13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,073 holding rows worth $331,011,392,000.
- Accession
- 0000769993-19-000312
- Filer
- CIK 886982
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 9,704 entries on the cover page, a total value of $331,011,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,011,392,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBBEY INC | 529898108 | COM | 18,210 | $52,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 117,500 | $52,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 21,301 | $51,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,672 | $50,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 250,000 | $50,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 26,638 | $47,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 48,324 | $47,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 40,000 | $47,000 | thousands by filing date | principal |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 122,980 | $47,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 11,993 | $45,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 33,333 | $45,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,779 | $44,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,872 | $43,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 43,540 | $43,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,519 | $42,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 18,141 | $42,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 114,850 | $41,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 62,500 | $40,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $39,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 11,771 | $39,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 21,124 | $39,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 15,727 | $36,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 14,204 | $36,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,993 | $35,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 50,000 | $35,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 128,200 | $35,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 15,818 | $34,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $32,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 44,022 | $31,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,674 | $29,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 15,853 | $29,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 37,498 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,540 | $27,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 49,301 | $27,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 36,038 | $27,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $26,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 25,000 | $26,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $26,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,817 | $25,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,451 | $25,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,738 | $24,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 19,190 | $24,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $24,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,038 | $24,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 11,464 | $23,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,088 | $23,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 20,601 | $22,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 23,761 | $22,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 25,938 | $21,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 38,324 | $20,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 18,808 | $19,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,256 | $18,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 17,000 | $18,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 67,568 | $18,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,386 | $16,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 16,123 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 63,640 | $16,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 17,205 | $15,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 11,000 | $15,000 | thousands by filing date | principal |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 11,961 | $14,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 13,000 | $14,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,000 | $13,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 11,116 | $13,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $12,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 289,935 | $11,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 10,000 | $10,000 | thousands by filing date | principal |
| VITAL THERAPIES INC | 92847R104 | COM | 51,405 | $10,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 38,101 | $10,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 27,239 | $10,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,413 | $9,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 11,202 | $8,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 18,933 | $8,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 25,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000312 | this filing | 2019-05-15 | acceptance time not in the bulk data set |