13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,073 holding rows worth $331,011,392,000.
- Accession
- 0000769993-19-000312
- Filer
- CIK 886982
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 9,704 entries on the cover page, a total value of $331,011,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,011,392,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGAN INC | 04010E109 | COM | 22,208 | $1,109,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 78,100 | $1,107,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 20,000 | $1,107,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 539,149 | $1,105,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 254,815 | $1,101,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60,113 | $1,098,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 41,037 | $1,092,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 229,862 | $1,091,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 26,062 | $1,087,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,900 | $1,086,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 9,299 | $1,084,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 37,790 | $1,082,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $1,078,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 61,711 | $1,077,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 25,176 | $1,076,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 133,863 | $1,064,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 55,961 | $1,056,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 27,500 | $1,055,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 58,072 | $1,046,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 28,400 | $1,045,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 205,000 | $1,045,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 157,357 | $1,045,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 217,682 | $1,045,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 57,119 | $1,044,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 280,000 | $1,044,000 | thousands by filing date | put |
| ISHARES TR | 46434V514 | MSCI CHINA A | 35,326 | $1,042,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 39,036 | $1,036,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 86,670 | $1,036,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,772 | $1,033,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 19,582 | $1,031,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 68,073 | $1,031,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 296,267 | $1,031,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 440,191 | $1,030,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 30,130 | $1,030,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 14,200 | $1,029,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 31,284 | $1,029,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 70,401 | $1,028,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,500 | $1,026,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 36,400 | $1,025,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 94,155 | $1,023,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 337,685 | $1,023,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 40,099 | $1,022,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 100,000 | $1,022,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 110,185 | $1,017,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 72,098 | $1,016,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 79,244 | $1,015,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 44,965 | $1,015,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 35,000 | $1,014,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 24,000 | $1,014,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 254,052 | $1,011,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 52,100 | $1,010,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 9,544 | $1,007,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 87,458 | $1,006,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 56,710 | $1,001,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 62,728 | $999,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,400 | $997,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 80,733 | $997,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 163,890 | $997,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 100,000 | $990,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 331,839 | $986,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 14,613 | $985,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 155,641 | $985,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 16,501 | $985,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,800 | $984,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 56,443 | $984,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 67,122 | $981,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 50,956 | $981,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 64,262 | $980,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 85,800 | $978,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 28,862 | $976,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 25,726 | $973,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 68,053 | $968,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 25,066 | $968,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,800 | $964,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 45,531 | $964,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 500,000 | $964,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 32,675 | $962,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 200,805 | $962,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,169 | $961,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 163,566 | $955,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,018 | $952,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 140,749 | $950,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 77,760 | $950,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 167,937 | $950,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 96,554 | $948,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,486,910 | $944,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50,000 | $944,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 50,000 | $944,000 | thousands by filing date | call |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 67,659 | $942,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 149,119 | $941,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 646,000 | $941,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,030 | $940,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 27,358 | $939,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,823 | $936,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 28,305 | $935,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 40,370 | $934,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 33,744 | $931,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 26,039 | $928,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 51,205 | $927,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 58,953 | $926,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 36,717 | $925,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 75,448 | $924,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 42,347 | $922,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 20,706 | $921,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 36,312 | $919,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 65,722 | $919,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 26,850 | $916,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 149,862 | $916,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 193,228 | $914,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 60,500 | $909,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 34,192 | $908,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 134,739 | $908,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $906,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 17,000 | $905,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 68,332 | $905,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 79,886 | $904,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 20,212 | $904,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 88,389 | $904,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 72,553 | $903,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 56,066 | $902,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 47,073 | $902,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 63,470 | $900,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,000 | $897,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,800 | $896,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 25,756 | $896,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 81,317 | $896,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 33,955 | $894,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 42,370 | $892,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 174,391 | $891,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 27,420 | $890,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 300,623 | $889,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 223,188 | $888,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 41,258 | $887,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 133,680 | $887,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 59,348 | $886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 5,202 | $885,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 302,939 | $885,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 26,202 | $883,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 110,487 | $882,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 25,000 | $881,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,977 | $881,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 167,504 | $881,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 46,362 | $880,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 14,944 | $879,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 59,921 | $870,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 207,212 | $870,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 137,601 | $867,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $867,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 94,874 | $867,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 21,010 | $866,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 14,114 | $863,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 11,500 | $862,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 27,000 | $861,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 167,197 | $861,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,984 | $860,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 29,634 | $854,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 22,500 | $850,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $850,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 51,364 | $845,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 30,000 | $844,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 73,900 | $842,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 21,066 | $841,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 43,434 | $840,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 41,217 | $835,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 163,708 | $834,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,792 | $833,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,894 | $833,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 13,934 | $831,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 30,000 | $829,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 42,762 | $821,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 66,359 | $814,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 114,242 | $812,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,471,886 | $810,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 103,004 | $809,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 58,237 | $808,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 69,293 | $808,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 17,080 | $808,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 22,000 | $805,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 16,897 | $803,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 50,592 | $803,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 10,400 | $798,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 153,970 | $798,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 406,197 | $796,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 26,825 | $792,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,000 | $792,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 220,650 | $790,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 58,188 | $790,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 227,893 | $789,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,628 | $787,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 149,394 | $785,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 54,705 | $784,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 113,039 | $784,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 72,600 | $783,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 50,000 | $783,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 10,000 | $781,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 47,276 | $776,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 156,284 | $772,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 16,500 | $770,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 211,350 | $770,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,343 | $768,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 24,365 | $765,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 757,700 | $765,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 899,000 | $764,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 67,635 | $763,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 19,600 | $762,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,412 | $761,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 169,578 | $761,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 101,512 | $761,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 204,178 | $760,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 31,797 | $760,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 29,327 | $756,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 28,657 | $756,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 60,000 | $754,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 433,058 | $754,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 201,052 | $753,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 21,737 | $752,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 88,106 | $750,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 70,370 | $748,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 710 | $748,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 108,117 | $743,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 36,180 | $742,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 85,621 | $741,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 483,000 | $740,000 | thousands by filing date | principal |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 194,186 | $738,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 212,600 | $736,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 30,000 | $733,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 17,600 | $732,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 362,220 | $731,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 53,135 | $731,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 412,106 | $729,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 58,000 | $728,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 157,592 | $728,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 40,583 | $726,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 37,313 | $726,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,014 | $726,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 24,935 | $724,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 41,164 | $722,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 121,874 | $722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 24,820 | $719,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 5,400 | $719,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 49,525 | $718,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 10,000 | $717,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 7,600 | $716,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 51,897 | $716,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 49,351 | $715,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 150,171 | $715,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 69,277 | $714,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $714,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 487,890 | $712,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,769 | $711,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 30,000 | $710,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 77,279 | $709,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 769,277 | $709,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 33,400 | $706,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 54,100 | $703,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 226,587 | $700,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 805,555 | $693,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 89,681 | $692,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 734,332 | $691,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 31,564 | $690,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 13,653 | $690,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,742 | $689,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,090 | $688,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 224,147 | $688,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 13,563 | $684,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21,393 | $683,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 8,400 | $681,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,935 | $678,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 85,113 | $678,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 37,048 | $677,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 16,400 | $676,000 | thousands by filing date | put |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $675,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,575 | $674,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 147,984 | $671,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 16,595 | $669,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 45,629 | $666,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,549,726 | $666,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 60,000 | $664,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 214,000 | $661,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 25,600 | $659,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,251 | $654,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,925 | $654,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 91,000 | $650,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 65,195 | $648,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 27,056 | $647,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 107,683 | $647,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 30,000 | $646,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 115,899 | $644,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 90,589 | $642,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 87,837 | $642,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 40,743 | $642,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $642,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 13,110 | $641,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 22,634 | $639,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 25,000 | $639,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 121,684 | $638,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,700 | $637,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,792 | $637,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 22,238 | $636,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 58,529 | $636,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,112 | $633,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 41,542 | $631,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 6,400 | $631,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 95,439 | $628,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,966 | $626,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 54,800 | $626,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,223 | $625,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 172,230 | $622,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 32,259 | $620,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 9,887 | $618,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 47,809 | $615,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 36,950 | $615,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,200 | $614,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 80,425 | $614,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 19,521 | $613,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 53,078 | $613,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 60,953 | $611,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 61,301 | $609,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 14,463 | $606,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 21,645 | $606,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 47,390 | $606,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 65,207 | $605,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 189,211 | $604,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 100,000 | $604,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 62,598 | $604,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 41,773 | $604,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,200 | $603,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 95,878 | $603,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,000 | $602,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 77,465 | $602,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,300 | $601,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 15,081 | $598,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 25,504 | $598,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 20,604 | $595,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,500 | $594,000 | thousands by filing date | put |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 66,235 | $593,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 25,800 | $593,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 61,187 | $592,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 32,127 | $591,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 47,916 | $588,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 21,308 | $587,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 28,398 | $587,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 9,494 | $587,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 11,885 | $586,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 41,539 | $585,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 17,745 | $584,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 17,213 | $583,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 58,501 | $583,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,700 | $582,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 56,548 | $582,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 48,872 | $582,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 57,274 | $581,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 96,836 | $580,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 121,262 | $579,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 154,449 | $578,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 65,434 | $578,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 650 | $571,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 30,115 | $569,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 350,000 | $569,000 | thousands by filing date | principal |
| ARAMARK COM | 03852U106 | Stock | 19,200 | $567,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 45,508 | $567,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,300 | $566,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 66,629 | $566,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 17,431 | $564,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 75,101 | $562,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 10,742 | $562,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,134 | $561,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 12,872 | $561,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 90,301 | $560,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 312,769 | $560,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 8,930 | $560,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 64,592 | $557,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,945 | $556,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 203,008 | $556,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 331,677 | $554,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 53,870 | $553,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 89,039 | $553,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 50,000 | $551,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 44,152 | $551,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $551,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 89,237 | $550,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 55,670 | $547,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 25,327 | $545,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 327,561 | $540,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,740 | $538,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 42,495 | $538,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 46,662 | $538,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 54,000 | $537,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,000 | $536,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 112,154 | $533,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 27,399 | $531,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 189,436 | $530,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 80,487 | $530,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 11,096 | $529,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 50,000 | $528,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 23,843 | $528,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 94,062 | $528,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 32,054 | $527,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 500 | $525,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 62,044 | $524,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,972,078 | $523,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 100,419 | $522,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 33,044 | $522,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,600 | $521,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 43,070 | $520,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 153,776 | $518,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 19,879 | $516,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 9,198 | $515,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 18,200 | $513,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 10,000 | $513,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 10,000 | $513,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 22,045 | $511,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 132,233 | $510,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,325 | $508,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 55,788 | $506,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 36,980 | $506,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 253,582 | $505,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 8,868 | $503,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 78,200 | $501,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 10,000 | $499,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 76,500 | $498,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $496,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 38,196 | $496,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 28,941 | $495,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 118,626 | $493,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 81,794 | $491,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 46,532 | $491,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 11,367 | $490,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 115,872 | $489,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 26,854 | $483,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 82,749 | $481,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 96,342 | $480,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 243,737 | $479,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 24,312 | $479,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 181,425 | $479,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,500 | $478,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 10,400 | $476,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 32,571 | $476,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 36,474 | $475,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,144 | $474,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 71,749 | $474,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 128,567 | $471,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 47,943 | $470,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 121,869 | $468,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 348,363 | $467,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $467,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 13,686 | $466,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 43,766 | $466,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 25,278 | $464,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 13,190 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,803 | $463,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 17,547 | $463,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 342,595 | $463,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 19,728 | $463,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,030 | $462,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 28,018 | $461,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 71,689 | $459,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 72,346 | $459,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 4,700 | $458,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 59,360 | $457,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 14,043 | $457,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 35,433 | $454,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 62,025 | $454,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100,000 | $449,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 87,489 | $447,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,600 | $447,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 42,501 | $445,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,813 | $444,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $444,000 | thousands by filing date | principal |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 34,174 | $443,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 13,484 | $443,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 118,589 | $442,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 27,535 | $439,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 22,792 | $438,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 60,678 | $437,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 61,936 | $437,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 40,069 | $434,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 17,592 | $433,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 80,173 | $433,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,989 | $432,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 40,401 | $428,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 51,767 | $428,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 17,931 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,046 | $427,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,263 | $427,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 125,611 | $427,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 42,574 | $427,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 25,375 | $425,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,414 | $425,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,018 | $425,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 12,443 | $423,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 18,757 | $423,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 61,528 | $417,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 277,505 | $416,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 42,946 | $414,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 17,998 | $413,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,841 | $413,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,135 | $412,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,753 | $412,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 10,000 | $412,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000312 | this filing | 2019-05-15 | acceptance time not in the bulk data set |