13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,073 holding rows worth $331,011,392,000.
- Accession
- 0000769993-19-000312
- Filer
- CIK 886982
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 9,704 entries on the cover page, a total value of $331,011,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,011,392,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 267,427 | $9,029,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 254,100 | $9,028,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 3,454,502 | $9,016,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 447,146 | $9,015,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,202,482 | $9,006,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 413,300 | $8,985,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 199,475 | $8,975,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 89,300 | $8,971,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,379,301 | $8,965,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 8,856,000 | $8,965,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 350,900 | $8,955,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 52,787 | $8,944,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,904,900 | $8,934,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 342,721 | $8,928,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 250,900 | $8,897,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 40,000 | $8,894,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 632,119 | $8,888,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 235,629 | $8,879,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 319,090 | $8,874,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 46,700 | $8,868,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 63,100 | $8,861,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 202,400 | $8,849,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 179,117 | $8,843,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 275,898 | $8,837,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 52,100 | $8,819,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 190,960 | $8,818,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 161,100 | $8,791,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 491,866 | $8,785,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 402,600 | $8,777,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 119,694 | $8,756,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 308,766 | $8,731,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 175,500 | $8,703,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 261,469 | $8,696,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 429,303 | $8,694,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 126,900 | $8,689,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 645,642 | $8,664,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,320,834 | $8,625,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 124,800 | $8,624,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 550,000 | $8,624,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 631,263 | $8,610,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 258,246 | $8,607,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 137,985 | $8,602,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100,000 | $8,601,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 124,076 | $8,593,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 358,747 | $8,592,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 150,163 | $8,569,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 663,300 | $8,550,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 101,155 | $8,527,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 189,771 | $8,522,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 505,075 | $8,506,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 436,536 | $8,499,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 62,400 | $8,497,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 69,300 | $8,493,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 137,000 | $8,493,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,215,292 | $8,485,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 763,807 | $8,456,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,161,721 | $8,446,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 175,718 | $8,438,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 115,246 | $8,419,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 154,576 | $8,410,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 230,728 | $8,394,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 151,000 | $8,380,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 426,150 | $8,378,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 703,942 | $8,377,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 300,652 | $8,361,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 75,300 | $8,355,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 265,789 | $8,353,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 933,642 | $8,337,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 133,325 | $8,334,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 150,000 | $8,325,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 300,000 | $8,316,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 166,400 | $8,307,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 49,000 | $8,295,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 450,038 | $8,295,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 67,500 | $8,272,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 172,200 | $8,269,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 452,999 | $8,267,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 137,403 | $8,247,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 559,711 | $8,244,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 166,800 | $8,235,000 | thousands by filing date | put |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 404,913 | $8,228,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 400,610 | $8,209,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 33,700 | $8,185,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 117,200 | $8,181,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 456,300 | $8,150,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 136,455 | $8,136,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200,000 | $8,136,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 43,200 | $8,124,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 246,656 | $8,120,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 365,618 | $8,102,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 424,393 | $8,089,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 291,400 | $8,083,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 170,000 | $8,080,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,000,000 | $8,062,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 65,762 | $8,056,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 55,823 | $8,052,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 175,465 | $8,047,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 70,200 | $8,046,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,478,283 | $8,027,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 129,249 | $8,025,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 91,605 | $8,017,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 212,235 | $8,014,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 168,459 | $8,002,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 172,608 | $7,996,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 127,731 | $7,975,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 197,123 | $7,950,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 30,400 | $7,947,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 173,968 | $7,924,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 561,664 | $7,914,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 264,675 | $7,911,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 109,153 | $7,906,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 239,591 | $7,904,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 183,783 | $7,884,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 240,624 | $7,878,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 906,607 | $7,869,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 96,864 | $7,864,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 100,056 | $7,855,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 150,000 | $7,850,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 406,783 | $7,846,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 229,305 | $7,844,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 116,946 | $7,839,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 192,299 | $7,832,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 373,378 | $7,830,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 88,407 | $7,828,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 699,400 | $7,826,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 304,555 | $7,821,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 342,954 | $7,819,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 269,038 | $7,818,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 71,825 | $7,797,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 148,693 | $7,781,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 168,100 | $7,778,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 187,031 | $7,769,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 245,900 | $7,761,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 151,905 | $7,761,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 439,184 | $7,756,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 124,664 | $7,747,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 119,889 | $7,738,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 53,800 | $7,720,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,677,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 316,830 | $7,674,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100,000 | $7,666,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 442,737 | $7,664,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 354,686 | $7,630,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 191,773 | $7,625,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 325,677 | $7,621,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 37,255 | $7,612,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,821,017 | $7,612,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 182,004 | $7,610,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 85,127 | $7,609,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 438,198 | $7,607,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 443,302 | $7,598,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 142,054 | $7,592,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 940,656 | $7,562,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,021,000 | $7,554,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 87,200 | $7,553,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 122,428 | $7,553,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 277,184 | $7,551,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 598,888 | $7,534,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 50,000 | $7,532,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 116,868 | $7,532,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 319,000 | $7,503,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 514,005 | $7,468,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 39,000 | $7,462,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 423,048 | $7,450,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 125,261 | $7,448,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 90,000 | $7,446,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 153,584 | $7,443,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,606,000 | $7,439,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 4,013,000 | $7,434,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 372,547 | $7,428,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 114,052 | $7,413,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 50,300 | $7,394,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 200,100 | $7,392,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 199,780 | $7,364,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 310,141 | $7,359,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 688,118 | $7,356,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 612,124 | $7,351,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 35,500 | $7,335,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 220,754 | $7,335,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 402,497 | $7,326,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 709,473 | $7,314,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 142,844 | $7,293,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 382,715 | $7,291,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 88,491 | $7,277,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 465,277 | $7,272,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 57,013 | $7,272,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 325,371 | $7,272,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 201,286 | $7,248,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 143,500 | $7,237,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 307,500 | $7,232,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 478,449 | $7,229,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 305,134 | $7,222,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 787,738 | $7,216,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 268,963 | $7,211,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 388,667 | $7,210,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 256,000 | $7,186,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 139,000 | $7,184,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 273,411 | $7,177,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 500,000 | $7,155,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 370,944 | $7,152,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 219,755 | $7,145,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300,933 | $7,087,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 671,415 | $7,077,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 673,764 | $7,075,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 198,327 | $7,068,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 396,368 | $7,067,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 454,704 | $7,057,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 197,137 | $7,056,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 133,618 | $7,055,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 77,500 | $7,051,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 134,626 | $7,049,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 82,403 | $7,043,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,468,557 | $7,035,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 17,100 | $7,022,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 240,000 | $7,022,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 401,557 | $7,019,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,300 | $7,018,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 543,500 | $7,006,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 156,963 | $7,005,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 88,087 | $6,994,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 171,671 | $6,972,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 92,577 | $6,967,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 87,625 | $6,966,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,547,000 | $6,958,000 | thousands by filing date | principal |
| ZUORA INC | 98983V106 | COMMON STOCK | 346,967 | $6,950,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 71,332 | $6,940,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 317,196 | $6,934,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 290,000 | $6,902,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 191,682 | $6,879,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 219,314 | $6,874,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 72,200 | $6,871,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 205,220 | $6,850,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 303,100 | $6,847,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,860,000 | $6,838,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 90,800 | $6,805,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 195,285 | $6,794,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 8,048,000 | $6,771,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 352,556 | $6,769,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 219,661 | $6,763,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 158,381 | $6,755,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 625,130 | $6,746,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 297,078 | $6,738,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 596,369 | $6,721,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 54,100 | $6,703,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 87,141 | $6,694,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 208,699 | $6,668,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 378,850 | $6,656,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 121,700 | $6,642,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 104,500 | $6,640,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 135,717 | $6,634,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 265,494 | $6,632,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 146,000 | $6,630,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 80,217 | $6,628,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 166,800 | $6,615,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 750,000 | $6,608,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 130,860 | $6,607,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 95,830 | $6,606,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 565,525 | $6,605,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 250,599 | $6,603,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 163,054 | $6,594,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 138,809 | $6,573,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 145,001 | $6,571,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 140,818 | $6,569,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 41,625 | $6,534,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 113,108 | $6,529,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 176,571 | $6,525,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 382,500 | $6,499,000 | thousands by filing date | call |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 185,539 | $6,475,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 104,500 | $6,471,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 549,837 | $6,455,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 225,672 | $6,448,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 110,900 | $6,439,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 667,553 | $6,429,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 111,333 | $6,416,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 266,300 | $6,399,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 400,085 | $6,397,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 139,305 | $6,395,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 6,845,000 | $6,386,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 80,000 | $6,382,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 47,200 | $6,380,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 488,392 | $6,359,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 69,327 | $6,332,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 185,903 | $6,298,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 258,304 | $6,295,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,216,386 | $6,295,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 101,854 | $6,294,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 110,000 | $6,294,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 91,900 | $6,292,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,010,485 | $6,289,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 48,733 | $6,286,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 68,441 | $6,272,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 234,415 | $6,264,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 494,121 | $6,256,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 56,260 | $6,256,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 121,269 | $6,221,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 354,701 | $6,210,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 94,968 | $6,210,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 1,529,140 | $6,208,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 573,708 | $6,196,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 119,307 | $6,190,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 160,637 | $6,181,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 780,867 | $6,169,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 222,985 | $6,163,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 116,880 | $6,162,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 109,809 | $6,162,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 214,215 | $6,152,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 315,909 | $6,145,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 205,051 | $6,129,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 490,456 | $6,126,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 254,800 | $6,123,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 175,000 | $6,120,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 105,500 | $6,104,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 58,039 | $6,096,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 257,400 | $6,093,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 264,300 | $6,076,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 122,309 | $6,075,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,957,400 | $6,068,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,472,944 | $6,054,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 147,000 | $6,043,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 78,923 | $6,031,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 233,220 | $6,029,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 265,889 | $6,028,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 282,783 | $6,015,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 152,780 | $6,013,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 14,600 | $5,995,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 340,051 | $5,975,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 102,879 | $5,959,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 144,308 | $5,953,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 459,607 | $5,947,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 86,900 | $5,940,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 122,457 | $5,939,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 49,824 | $5,931,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 209,486 | $5,918,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 254,558 | $5,910,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 67,806 | $5,908,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 103,043 | $5,896,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 118,087 | $5,891,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 224,765 | $5,891,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 50,000 | $5,890,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 88,180 | $5,887,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 384,189 | $5,886,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 190,341 | $5,878,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,145,119 | $5,863,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 162,358 | $5,859,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 286,160 | $5,855,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 305,424 | $5,852,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 146,944 | $5,851,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 151,037 | $5,848,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 165,684 | $5,833,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 215,793 | $5,833,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,981,037 | $5,824,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 824,746 | $5,823,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 44,927 | $5,818,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 127,200 | $5,791,000 | thousands by filing date | call |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 273,098 | $5,790,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 590,524 | $5,776,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 48,400 | $5,769,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 35,200 | $5,768,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 54,720 | $5,768,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 375,002 | $5,764,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 68,739 | $5,763,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 467,944 | $5,751,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 303,452 | $5,735,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 121,625 | $5,731,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 150,400 | $5,718,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 218,800 | $5,711,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 590,914 | $5,708,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 47,838 | $5,701,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 197,932 | $5,697,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 66,884 | $5,694,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 62,120 | $5,679,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 106,925 | $5,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 104,913 | $5,667,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 128,585 | $5,646,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 132,600 | $5,645,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 338,243 | $5,641,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 74,249 | $5,633,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,188,745 | $5,625,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 128,600 | $5,622,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 2,442,777 | $5,619,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,360,099 | $5,617,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 279,087 | $5,615,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,110,000 | $5,610,000 | thousands by filing date | principal |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 292,918 | $5,606,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 43,140 | $5,603,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 139,794 | $5,600,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,306,503 | $5,592,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 183,259 | $5,591,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 150,000 | $5,586,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 845,833 | $5,565,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 243,800 | $5,559,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 403,300 | $5,529,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 150,658 | $5,525,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 288,566 | $5,523,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 66,102 | $5,521,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 161,269 | $5,515,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 333,333 | $5,507,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 189,741 | $5,506,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,000 | $5,503,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 189,634 | $5,493,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 97,103 | $5,478,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 46,000 | $5,474,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100,000 | $5,472,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,311,605 | $5,470,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 160,000 | $5,443,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 199,800 | $5,427,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 7,072,000 | $5,423,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 98,329 | $5,422,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 573,506 | $5,420,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 76,200 | $5,415,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 269,900 | $5,401,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 95,000 | $5,395,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 27,262 | $5,381,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 779,592 | $5,379,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,440,024 | $5,371,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 233,380 | $5,370,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 482,363 | $5,369,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,365,000 | $5,362,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 29,308 | $5,358,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 28,600 | $5,345,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 68,552 | $5,339,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 572,849 | $5,339,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 143,689 | $5,338,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 233,857 | $5,334,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,721,346 | $5,319,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 176,365 | $5,315,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 173,786 | $5,314,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 130,598 | $5,308,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 206,889 | $5,305,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 59,500 | $5,271,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 67,976 | $5,265,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,717,000 | $5,248,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 35,700 | $5,227,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 200,556 | $5,219,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 366,416 | $5,217,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 307,998 | $5,215,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 151,287 | $5,208,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 198,093 | $5,200,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 141,241 | $5,199,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,106,000 | $5,192,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 32,800 | $5,178,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 118,500 | $5,177,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 95,744 | $5,172,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 272,227 | $5,172,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 165,687 | $5,161,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 155,758 | $5,159,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 55,400 | $5,158,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 91,447 | $5,142,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,117,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 102,442 | $5,108,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 142,184 | $5,102,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 411,780 | $5,102,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 300,280 | $5,096,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,410,160 | $5,081,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 5,448,000 | $5,079,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 10,000 | $5,077,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,059,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 63,024 | $5,050,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 151,529 | $5,046,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 138,973 | $5,043,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 115,400 | $5,042,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 134,449 | $5,040,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 188,023 | $5,037,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,282,872 | $5,029,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 333,070 | $5,029,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 203,087 | $5,014,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 460,368 | $5,013,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000,000 | $5,000,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 122,271 | $4,994,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 200,557 | $4,992,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 144,400 | $4,982,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 416,820 | $4,981,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,414,478 | $4,979,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 49,939 | $4,978,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 101,300 | $4,973,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 78,600 | $4,973,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 103,000 | $4,964,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 221,376 | $4,959,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 92,200 | $4,955,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 250,529 | $4,950,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 407,925 | $4,948,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 53,326 | $4,935,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 42,060 | $4,926,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 195,900 | $4,925,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,435 | $4,907,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,506,662 | $4,882,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 105,300 | $4,872,000 | thousands by filing date | put |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 940,567 | $4,872,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 85,028 | $4,871,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 606,341 | $4,857,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,188,011 | $4,847,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 412,319 | $4,837,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 156,502 | $4,830,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 58,964 | $4,817,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 40,300 | $4,809,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 338,834 | $4,802,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,113,887 | $4,801,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 722,446 | $4,797,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 558,423 | $4,797,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 329,774 | $4,795,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000312 | this filing | 2019-05-15 | acceptance time not in the bulk data set |