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 186,612 | $7,610,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,406,822 | $7,597,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 560,520 | $7,590,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 7,500,000 | $7,580,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 361,850 | $7,577,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 237,188 | $7,575,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 143,403 | $7,574,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,224,495 | $7,563,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 795,974 | $7,546,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 302,357 | $7,526,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000,000 | $7,520,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,531,488 | $7,518,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 303,998 | $7,512,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,800 | $7,509,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 370,182 | $7,500,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 67,592 | $7,462,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 491,100 | $7,455,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 616,028 | $7,454,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 142,600 | $7,429,000 | thousands by filing date | call |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 177,559 | $7,428,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 129,200 | $7,423,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 112,398 | $7,415,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 175,903 | $7,400,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 345,596 | $7,399,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,674,419 | $7,384,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 17,900 | $7,379,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 343,073 | $7,366,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 316,938 | $7,366,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 257,517 | $7,362,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 289,913 | $7,341,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 35,200 | $7,335,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 761,948 | $7,322,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 4,675,000 | $7,308,000 | thousands by filing date | principal |
| AUTOZONE INC COM | 053332102 | Stock | 6,200 | $7,301,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 120,121 | $7,296,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,100 | $7,288,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 226,416 | $7,283,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 478,900 | $7,270,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 289,900 | $7,268,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 39,200 | $7,264,000 | thousands by filing date | put |
| JOINT CORP | 47973J102 | COM | 417,323 | $7,257,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 830,901 | $7,237,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 124,142 | $7,221,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 69,598 | $7,220,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 78,858 | $7,217,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 467,917 | $7,213,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 179,916 | $7,206,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 523,323 | $7,206,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 196,321 | $7,201,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 720,127 | $7,201,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 218,257 | $7,166,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 471,519 | $7,158,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 283,717 | $7,147,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 222,023 | $7,132,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 91,925 | $7,108,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 34,100 | $7,105,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,987,361 | $7,095,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 89,027 | $7,093,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 166,866 | $7,088,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 32,900 | $7,081,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 392,414 | $7,079,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 713,937 | $7,075,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 94,308 | $7,068,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 90,000 | $7,066,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 228,886 | $7,059,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21,400 | $7,049,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 44,000 | $7,048,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 87,482 | $7,048,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 447,038 | $7,041,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,252,000 | $7,038,000 | thousands by filing date | principal |
| WW INTL INC | 98262P101 | COM | 372,752 | $7,034,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47,500 | $7,031,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 443,178 | $7,020,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 462,156 | $7,016,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 269,241 | $7,003,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 807,794 | $6,979,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 157,888 | $6,976,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 120,000 | $6,974,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,789,126 | $6,960,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100,000 | $6,943,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,064,070 | $6,917,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 177,385 | $6,916,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 359,400 | $6,911,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 120,000 | $6,901,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 406,923 | $6,901,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 44,672 | $6,894,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 351,039 | $6,881,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 199,672 | $6,875,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 292,507 | $6,874,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 366,616 | $6,874,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100,061 | $6,872,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 46,609 | $6,870,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 174,092 | $6,847,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 146,500 | $6,839,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 213,784 | $6,831,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 38,077 | $6,808,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 778,426 | $6,804,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 304,182 | $6,801,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 22,000 | $6,800,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 417,519 | $6,797,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 126,565 | $6,770,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 85,000 | $6,767,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 714,567 | $6,767,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 119,400 | $6,764,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,458,290 | $6,760,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,200,000 | $6,744,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 200,000 | $6,742,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50,000 | $6,736,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 250,000 | $6,715,000 | thousands by filing date | call |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 271,141 | $6,692,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 31,900 | $6,687,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 119,841 | $6,679,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,393,204 | $6,673,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 159,345 | $6,670,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 448,794 | $6,669,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 210,815 | $6,666,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200,000 | $6,652,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200,000 | $6,652,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 631,351 | $6,636,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,759,000 | $6,628,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 2,453,424 | $6,625,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 123,525 | $6,620,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,360,000 | $6,608,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 40,124 | $6,599,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 119,430 | $6,598,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 13,700 | $6,598,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 52,900 | $6,596,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 112,900 | $6,585,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 102,700 | $6,583,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 316,312 | $6,582,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,900 | $6,579,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 299,990 | $6,573,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 960,865 | $6,572,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 377,350 | $6,566,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 550,332 | $6,566,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 133,000 | $6,553,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 45,000 | $6,552,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 118,160 | $6,546,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 17,700 | $6,536,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 100,000 | $6,534,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 500,925 | $6,527,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 300,000 | $6,525,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 243,616 | $6,515,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 383,584 | $6,513,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 74,840 | $6,510,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,261,088 | $6,507,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 179,486 | $6,502,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 318,330 | $6,491,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 83,289 | $6,464,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 633,381 | $6,460,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 362,372 | $6,457,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 76,927 | $6,434,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 71,313 | $6,410,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 552,002 | $6,403,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 305,634 | $6,397,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 580,857 | $6,390,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 322,271 | $6,349,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 5,475,000 | $6,334,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,426,686 | $6,320,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 250,800 | $6,313,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 336,720 | $6,297,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,089,882 | $6,288,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 173,500 | $6,286,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 153,515 | $6,286,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 65,300 | $6,279,000 | thousands by filing date | put |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 244,374 | $6,271,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 496,761 | $6,270,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 430,612 | $6,261,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 882,317 | $6,246,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 222,262 | $6,241,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 207,929 | $6,234,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 86,600 | $6,219,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 29,900 | $6,187,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 108,551 | $6,185,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 79,982 | $6,171,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,700 | $6,170,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 130,065 | $6,165,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,104,823 | $6,165,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 162,454 | $6,131,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 148,890 | $6,114,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 580,963 | $6,106,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 452,900 | $6,092,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 311,636 | $6,090,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 174,563 | $6,086,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 110,446 | $6,085,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 802,296 | $6,085,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 182,097 | $6,082,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 84,043 | $6,047,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 95,229 | $6,030,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 250,016 | $6,025,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 58,300 | $6,008,000 | thousands by filing date | put |
| PRIMO WATER CORPORATION | 74167P108 | COM | 423,064 | $6,008,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 5,075,000 | $6,006,000 | thousands by filing date | principal |
| UMB FINL CORP | 902788108 | COM | 122,337 | $5,995,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 185,997 | $5,980,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 752,650 | $5,976,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 224,233 | $5,971,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 167,751 | $5,955,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21,700 | $5,951,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 215,800 | $5,945,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 27,600 | $5,943,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 195,232 | $5,937,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 776,488 | $5,932,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,358,817 | $5,928,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 210,096 | $5,922,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 365,340 | $5,919,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 50,000 | $5,918,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 83,600 | $5,915,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 533,637 | $5,908,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 453,574 | $5,906,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 43,394 | $5,898,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 77,500 | $5,896,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 45,300 | $5,875,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 30,000 | $5,871,000 | thousands by filing date | call |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,182,373 | $5,870,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 37,517 | $5,869,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 822,987 | $5,851,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 32,465 | $5,848,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 80,045 | $5,843,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 621,900 | $5,840,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 500,000 | $5,840,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 613,000 | $5,836,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 649,854 | $5,830,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 160,000 | $5,828,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 144,552 | $5,819,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 44,600 | $5,816,000 | thousands by filing date | call |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 492,635 | $5,808,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 86,327 | $5,802,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 83,885 | $5,796,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 158,256 | $5,790,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 276,355 | $5,779,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 369,963 | $5,775,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 448,569 | $5,759,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 988,756 | $5,744,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200,000 | $5,742,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 23,848 | $5,739,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 102,380 | $5,709,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 564,200 | $5,693,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 419,413 | $5,692,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100,000 | $5,691,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 134,403 | $5,689,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 81,900 | $5,685,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 104,086 | $5,679,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 122,295 | $5,672,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 25,277 | $5,634,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 150,000 | $5,625,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 250,652 | $5,617,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 68,959 | $5,617,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 148,966 | $5,616,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 109,817 | $5,606,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 36,500 | $5,603,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 45,612 | $5,584,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 296,834 | $5,584,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 556,771 | $5,579,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 241,900 | $5,556,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 374,542 | $5,547,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 517,283 | $5,535,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 127,611 | $5,533,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 303,010 | $5,530,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 121,278 | $5,528,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 280,966 | $5,527,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 287,540 | $5,521,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 26,754 | $5,520,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 3,825,000 | $5,520,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 495,681 | $5,482,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 80,250 | $5,458,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 95,687 | $5,453,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $5,442,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $5,442,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 168,944 | $5,426,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 52,000 | $5,420,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 121,920 | $5,417,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 56,264 | $5,405,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 44,000 | $5,388,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 510,725 | $5,381,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 2,425,000 | $5,370,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 40,000 | $5,368,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 454,404 | $5,367,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 575,070 | $5,365,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,021,882 | $5,364,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 526,687 | $5,362,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 99,400 | $5,356,000 | thousands by filing date | call |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 120,000 | $5,354,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 217,538 | $5,339,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 43,700 | $5,315,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 137,672 | $5,313,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8,500 | $5,307,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 399,988 | $5,296,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 176,800 | $5,295,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 100,000 | $5,295,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 341,538 | $5,290,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 107,956 | $5,280,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 101,393 | $5,276,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 216,050 | $5,271,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,387,090 | $5,270,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 179,376 | $5,256,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,400 | $5,251,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 204,737 | $5,250,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 61,818 | $5,247,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 405,908 | $5,244,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 152,200 | $5,227,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,080,000 | $5,208,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 665,596 | $5,205,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 560,721 | $5,195,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 316,803 | $5,195,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,355,831 | $5,192,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 200,000 | $5,182,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 100,000 | $5,178,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 463,814 | $5,162,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 80,990 | $5,161,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 300,870 | $5,153,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 519,255 | $5,153,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 247,195 | $5,151,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,200 | $5,150,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 514,753 | $5,143,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 264,406 | $5,143,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 199,500 | $5,139,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 191,200 | $5,136,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 57,400 | $5,125,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 727,582 | $5,122,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 514,311 | $5,112,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 337,903 | $5,103,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 676,989 | $5,091,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 210,370 | $5,091,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 160,518 | $5,090,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 389,597 | $5,088,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 337,734 | $5,083,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,532,000 | $5,078,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 237,542 | $5,076,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,441,028 | $5,073,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 58,393 | $5,073,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 67,169 | $5,071,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 6,000,000 | $5,070,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 494,833 | $5,067,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 722,533 | $5,065,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 900,000 | $5,058,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 200,000 | $5,056,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,469,940 | $5,050,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 191,609 | $5,047,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 308,119 | $5,037,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 608,706 | $5,022,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 115,562 | $5,021,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 375,352 | $5,015,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 500,000 | $5,010,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 58,900 | $5,008,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,986,272 | $5,005,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 387,859 | $5,000,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 148,095 | $4,995,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 66,284 | $4,982,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 78,400 | $4,974,000 | thousands by filing date | call |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 72,913 | $4,968,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,938,571 | $4,963,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 50,000 | $4,959,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 113,291 | $4,955,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 61,860 | $4,948,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 28,400 | $4,947,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,960 | $4,947,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 4,807,000 | $4,945,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 16,600 | $4,944,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 973,426 | $4,936,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 601,387 | $4,931,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 33,100 | $4,930,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 91,400 | $4,925,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 233,994 | $4,909,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 121,153 | $4,889,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 70,907 | $4,885,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 129,997 | $4,871,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 377,485 | $4,869,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 408,000 | $4,863,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 226,506 | $4,861,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 84,688 | $4,860,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 121,816 | $4,860,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 281,044 | $4,854,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,524,768 | $4,849,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 51,579 | $4,837,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 607,819 | $4,832,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 82,500 | $4,818,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 506,000 | $4,817,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 76,783 | $4,817,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 62,500 | $4,797,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 121,558 | $4,786,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 88,700 | $4,779,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 161,235 | $4,777,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 59,966 | $4,776,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 147,738 | $4,773,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 139,997 | $4,764,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 24,500 | $4,762,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 124,600 | $4,761,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 98,778 | $4,761,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 120,589 | $4,745,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 497,976 | $4,735,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 595,442 | $4,734,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 478,265 | $4,711,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 117,498 | $4,711,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 262,602 | $4,708,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 26,094 | $4,705,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 14,733 | $4,697,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 369,321 | $4,690,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 90,000 | $4,689,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 300,000 | $4,683,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 310,050 | $4,682,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 586,443 | $4,680,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 315,165 | $4,660,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 160,806 | $4,652,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 79,700 | $4,649,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 292,204 | $4,646,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 220,420 | $4,642,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 148,900 | $4,637,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 164,725 | $4,636,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 49,483 | $4,634,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 370,100 | $4,630,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 269,606 | $4,621,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 811,451 | $4,617,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 185,547 | $4,613,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 9,800 | $4,607,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 293,900 | $4,597,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 60,500 | $4,596,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 370,605 | $4,594,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 853,129 | $4,590,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 176,400 | $4,586,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 299,629 | $4,572,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 120,000 | $4,552,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 558,961 | $4,550,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 789,688 | $4,549,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 324,442 | $4,536,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 106,359 | $4,530,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 201,866 | $4,522,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 279,447 | $4,508,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 325,388 | $4,507,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 41,692 | $4,504,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 255,465 | $4,499,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,021 | $4,495,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 538,192 | $4,493,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 359,096 | $4,492,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 178,308 | $4,486,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 50,000 | $4,481,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 152,111 | $4,445,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 46,556 | $4,441,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 170,000 | $4,439,000 | thousands by filing date | call |
| IGM BIOSCIENCES INC | 449585108 | COM | 60,054 | $4,432,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 297,578 | $4,425,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 149,834 | $4,425,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 184,766 | $4,425,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000365 | this filing | 2020-11-13 | acceptance time not in the bulk data set |