13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,073 holding rows worth $331,011,392,000.
- Accession
- 0000769993-19-000312
- Filer
- CIK 886982
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 9,704 entries on the cover page, a total value of $331,011,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,011,392,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 27,726 | $412,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 53,634 | $411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 7,349 | $410,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 16,991 | $409,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,828 | $407,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 66,652 | $405,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 12,888 | $405,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 48,828 | $404,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 241,246 | $400,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 34,466 | $400,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 113,900 | $399,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 53,433 | $398,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 26,055 | $397,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,420 | $397,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,910 | $396,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 165,272 | $396,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 48,888 | $396,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,000 | $395,000 | thousands by filing date | put |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 15,237 | $394,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 17,400 | $394,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,000 | $392,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 53,197 | $392,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,200 | $388,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 55,890 | $387,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,200 | $387,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 33,512 | $387,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 16,078 | $386,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 15,000 | $386,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 17,671 | $384,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 5,958 | $384,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 81,000 | $380,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,000 | $379,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 1,639 | $378,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 84,299 | $376,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,346 | $376,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 8,483 | $375,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 37,147 | $375,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,741 | $374,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 504,115 | $372,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,154 | $371,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 46,210 | $371,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 131,142 | $371,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17,000 | $370,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 63,148 | $370,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 29,040 | $369,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 81,277 | $365,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 46,841 | $364,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 244,500 | $364,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 33,119 | $363,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $362,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 50,000 | $362,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 12,400 | $362,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,600 | $361,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,490 | $361,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,972 | $361,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 95,392 | $361,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,338 | $360,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 20,922 | $359,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,120 | $359,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 66,979 | $359,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 109,648 | $355,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 12,016 | $354,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $354,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,115 | $353,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,462 | $351,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 33,255 | $348,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 67,015 | $347,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,900 | $346,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 27,193 | $346,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 24,000 | $346,000 | thousands by filing date | put |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 28,690 | $344,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 37,419 | $344,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 27,238 | $343,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 4,075 | $341,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,700 | $341,000 | thousands by filing date | call |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 28,670 | $341,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,701 | $340,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 461 | $339,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 128,500 | $338,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 77,966 | $338,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 21,261 | $337,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $336,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,100 | $335,000 | thousands by filing date | call |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 10,600 | $333,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 67,018 | $333,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 35,986 | $332,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,309 | $329,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 5,591 | $329,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 14,391 | $328,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 73,699 | $328,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,300 | $327,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 30,134 | $327,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 133,897 | $327,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 52,913 | $326,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 18,501 | $326,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,700 | $323,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 16,744 | $322,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,710 | $322,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 14,806 | $322,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 20,390 | $321,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 15,252 | $321,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,653 | $320,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 57,041 | $320,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 9,867 | $320,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 13,335 | $319,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,500 | $318,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 114,868 | $318,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,644 | $317,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 40,155 | $316,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,829 | $315,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 37,323 | $315,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 17,469 | $315,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,891 | $314,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 10,874 | $312,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 65,333 | $312,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 30,000 | $309,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 36,802 | $309,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 35,000 | $308,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,107 | $306,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 15,000 | $306,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 34,926 | $306,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,400 | $306,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 22,415 | $305,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 48,570 | $305,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 33,553 | $304,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 43,170 | $303,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 10,000 | $302,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 85,000 | $302,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 36,915 | $301,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 20,208 | $301,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 25,890 | $301,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 42,245 | $301,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 38,349 | $301,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 11,056 | $300,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,964 | $300,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 15,882 | $300,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 46,945 | $300,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,991 | $298,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 58,917 | $298,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $295,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 31,000 | $295,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,298 | $294,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 139,956 | $292,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,040 | $291,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 89,051 | $290,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 641,568 | $289,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 33,302 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,492 | $288,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 188,190 | $288,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 36,114 | $287,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,288 | $286,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 30,000 | $286,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 70,717 | $284,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 32,445 | $284,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 18,325 | $284,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,200 | $283,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 44,005 | $283,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 87,626 | $283,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 83,334 | $283,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 50,000 | $282,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 44,921 | $280,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $280,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 21,600 | $279,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 40,160 | $278,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 29,356 | $278,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 19,535 | $276,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 37,449 | $276,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 69,358 | $276,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 9,437 | $275,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 8,603 | $275,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 300 | $275,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,200 | $274,000 | thousands by filing date | call |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 8,720 | $274,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 18,048 | $274,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,664 | $273,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 8,027 | $273,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 40,844 | $269,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,239 | $269,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 245,000 | $266,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 139,658 | $265,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,000 | $265,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 90,783 | $265,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 15,390 | $265,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 56,629 | $263,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,344 | $262,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 38,124 | $262,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 77,500 | $261,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,822 | $260,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,800 | $260,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,900 | $259,000 | thousands by filing date | call |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 25,435 | $259,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,400 | $258,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,853 | $258,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,695 | $258,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 53,674 | $258,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 5,000 | $258,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 171,447 | $257,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,503 | $254,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 78,606 | $254,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,817 | $254,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,257 | $253,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,160 | $253,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 26,511 | $253,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 87,511 | $252,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 102,497 | $251,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 20,845 | $250,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 218,000 | $250,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,400 | $249,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 187,183 | $249,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 63,232 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,882 | $247,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 18,460 | $247,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 42,103 | $246,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 22,318 | $246,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 81,116 | $245,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,257 | $244,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 70,400 | $244,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 31,278 | $244,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 56,582 | $243,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 23,629 | $243,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 101,774 | $242,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 28,117 | $241,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 60,383 | $241,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 115,020 | $241,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 28,263 | $240,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 488,583 | $240,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,618 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,370 | $238,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 41,009 | $238,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,771 | $238,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 15,226 | $237,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 11,014 | $237,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 32,757 | $236,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 13,616 | $235,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 35,563 | $235,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 20,131 | $235,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 10,833 | $234,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 26,900 | $233,000 | thousands by filing date | call |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,300 | $233,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 11,581 | $231,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 84,560 | $231,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 23,005 | $231,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,521 | $227,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 8,520 | $227,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 2,300 | $227,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 15,689 | $226,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,092 | $226,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 15,634 | $226,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,190 | $224,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $224,000 | thousands by filing date | principal |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 9,180 | $224,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 56,063 | $223,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 9,414 | $222,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 34,695 | $222,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 19,276 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 6,686 | $220,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 24,079 | $220,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,450 | $219,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,991 | $218,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 8,506 | $218,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 360,363 | $217,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 15,821 | $217,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 109,564 | $217,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 7,865 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,000 | $216,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,072 | $215,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 14,331 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,190 | $214,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,875 | $213,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,320 | $213,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,648 | $212,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 39,659 | $212,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,485 | $212,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 35,244 | $211,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,500 | $210,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 100,130 | $210,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 6,725 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,649 | $208,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 35,567 | $208,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $208,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,865 | $207,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 6,918 | $207,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 13,630 | $207,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 19,815 | $206,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 57,172 | $206,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 3,929 | $205,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 12,345 | $205,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,390 | $205,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 16,801 | $205,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 4,082 | $205,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $205,000 | thousands by filing date | principal |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,021 | $204,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 83,378 | $203,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 10,600 | $203,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,400 | $202,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,012 | $202,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,874 | $202,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,455 | $202,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 2,440 | $202,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 28,376 | $201,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 26,435 | $201,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 35,300 | $201,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 7,961 | $200,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 40,029 | $199,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,740 | $199,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 207,000 | $198,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 20,000 | $196,000 | thousands by filing date | put |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 30,377 | $196,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 70,156 | $196,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 24,099 | $195,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 10,500 | $194,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,397 | $194,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,215 | $192,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 21,534 | $191,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 41,820 | $188,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,500 | $187,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 55,590 | $185,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 69,900 | $185,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,555 | $185,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 17,568 | $184,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 26,414 | $184,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,960 | $179,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 29,265 | $179,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,500 | $178,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 15,232 | $177,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 67,401 | $177,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,417 | $176,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 230,968 | $176,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 13,037 | $175,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 20,896 | $172,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 11,274 | $172,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 127,580 | $171,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 153,531 | $170,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 30,833 | $170,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 14,604 | $169,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,182 | $169,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 187,500 | $169,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 14,792 | $168,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 12,617 | $167,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,297 | $166,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 37,130 | $165,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 32,529 | $164,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,859 | $164,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 19,244 | $164,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,300 | $164,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,692 | $163,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 59,364 | $162,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 21,709 | $162,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 44,808 | $162,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,197 | $160,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 10,349 | $160,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 17,811 | $159,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,400 | $159,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 43,020 | $157,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 50,894 | $156,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 197,000 | $156,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,413 | $155,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $154,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 223,944 | $152,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 22,219 | $152,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 52,666 | $151,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,019 | $150,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 48,025 | $149,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 39,686 | $149,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 34,595 | $147,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 10,779 | $146,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 16,542 | $144,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,000 | $143,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 14,482 | $143,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,595 | $142,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 18,420 | $142,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 27,035 | $142,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,658 | $141,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 34,741 | $141,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 125,000 | $141,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 44,601 | $138,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,900 | $138,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 250,000 | $138,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 20,627 | $136,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 20,916 | $134,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 26,820 | $132,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 425,000 | $132,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 19,423 | $131,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 180,000 | $130,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,064 | $129,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 10,939 | $129,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 16,090 | $128,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 24,261 | $128,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 12,677 | $128,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,121 | $127,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 130,659 | $127,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 60,404 | $127,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 12,837 | $126,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,645 | $125,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 12,246 | $124,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 16,677 | $124,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 63,754 | $124,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 18,234 | $123,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,000 | $122,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 53,059 | $119,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,800 | $119,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 47,390 | $118,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,235 | $117,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,552 | $116,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 68,674 | $116,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 31,245 | $116,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,158 | $116,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,000 | $116,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 58,585 | $115,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 83,334 | $115,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,327 | $114,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,326 | $113,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,373 | $112,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,573 | $111,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,500 | $109,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27,103 | $109,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,624 | $109,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 46,809 | $109,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 51,485 | $108,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,090 | $108,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,841 | $107,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,925 | $105,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 141,118 | $105,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 12,927 | $105,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 244,800 | $105,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 45,798 | $102,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 85,000 | $99,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 12,257 | $98,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,037 | $97,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 29,099 | $97,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 125,000 | $97,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 19,303 | $96,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 18,340 | $96,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 33,431 | $96,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,814 | $94,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $93,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 25,740 | $93,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 11,400 | $92,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 14,978 | $92,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 250,000 | $90,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 12,620 | $89,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 62,457 | $87,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 37,545 | $86,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 10,400 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 35,142 | $84,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,355 | $82,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,344 | $81,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,234 | $81,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 83,334 | $81,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 11,573 | $80,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,873 | $80,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,053 | $79,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 180,000 | $79,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 37,380 | $78,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $78,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 69,000 | $78,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 31,705 | $78,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,137 | $78,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 661,870 | $78,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 10,975 | $77,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,000 | $77,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 180,000 | $77,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,401 | $75,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,374 | $75,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,742 | $75,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 15,697 | $75,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 29,977 | $75,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 125,000 | $75,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 250,000 | $75,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 11,300 | $74,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,199 | $74,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,400 | $70,000 | thousands by filing date | put |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 15,931 | $70,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 42,545 | $69,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 15,388 | $68,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 16,113 | $68,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 66,667 | $67,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 60,389 | $66,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 198,000 | $65,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 53,733 | $64,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 32,235 | $63,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E501 | COM NEW | 212,831 | $62,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 35,424 | $61,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 59,545 | $61,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 55,000 | $60,000 | thousands by filing date | principal |
| DESTINATION XL GROUP INC | 25065K104 | COM | 23,935 | $59,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,529 | $58,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 250,000 | $58,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 90,000 | $58,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,495 | $57,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 10,743 | $57,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 42,466 | $56,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 500,000 | $56,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,426 | $56,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,278 | $54,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 22,553 | $54,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 15,459 | $53,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 48,333 | $53,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 21,978 | $52,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 14,368 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000312 | this filing | 2019-05-15 | acceptance time not in the bulk data set |