13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,073 holding rows worth $331,011,392,000.
- Accession
- 0000769993-19-000312
- Filer
- CIK 886982
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 9,704 entries on the cover page, a total value of $331,011,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,011,392,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 252,724 | $2,429,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 154,860 | $2,425,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 42,078 | $2,424,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 66,000 | $2,423,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 69,914 | $2,421,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 59,651 | $2,416,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 105,358 | $2,410,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 70,861 | $2,409,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 50,000 | $2,405,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 172,856 | $2,403,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 305,344 | $2,403,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 408,728 | $2,399,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 155,336 | $2,398,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 30,000 | $2,396,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,419,000 | $2,395,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 469,200 | $2,393,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 64,209 | $2,391,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 144,549 | $2,390,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 176,200 | $2,389,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 440,516 | $2,388,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 31,900 | $2,387,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 120,000 | $2,387,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 39,915 | $2,380,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 141,962 | $2,372,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 30,000 | $2,372,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 102,300 | $2,371,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 78,060 | $2,367,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 69,366 | $2,363,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 16,018 | $2,360,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 98,409 | $2,358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 24,859 | $2,352,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 234,052 | $2,350,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 281,305 | $2,347,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 175,482 | $2,343,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 77,358 | $2,339,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 50,000 | $2,338,000 | thousands by filing date | put |
| LINE CORP | 53567X101 | SPONSORED ADR | 66,268 | $2,333,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,100 | $2,331,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 49,923 | $2,328,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 45,464 | $2,326,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 144,965 | $2,324,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 183,327 | $2,321,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 133,678 | $2,318,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $2,316,000 | thousands by filing date | principal |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 98,462 | $2,314,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 135,051 | $2,307,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 453,621 | $2,300,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 236,531 | $2,294,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,436,000 | $2,292,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 9,100 | $2,291,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 120,437 | $2,288,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 341,258 | $2,283,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 176,634 | $2,280,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 90,000 | $2,280,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 286,014 | $2,277,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 399,446 | $2,273,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 97,601 | $2,273,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 127,495 | $2,273,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 71,809 | $2,272,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 9,400 | $2,270,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 60,000 | $2,264,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 128,341 | $2,246,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 235,153 | $2,239,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 32,200 | $2,236,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 521 | $2,232,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 57,566 | $2,231,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 299,754 | $2,230,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 94,296 | $2,225,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 341,817 | $2,221,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 90,000 | $2,218,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,793 | $2,217,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 96,990 | $2,210,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 54,109 | $2,207,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 2,020,000 | $2,206,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 34,157 | $2,203,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 105,143 | $2,200,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 168,476 | $2,199,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 9,100 | $2,197,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 32,984 | $2,197,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 59,445 | $2,196,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 646,175 | $2,196,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 124,855 | $2,192,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,203,997 | $2,192,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 30,200 | $2,188,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 33,900 | $2,187,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 107,019 | $2,186,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 73,500 | $2,179,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 90,000 | $2,179,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 146,178 | $2,178,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 126,195 | $2,173,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 43,400 | $2,170,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 144,475 | $2,164,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 248,496 | $2,162,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 112,457 | $2,161,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 645,184 | $2,161,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 59,623 | $2,159,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 269,819 | $2,159,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 99,531 | $2,157,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 378,424 | $2,157,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 159,042 | $2,149,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 228,958 | $2,143,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 188,244 | $2,139,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 40,000 | $2,127,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 53,714 | $2,126,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 197,375 | $2,122,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 117,000 | $2,118,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 115,634 | $2,117,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 8,056 | $2,114,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 116,867 | $2,101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 30,946 | $2,098,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 308,301 | $2,090,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 358,424 | $2,086,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 34,780 | $2,083,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 61,751 | $2,082,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 191,659 | $2,081,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 67,016 | $2,079,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 156,956 | $2,079,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 42,200 | $2,072,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 27,000 | $2,071,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 10,345 | $2,064,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 113,210 | $2,064,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 914,317 | $2,057,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 406,148 | $2,055,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 78,897 | $2,049,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 41,000 | $2,047,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 67,800 | $2,044,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,907 | $2,044,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 94,924 | $2,043,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25,000 | $2,042,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 167,173 | $2,040,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 2,000,000 | $2,029,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 287,234 | $2,017,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 150,000 | $2,016,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 75,000 | $2,011,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 269,213 | $2,006,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 78,048 | $2,003,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 134,536 | $2,002,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 905,102 | $2,001,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 783,925 | $1,999,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,400 | $1,998,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 142,953 | $1,989,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 98,672 | $1,985,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 45,744 | $1,985,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 81,589 | $1,983,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 95,209 | $1,976,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 93,945 | $1,975,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 308,000 | $1,974,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 29,431 | $1,971,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 322,288 | $1,969,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 176,296 | $1,962,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 32,075 | $1,960,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 71,650 | $1,958,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 30,300 | $1,957,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 157,217 | $1,957,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 30,000 | $1,953,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 29,600 | $1,953,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 29,600 | $1,953,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 15,265 | $1,952,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 27,299 | $1,948,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 187,540 | $1,939,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 49,208 | $1,933,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 206,619 | $1,929,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 172,476 | $1,926,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 13,081 | $1,923,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 35,400 | $1,922,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 236,829 | $1,916,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 115,053 | $1,910,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 51,845 | $1,909,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 20,000 | $1,907,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 118,094 | $1,906,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 29,930 | $1,903,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 27,400 | $1,903,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 135,569 | $1,901,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 533,451 | $1,899,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 71,979 | $1,898,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 83,000 | $1,897,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 135,878 | $1,895,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 311,095 | $1,891,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 17,485 | $1,886,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 43,266 | $1,886,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 63,600 | $1,879,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 51,536 | $1,874,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 127,659 | $1,873,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 173,200 | $1,869,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 64,670 | $1,866,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,700 | $1,864,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 58,665 | $1,861,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 231,332 | $1,860,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 154,202 | $1,853,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $1,848,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 351,206 | $1,848,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 920,278 | $1,841,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 112,151 | $1,840,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 21,500 | $1,835,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 196,512 | $1,832,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 78,024 | $1,830,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 142,152 | $1,828,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 63,211 | $1,827,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 258,496 | $1,817,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 542,397 | $1,817,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $1,814,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 36,200 | $1,810,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 19,000 | $1,808,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 87,560 | $1,801,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,631,000 | $1,797,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 34,700 | $1,793,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 34,844 | $1,790,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 72,300 | $1,788,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 500,795 | $1,787,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25,483 | $1,782,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 89,792 | $1,782,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 16,900 | $1,779,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 55,271 | $1,777,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 38,140 | $1,774,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 112,458 | $1,772,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 70,000 | $1,765,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 128,159 | $1,761,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 138,686 | $1,758,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 57,899 | $1,752,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 966,000 | $1,744,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,050,530 | $1,743,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 16,749 | $1,742,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,248 | $1,739,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 7,000 | $1,737,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,500 | $1,734,000 | thousands by filing date | call |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 58,023 | $1,734,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 66,055 | $1,732,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 45,400 | $1,731,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 108,300 | $1,731,000 | thousands by filing date | call |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 115,297 | $1,728,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 128,724 | $1,725,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 292,141 | $1,724,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 16,310 | $1,724,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 78,141 | $1,723,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 95,975 | $1,723,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 50,000 | $1,722,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 166,059 | $1,718,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 58,627 | $1,718,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 15,000 | $1,714,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 15,000 | $1,714,000 | thousands by filing date | call |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,860,000 | $1,707,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 78,500 | $1,706,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 87,294 | $1,704,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 84,916 | $1,701,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15,000 | $1,696,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 74,824 | $1,696,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 50,100 | $1,696,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 9,000 | $1,692,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 66,921 | $1,692,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,300 | $1,682,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 196,225 | $1,680,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 105,570 | $1,679,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 38,074 | $1,672,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 13,843 | $1,672,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 91,725 | $1,670,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 104,747 | $1,665,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 20,736 | $1,651,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,000 | $1,650,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 67,000 | $1,648,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 90,122 | $1,646,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 114,974 | $1,643,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 20,700 | $1,641,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 57,900 | $1,641,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 31,600 | $1,640,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 37,602 | $1,637,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 204,300 | $1,634,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 24,726 | $1,627,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 49,558 | $1,627,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 36,009 | $1,624,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 63,499 | $1,620,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 37,285 | $1,616,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 60,000 | $1,615,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 71,164 | $1,615,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 855,108 | $1,608,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 26,800 | $1,604,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 55,689 | $1,601,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 291,462 | $1,598,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 191,075 | $1,592,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 71,465 | $1,589,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 169,420 | $1,584,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 29,000 | $1,583,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 112,800 | $1,581,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 31,789 | $1,574,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,950 | $1,572,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 18,900 | $1,571,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 74,978 | $1,570,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 149,938 | $1,567,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,160 | $1,565,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 39,015 | $1,560,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 124,857 | $1,558,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 44,877 | $1,557,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 335,729 | $1,557,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,553,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,553,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 26,011 | $1,550,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500,000 | $1,550,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 119,668 | $1,549,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 34,300 | $1,540,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 53,634 | $1,531,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 150,000 | $1,530,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 150,000 | $1,522,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 12,200 | $1,520,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 279,659 | $1,516,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 150,000 | $1,512,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 116,124 | $1,511,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,510,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 299,115 | $1,504,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 150,000 | $1,503,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 150,000 | $1,500,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 150,000 | $1,498,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 150,000 | $1,497,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,600 | $1,495,000 | thousands by filing date | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 115,540 | $1,495,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 150,000 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 50,098 | $1,490,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 150,000 | $1,490,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 41,282 | $1,488,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 48,218 | $1,487,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 69,422 | $1,487,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 251,100 | $1,487,000 | thousands by filing date | put |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 150,000 | $1,486,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 150,000 | $1,486,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 41,465 | $1,481,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 150,000 | $1,481,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 150,000 | $1,479,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 65,178 | $1,476,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 150,000 | $1,476,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 75,000 | $1,475,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,474,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 52,037 | $1,474,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 16,100 | $1,465,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 126,400 | $1,465,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 51,437 | $1,464,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 24,003 | $1,461,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,800,000 | $1,453,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 7,500 | $1,450,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 413,179 | $1,446,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 107,927 | $1,446,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 144,497 | $1,445,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 116,308 | $1,441,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 63,000 | $1,440,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 11,100 | $1,439,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 20,700 | $1,437,000 | thousands by filing date | call |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 99,232 | $1,436,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,600 | $1,435,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,600 | $1,435,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 240,311 | $1,435,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 632,527 | $1,435,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 181,791 | $1,430,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 17,300 | $1,427,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 70,000 | $1,424,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,849 | $1,424,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,130,383 | $1,424,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 85,574 | $1,423,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 62,823 | $1,423,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 40,259 | $1,420,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 50,800 | $1,420,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 52,649 | $1,419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 46,470 | $1,415,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 43,756 | $1,412,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 295,791 | $1,410,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 127,179 | $1,410,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,432,000 | $1,407,000 | thousands by filing date | principal |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,407,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 767,184 | $1,404,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 60,000 | $1,390,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 51,594 | $1,389,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $1,388,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 19,392 | $1,385,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,700 | $1,384,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 50,019 | $1,383,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 49,610 | $1,377,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 80,259 | $1,374,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 60,304 | $1,373,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 414,771 | $1,369,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 82,922 | $1,368,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30,000 | $1,364,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 100,358 | $1,360,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,985 | $1,355,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 82,423 | $1,353,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 58,117 | $1,349,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 110,048 | $1,347,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 134,386 | $1,347,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,791 | $1,345,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 675,117 | $1,344,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 189,800 | $1,340,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 25,300 | $1,340,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 50,000 | $1,340,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 26,800 | $1,340,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 109,788 | $1,337,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 64,256 | $1,333,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 94,448 | $1,329,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 238,700 | $1,327,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 38,065 | $1,325,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 109,315 | $1,323,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 55,000 | $1,316,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 115,200 | $1,316,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 40,000 | $1,314,000 | thousands by filing date | put |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 134,093 | $1,310,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 64,425 | $1,306,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 130,583 | $1,306,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 63,035 | $1,304,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 840,573 | $1,303,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,500 | $1,301,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 100,000 | $1,300,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 78,310 | $1,297,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 207,778 | $1,294,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,288,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 46,966 | $1,287,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 42,500 | $1,286,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 25,740 | $1,282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 17,655 | $1,279,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 271,100 | $1,279,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 126,553 | $1,278,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 16,318 | $1,274,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 46,848 | $1,273,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 56,300 | $1,272,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 82,400 | $1,271,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,600 | $1,271,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 65,638 | $1,270,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 27,200 | $1,270,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 100,992 | $1,269,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 208,119 | $1,268,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 52,400 | $1,267,000 | thousands by filing date | call |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 60,709 | $1,266,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 181,797 | $1,263,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,750 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,303 | $1,260,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,057 | $1,259,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 51,219 | $1,250,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,000 | $1,250,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,249,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 25,000 | $1,248,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 69,692 | $1,247,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 99,461 | $1,246,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 52,737 | $1,246,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 492,864 | $1,242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,240,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,355,000 | $1,234,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 29,116 | $1,231,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 43,400 | $1,230,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 113,086 | $1,229,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 47,600 | $1,227,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 239,823 | $1,226,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 12,700 | $1,224,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 44,081 | $1,222,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,131,119 | $1,222,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 38,370 | $1,221,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 60,946 | $1,219,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 19,191 | $1,210,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 48,900 | $1,208,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 40,452 | $1,207,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 88,680 | $1,206,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 24,600 | $1,205,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 118,735 | $1,205,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 219,912 | $1,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 26,145 | $1,197,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 195,754 | $1,190,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,000 | $1,184,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 495,527 | $1,184,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 19,700 | $1,179,000 | thousands by filing date | put |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 181,181 | $1,176,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 21,209 | $1,172,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,300 | $1,171,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 247,988 | $1,171,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 123,695 | $1,169,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,294 | $1,169,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 9,400 | $1,168,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 81,226 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,475 | $1,156,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 33,939 | $1,155,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,000 | $1,154,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 36,700 | $1,154,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,322 | $1,149,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 176,529 | $1,149,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 163,009 | $1,148,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 66,054 | $1,147,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 23,096 | $1,147,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 119,437 | $1,145,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 55,276 | $1,143,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 276,187 | $1,140,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 196,161 | $1,140,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,774 | $1,137,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 56,809 | $1,137,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 94,600 | $1,134,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 83,641 | $1,134,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 229,564 | $1,134,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $1,133,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $1,133,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 94,643 | $1,127,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 57,237 | $1,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 35,271 | $1,121,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 43,361 | $1,120,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 103,884 | $1,120,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 17,072 | $1,119,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 48,400 | $1,116,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 35,181 | $1,115,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 34,904 | $1,113,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 45,686 | $1,110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000312 | this filing | 2019-05-15 | acceptance time not in the bulk data set |