13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 5,271 holding rows worth $352,353,681,000.
- Accession
- 0000769993-20-000365
- Filer
- CIK 886982
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 10,174 entries on the cover page, a total value of $352,353,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,353,681,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 17,610 | $484,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 16,922 | $481,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 30,010 | $479,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,600 | $478,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 47,165 | $477,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $477,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 72,286 | $476,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 323,373 | $472,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,251 | $469,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 64,797 | $469,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 132,206 | $468,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,300 | $466,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 13,500 | $465,000 | thousands by filing date | put |
| ACUTUS MED INC | 005111109 | COM | 15,594 | $465,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 78,246 | $464,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 48,828 | $463,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 48,552 | $462,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,601 | $462,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 23,934 | $461,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 24,580 | $460,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 35,754 | $459,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 107,674 | $459,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 29,208 | $458,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 19,262 | $457,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 29,034 | $457,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 225,191 | $457,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 26,209 | $457,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 46,100 | $456,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,315 | $455,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 246,033 | $455,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 109,517 | $454,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 15,563 | $453,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 24,889 | $453,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 21,467 | $453,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 259,966 | $452,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 23,811 | $452,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 28,196 | $451,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 62,967 | $451,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,433 | $449,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 362,035 | $449,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 39,847 | $447,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 141,731 | $446,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 246,023 | $445,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,151 | $444,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 28,042 | $444,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 24,691 | $444,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 406,000 | $443,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 15,600 | $442,000 | thousands by filing date | call |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 22,919 | $442,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 5,650 | $440,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 35,654 | $440,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 47,257 | $440,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,000 | $437,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 20,000 | $435,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,605 | $435,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 785,436 | $435,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,201 | $433,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 78,886 | $432,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,000 | $431,000 | thousands by filing date | put |
| BEYONDSPRING INC | G10830100 | SHS | 32,414 | $431,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,165 | $430,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 17,137 | $429,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 99,303 | $428,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 106,575 | $426,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 25,987 | $425,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 228,571 | $425,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 91,731 | $424,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 8,881 | $423,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 25,209 | $423,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,746 | $422,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 21,800 | $421,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 31,397 | $421,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 21,477 | $418,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 13,127 | $418,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 150,538 | $417,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 240,799 | $416,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 103,558 | $415,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,654 | $415,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 29,061 | $415,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $415,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $414,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 39,552 | $414,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 17,338 | $413,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 68,145 | $413,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $412,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 12,072 | $412,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,236 | $411,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 10,000 | $411,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 21,865 | $410,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 34,957 | $410,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,600 | $409,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 31,723 | $408,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 10,154 | $407,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 12,779 | $404,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 8,279 | $403,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 621,768 | $402,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 36,627 | $402,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 21,669 | $402,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 53,548 | $400,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 57,700 | $400,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,224 | $398,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28,947 | $398,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 28,381 | $397,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 24,959 | $396,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 20,916 | $395,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $392,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 37,811 | $391,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 80,327 | $390,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 20,433 | $390,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 48,674 | $389,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 39,379 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 11,835 | $387,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 174,933 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,918 | $386,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,300 | $383,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 11,358 | $383,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 7,212 | $383,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,900 | $380,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,275 | $380,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 340,957 | $378,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 61,955 | $375,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 22,389 | $375,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,200 | $374,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 116,332 | $374,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,016 | $373,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 40,941 | $373,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 10,867 | $371,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 16,186 | $370,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,577 | $369,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 27,044 | $369,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 162,337 | $369,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 18,022 | $368,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 51,160 | $368,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 32,875 | $366,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 15,000 | $366,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 25,947 | $364,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 24,500 | $363,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,945 | $363,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 9,116 | $360,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 30,523 | $360,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 74,494 | $360,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 13,680 | $360,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,500 | $359,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 66,864 | $359,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $359,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 102,566 | $358,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 11,204 | $356,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 590,747 | $356,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 33,530 | $355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,620 | $354,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 102,407 | $352,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 57,311 | $352,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,929 | $351,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 110,692 | $351,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 14,333 | $350,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 31,365 | $350,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 31,547 | $350,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 19,719 | $349,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,566 | $349,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 51,418 | $348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 5,981 | $347,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 38,023 | $346,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 86,183 | $345,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 44,642 | $345,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 45,436 | $344,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,237 | $343,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 21,275 | $342,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 31,640 | $341,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 20,579 | $339,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 13,544 | $339,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 75,492 | $338,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,970 | $338,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,710 | $336,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 30,307 | $336,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 28,690 | $336,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,620 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 12,501 | $335,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 19,062 | $335,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 110,919 | $334,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 57,426 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 21,958 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,720 | $331,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 157,066 | $330,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 93,977 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,611 | $328,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 27,141 | $328,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 19,400 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,000 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $326,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,714 | $325,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 214,285 | $325,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 28,639 | $325,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 59,131 | $324,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 46,449 | $324,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 79,234 | $324,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 93,923 | $324,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,189 | $323,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 38,183 | $323,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 241,106 | $323,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 6,921 | $322,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 36,272 | $322,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 21,116 | $321,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 27,574 | $321,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 382,880 | $321,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 187,415 | $320,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 10,864 | $318,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,034,887 | $318,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,215 | $317,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 11,924 | $316,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,772 | $315,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 17,997 | $315,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 29,576 | $314,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 12,268 | $314,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 29,771 | $314,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 15,001 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 21,144 | $313,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 37,422 | $312,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 201,528 | $312,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 17,345 | $311,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $310,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 38,087 | $310,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 805,321 | $310,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 27,993 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,464 | $309,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 20,886 | $309,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 34,800 | $309,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 18,241 | $308,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 10,000 | $308,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 16,671 | $307,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 37,162 | $307,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 78,561 | $307,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 44,406 | $305,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 46,622 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 50,063 | $304,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,574 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,543 | $303,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 10,000 | $302,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 147,841 | $302,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 11,403 | $301,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,076 | $301,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 376,380 | $300,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 22,592 | $299,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,800 | $299,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 16,784 | $297,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 17,596 | $297,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 51,513 | $296,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,000 | $294,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 25,776 | $294,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 16,800 | $294,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 12,177 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,700 | $291,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,100 | $290,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 27,263 | $290,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,000 | $288,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 36,428 | $287,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $287,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 25,190 | $286,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 26,312 | $286,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 48,980 | $286,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 185,097 | $285,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 28,193 | $285,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 96,313 | $283,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 38,681 | $282,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 73,566 | $282,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 192,063 | $282,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,900 | $281,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,621 | $281,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,000 | $280,000 | thousands by filing date | call |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 38,748 | $280,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,198 | $280,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 143,781 | $280,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 207,327 | $280,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 7,381 | $279,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 34,241 | $279,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 100,000 | $279,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 48,963 | $276,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 54,294 | $276,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,291 | $275,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 16,260 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,250 | $274,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 51,780 | $273,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,069 | $272,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 30,487 | $272,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 310,000 | $272,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 2,100 | $271,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 176,631 | $271,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 49,860 | $270,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 46,933 | $269,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 32,487 | $269,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 87,526 | $269,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 56,468 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,000 | $268,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $268,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 8,717 | $267,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 213,514 | $267,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 50,613 | $266,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 29,314 | $266,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 35,494 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,696 | $262,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 21,090 | $262,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 100,000 | $262,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,869 | $261,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7,350 | $261,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 37,319 | $261,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 70,243 | $261,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 215,028 | $260,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 12,448 | $258,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,333 | $257,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 23,252 | $256,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 18,176 | $256,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 107,196 | $255,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 31,191 | $255,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,446 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,190 | $253,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 12,140 | $253,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 32,808 | $253,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,564 | $252,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,770 | $252,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 8,463 | $252,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 40,833 | $251,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 21,393 | $251,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 39,688 | $251,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 16,524 | $251,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 46,605 | $250,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 27,754 | $249,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,799 | $248,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 88,438 | $248,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $247,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y201 | COM | 29,174 | $246,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 81,251 | $246,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,481 | $245,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 39,378 | $244,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 25,364 | $244,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,753 | $243,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,025 | $243,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 53,059 | $242,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 30,748 | $242,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,600 | $241,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,600 | $241,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 60,846 | $241,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 7,998 | $241,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 9,149 | $241,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 173,427 | $241,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 58,334 | $240,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 231,358 | $239,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 234,372 | $239,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,400 | $238,000 | thousands by filing date | put |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 7,872 | $238,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 79,557 | $238,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 224,085 | $236,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 39,424 | $235,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 17,794 | $234,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 57,844 | $234,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 18,184 | $233,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 7,521 | $232,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 16,177 | $231,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 66,031 | $231,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 20,336 | $231,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,052 | $231,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 41,953 | $231,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 50,000 | $231,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 50,000 | $231,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 35,176 | $230,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,500 | $229,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 100,357 | $228,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,123 | $225,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 18,255 | $225,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,850 | $224,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 6,432 | $224,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 28,238 | $223,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 29,234 | $223,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 54,198 | $223,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 89,523 | $222,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 30,770 | $221,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 18,287 | $219,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 29,561 | $219,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 60,483 | $219,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 700 | $218,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,000 | $218,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 129,454 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 10,000 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,064 | $216,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 73,327 | $216,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,000 | $215,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,039 | $214,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,000 | $212,000 | thousands by filing date | call |
| PANDION THERAPEUTICS INC | 698340106 | COM | 18,493 | $212,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 5,495 | $212,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 48,333 | $212,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 23,417 | $211,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 80,068 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,561 | $210,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 93,658 | $210,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 21,281 | $209,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,000 | $208,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 5,643 | $208,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 742,192 | $208,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 148,417 | $208,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,224 | $207,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 80,005 | $206,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 15,715 | $206,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,975 | $205,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,692 | $205,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,462 | $203,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 141,495 | $203,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,887 | $203,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 41,375 | $203,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 58,577 | $203,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 41,577 | $202,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,331 | $202,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,200 | $201,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,500 | $201,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 40,700 | $199,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 16,528 | $199,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 22,136 | $199,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 22,656 | $199,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 31,487 | $199,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 110,853 | $199,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 97,284 | $198,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 74,942 | $198,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 18,937 | $196,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,177 | $194,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 94,413 | $194,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 75,000 | $193,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 58,260 | $193,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 39,321 | $192,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 38,380 | $192,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,100 | $192,000 | thousands by filing date | call |
| PASSAGE BIO INC | 702712100 | COM | 14,680 | $192,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 19,200 | $192,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 40,939 | $191,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 90,675 | $191,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 21,106 | $191,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,587 | $191,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 150,000 | $190,000 | thousands by filing date | principal |
| ATENTO S A | L0427L204 | CMN | 20,599 | $190,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 30,662 | $190,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 23,616 | $189,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 13,349 | $188,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 10,749 | $186,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 58,044 | $186,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 27,817 | $185,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 29,789 | $185,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 62,274 | $184,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 73,100 | $183,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 86,225 | $183,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 14,223 | $182,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 18,144 | $182,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,523 | $181,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,014 | $181,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 29,627 | $181,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 283,543 | $181,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 26,180 | $181,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 68,124 | $181,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 41,600 | $180,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 15,815 | $180,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 80,000 | $180,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 113,133 | $179,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $179,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,543 | $178,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 31,418 | $177,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,455 | $177,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 41,600 | $176,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 218,400 | $176,000 | thousands by filing date | put |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 12,799 | $176,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 30,532 | $175,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 14,807 | $175,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 20,652 | $172,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 23,704 | $172,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 27,450 | $170,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 18,662 | $169,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 317,689 | $167,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 149,454 | $167,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 64,741 | $166,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 146,870 | $166,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 15,185 | $165,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 102,846 | $165,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,509 | $165,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 14,643 | $165,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 12,274 | $164,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 35,217 | $164,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 14,463 | $161,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 13,033 | $160,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 53,683 | $160,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 314,946 | $160,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 15,600 | $160,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 90,000 | $160,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 14,822 | $160,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 11,749 | $159,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 15,700 | $158,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 64,691 | $157,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 59,000 | $156,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 48,662 | $156,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 17,638 | $155,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 108,907 | $155,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,429 | $154,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,646 | $153,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 27,698 | $153,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,296 | $152,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 177,050 | $151,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000365 | this filing | 2020-11-13 | acceptance time not in the bulk data set |