13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 5,271 holding rows worth $352,353,681,000.
- Accession
- 0000769993-20-000365
- Filer
- CIK 886982
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 10,174 entries on the cover page, a total value of $352,353,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,353,681,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BALCHEM CORP | 057665200 | COM | 148,170 | $14,466,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,017,536 | $14,449,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,182,801 | $14,430,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,769,175 | $14,419,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,006,092 | $14,407,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 189,000 | $14,404,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 263,744 | $14,397,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 118,974 | $14,389,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 562,323 | $14,385,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,057,706 | $14,371,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 662,818 | $14,370,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,345,678 | $14,355,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 253,616 | $14,344,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225,400 | $14,344,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,600,000 | $14,328,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 456,527 | $14,326,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 225,801 | $14,248,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,257,206 | $14,244,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 62,900 | $14,215,000 | thousands by filing date | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 209,742 | $14,215,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 197,001 | $14,190,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 15,292,000 | $14,173,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,318,126 | $14,170,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 41,770 | $14,145,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 500,000 | $14,145,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 150,654 | $14,142,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,528,000 | $14,134,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 376,500 | $14,119,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 221,050 | $14,067,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 200,000 | $14,054,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 175,751 | $14,043,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,189,526 | $14,000,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 423,195 | $13,999,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 586,235 | $13,958,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 448,327 | $13,952,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 405,371 | $13,917,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 120,804 | $13,913,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,010,842 | $13,889,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,394,000 | $13,883,000 | thousands by filing date | principal |
| SL GREEN REALTY CORP | 78440X101 | COM | 298,922 | $13,861,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 145,104 | $13,857,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 489,000 | $13,844,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 807,493 | $13,832,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 84,000 | $13,827,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 292,951 | $13,798,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 102,819 | $13,795,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,002,078 | $13,788,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 380,721 | $13,786,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 126,279 | $13,771,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,363,027 | $13,767,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 174,136 | $13,757,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,418,249 | $13,743,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 63,876 | $13,729,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 220,127 | $13,685,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 265,537 | $13,677,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 146,725 | $13,672,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 401,871 | $13,667,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 114,902 | $13,643,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 54,200 | $13,632,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 165,000 | $13,627,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 873,917 | $13,581,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,516,887 | $13,531,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 334,443 | $13,495,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 514,600 | $13,467,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 39,341 | $13,467,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 365,313 | $13,432,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 111,800 | $13,391,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 2,149,200 | $13,390,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 427,500 | $13,385,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 314,227 | $13,349,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,276,477 | $13,339,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 79,789 | $13,337,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,058,012 | $13,289,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 140,800 | $13,283,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 193,055 | $13,207,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 40,400 | $13,179,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 433,357 | $13,148,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 18,500 | $13,126,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 264,652 | $13,106,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 81,441 | $13,080,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 207,756 | $13,076,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,171,552 | $13,062,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 353,552 | $13,021,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,602,330 | $13,012,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 59,300 | $13,009,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,994,894 | $13,007,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 215,500 | $12,992,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 500,000 | $12,990,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 31,300 | $12,955,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 487,288 | $12,953,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 886,293 | $12,896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 108,064 | $12,893,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 230,091 | $12,892,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 338,045 | $12,860,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 655,499 | $12,841,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 165,541 | $12,822,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 115,000 | $12,814,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 582,203 | $12,809,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 130,521 | $12,803,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 350,000 | $12,792,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 276,485 | $12,790,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 123,000 | $12,782,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 215,067 | $12,764,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 60,686 | $12,761,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 159,145 | $12,757,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 978,150 | $12,755,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 100,000 | $12,734,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 113,870 | $12,725,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 485,000 | $12,692,000 | thousands by filing date | call |
| SPIRE INC | 84857L101 | COM | 237,726 | $12,647,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 364,144 | $12,640,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 307,457 | $12,633,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 864,678 | $12,624,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 701,582 | $12,621,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,227,104 | $12,618,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 167,379 | $12,617,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 103,754 | $12,587,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 144,215 | $12,583,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 116,328 | $12,575,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 258,700 | $12,565,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,747,378 | $12,546,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 414,527 | $12,540,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 125,808 | $12,538,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 294,808 | $12,524,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 15,650,000 | $12,523,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 333,939 | $12,519,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 474,033 | $12,505,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 293,081 | $12,488,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,388,822 | $12,470,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 44,900 | $12,462,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 34,985 | $12,454,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 8,906,000 | $12,451,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 452,700 | $12,449,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 63,100 | $12,422,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 585,123 | $12,399,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 169,977 | $12,388,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,498,160 | $12,375,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 796,331 | $12,375,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 249,726 | $12,364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 65,558 | $12,347,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 106,136 | $12,330,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 1,210,583 | $12,324,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 739,553 | $12,313,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 23,865 | $12,302,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 882,739 | $12,279,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 665,075 | $12,277,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 198,076 | $12,243,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 247,124 | $12,213,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 158,100 | $12,197,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 123,254 | $12,171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 187,650 | $12,158,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 827,432 | $12,122,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 470,838 | $12,114,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 765,000 | $12,041,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 154,700 | $12,016,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 467,644 | $12,004,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 337,027 | $12,001,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 453,700 | $12,000,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 157,700 | $11,992,000 | thousands by filing date | call |
| PROSHARES TR | 74348A145 | PET CARE ETF | 200,000 | $11,990,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 4,906,611 | $11,972,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 311,968 | $11,957,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 245,209 | $11,949,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 173,145 | $11,926,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,348,039 | $11,890,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 21,200 | $11,867,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 111,474 | $11,849,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 275,142 | $11,845,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 509,314 | $11,836,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 775,106 | $11,835,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,084,700 | $11,812,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 359,200 | $11,796,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 405,414 | $11,789,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 455,618 | $11,773,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 546,714 | $11,770,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,903,324 | $11,768,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 83,700 | $11,754,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 2,306,959 | $11,719,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 355,400 | $11,671,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 513,167 | $11,664,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 175,377 | $11,654,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 949,047 | $11,597,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 800,816 | $11,588,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 313,204 | $11,585,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 444,331 | $11,552,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 861,274 | $11,550,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 181,739 | $11,545,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 315,127 | $11,543,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 179,123 | $11,536,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 362,300 | $11,525,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 745,791 | $11,477,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 260,000 | $11,471,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 394,251 | $11,464,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 703,183 | $11,448,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000,000 | $11,442,000 | thousands by filing date | principal |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 536,199 | $11,432,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,397,639 | $11,419,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 190,620 | $11,399,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 8,767,863 | $11,398,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 218,100 | $11,385,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 452,616 | $11,379,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 338,827 | $11,375,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,001,984 | $11,371,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 491,408 | $11,342,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 400,900 | $11,341,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 921,978 | $11,331,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 124,060 | $11,321,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 552,000 | $11,305,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 551,946 | $11,304,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 91,008 | $11,295,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 98,494 | $11,294,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 687,894 | $11,275,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 829,581 | $11,258,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 338,602 | $11,255,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 511,601 | $11,240,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 192,130 | $11,240,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 354,959 | $11,228,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 147,029 | $11,227,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 556,119 | $11,222,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 49,600 | $11,209,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 988,276 | $11,207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 130,021 | $11,190,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 443,582 | $11,174,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 121,662 | $11,129,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 342,017 | $11,112,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 596,169 | $11,101,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 176,080 | $11,099,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 324,118 | $11,088,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,757,185 | $11,084,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 327,180 | $11,078,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 236,856 | $11,076,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 196,063 | $11,068,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 928,447 | $11,067,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 900,000 | $11,061,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 4,909,725 | $11,046,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 956,001 | $11,042,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 77,599 | $11,004,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 121,743 | $11,003,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 1,099,635 | $10,996,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,220,799 | $10,987,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 82,157 | $10,974,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 897,735 | $10,944,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 403,394 | $10,936,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,158,010 | $10,920,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 182,800 | $10,913,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 183,200 | $10,899,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 219,000 | $10,876,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 53,294 | $10,872,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 73,900 | $10,862,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 496,557 | $10,859,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 380,300 | $10,842,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 94,700 | $10,837,000 | thousands by filing date | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 83,947 | $10,834,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 48,800 | $10,816,000 | thousands by filing date | call |
| iShares International Equity Factor ETF | 46434V274 | SHS | 445,000 | $10,814,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 189,335 | $10,804,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 712,541 | $10,802,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 102,400 | $10,801,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 359,200 | $10,758,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 139,600 | $10,746,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,920,856 | $10,743,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,062,309 | $10,740,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 540,092 | $10,737,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 567,598 | $10,734,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 924,901 | $10,720,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,425,000 | $10,716,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 482,839 | $10,690,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,759,038 | $10,655,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 540,000 | $10,649,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 1,064,070 | $10,641,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 56,180 | $10,639,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 82,136 | $10,637,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 143,290 | $10,628,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 294,193 | $10,600,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,166,168 | $10,600,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 202,643 | $10,574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 193,505 | $10,563,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 249,977 | $10,560,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 130,400 | $10,556,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 467,100 | $10,547,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 135,300 | $10,509,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 801,514 | $10,508,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 94,715 | $10,506,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 43,300 | $10,503,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 165,846 | $10,493,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 538,041 | $10,492,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 89,800 | $10,483,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 136,000 | $10,469,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23,600 | $10,420,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 384,153 | $10,395,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 32,349 | $10,366,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 146,547 | $10,342,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 37,600 | $10,325,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 752,930 | $10,308,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,176,930 | $10,262,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 137,156 | $10,240,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 311,030 | $10,239,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 11,104,000 | $10,237,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 126,400 | $10,232,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 54,300 | $10,215,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 89,200 | $10,201,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 100,218 | $10,197,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 816,339 | $10,196,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 100,300 | $10,189,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 339,609 | $10,187,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 176,105 | $10,169,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 30,000 | $10,159,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 53,500 | $10,139,000 | thousands by filing date | put |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 204,864 | $10,139,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11,000,000 | $10,132,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 45,700 | $10,128,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 361,000 | $10,112,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 274,053 | $10,110,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 539,189 | $10,109,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,237,124 | $10,095,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 260,550 | $10,094,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 401,702 | $10,083,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 277,126 | $10,076,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9,300 | $10,067,000 | thousands by filing date | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 811,164 | $10,066,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 115,200 | $10,063,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 100,000 | $10,062,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 173,667 | $10,003,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 300,652 | $9,994,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,722,757 | $9,992,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 885,642 | $9,973,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,107,738 | $9,964,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 351,233 | $9,961,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 413,126 | $9,958,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 52,800 | $9,933,000 | thousands by filing date | put |
| KBR INC | 48242WAB2 | BOND | 8,803,000 | $9,925,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 955,471 | $9,918,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 120,000 | $9,911,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 958,574 | $9,873,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 59,000 | $9,871,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 103,534 | $9,869,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 152,500 | $9,864,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 288,844 | $9,855,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 339,542 | $9,847,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 510,326 | $9,840,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 139,290 | $9,838,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 9,819,000 | $9,838,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 209,533 | $9,831,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 210,638 | $9,820,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 98,100 | $9,815,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 1,445,085 | $9,812,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 99,913 | $9,776,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 360,554 | $9,753,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5,700 | $9,751,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 141,684 | $9,749,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 175,627 | $9,744,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 240,406 | $9,729,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 60,700 | $9,723,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 25,300 | $9,697,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 741,841 | $9,696,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 220,620 | $9,694,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 45,000 | $9,681,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,359,163 | $9,677,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 347,101 | $9,667,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 912,830 | $9,657,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 10,170,000 | $9,649,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 351,950 | $9,636,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 34,700 | $9,631,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 364,557 | $9,628,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 237,041 | $9,608,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 619,664 | $9,592,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 541,800 | $9,585,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 153,351 | $9,575,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 403,725 | $9,532,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 914,105 | $9,521,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 595,110 | $9,498,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 508,460 | $9,493,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 30,900 | $9,483,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 140,504 | $9,477,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 910,296 | $9,476,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 214,855 | $9,473,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 224,625 | $9,450,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 106,636 | $9,425,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 331,267 | $9,394,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 49,598 | $9,390,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 26,300 | $9,383,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 356,255 | $9,352,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 63,500 | $9,348,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 506,865 | $9,346,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 501,912 | $9,336,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,567,950 | $9,329,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 75,043 | $9,319,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 157,081 | $9,318,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 729,413 | $9,315,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 134,500 | $9,311,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 578,257 | $9,310,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,688,089 | $9,276,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 11,895 | $9,267,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 100,737 | $9,257,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100,900 | $9,251,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,933,372 | $9,244,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 249,798 | $9,235,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 203,414 | $9,233,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 892,742 | $9,231,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 770,265 | $9,197,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,743,215 | $9,190,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 172,114 | $9,175,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 349,227 | $9,174,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 62,400 | $9,172,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 907,080 | $9,153,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,081,621 | $9,151,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 252,867 | $9,139,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 161,346 | $9,129,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 327,293 | $9,124,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 517,657 | $9,116,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 429,287 | $9,088,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 32,000 | $9,078,000 | thousands by filing date | call |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 340,698 | $9,066,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 576,045 | $9,055,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,632,078 | $9,054,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 157,300 | $9,037,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 456,459 | $9,037,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 120,300 | $9,021,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 39,580 | $8,993,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 108,400 | $8,992,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 939,497 | $8,991,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 49,108 | $8,976,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 799,790 | $8,958,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 8,615,000 | $8,938,000 | thousands by filing date | principal |
| ENCORE WIRE CORP | 292562105 | COM | 192,449 | $8,933,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 310,422 | $8,922,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,030,769 | $8,905,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 132,535 | $8,896,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 320,168 | $8,891,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 295,744 | $8,869,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 160,004 | $8,863,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 325,676 | $8,858,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 66,877 | $8,820,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 312,259 | $8,809,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 101,929 | $8,799,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 115,000 | $8,764,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 61,601 | $8,725,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 110,400 | $8,717,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 152,393 | $8,711,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 133,023 | $8,711,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 316,886 | $8,689,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 172,386 | $8,678,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 92,638 | $8,678,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 24,000 | $8,654,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 1,666,579 | $8,649,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 130,486 | $8,647,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 3,748,626 | $8,622,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 503,600 | $8,617,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 142,700 | $8,603,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 84,300 | $8,594,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 144,925 | $8,587,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 367,375 | $8,582,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 393,308 | $8,574,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 84,098 | $8,567,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 117,848 | $8,562,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 930,266 | $8,559,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 118,483 | $8,549,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 236,243 | $8,544,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 405,807 | $8,534,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,101,938 | $8,529,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 213,027 | $8,511,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 713,298 | $8,481,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 340,950 | $8,480,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 216,180 | $8,479,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 189,400 | $8,476,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 133,500 | $8,471,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 970,987 | $8,467,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 312,928 | $8,456,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 131,800 | $8,448,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 443,722 | $8,448,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 684,719 | $8,436,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 270,712 | $8,427,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,286,198 | $8,373,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 434,040 | $8,364,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 21,800 | $8,356,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 315,382 | $8,339,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 6,925,000 | $8,332,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 696,465 | $8,329,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 663,337 | $8,325,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 476,714 | $8,298,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 630,542 | $8,298,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 332,731 | $8,295,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 188,381 | $8,293,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 8,025,000 | $8,292,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 45,000 | $8,284,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 245,377 | $8,282,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 230,851 | $8,251,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 669,000 | $8,249,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 783,377 | $8,241,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 645,982 | $8,229,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 159,655 | $8,224,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 106,700 | $8,223,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 214,168 | $8,217,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 90,521 | $8,211,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 223,700 | $8,210,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 445,130 | $8,208,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 175,500 | $8,189,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 684,159 | $8,182,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 82,935 | $8,161,000 | thousands by filing date | |
| RH | 74967X103 | COM | 21,300 | $8,150,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000365 | this filing | 2020-11-13 | acceptance time not in the bulk data set |