13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KOPPERS HOLDINGS INC | 50060P106 | COM | 146,951 | $5,311,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 174,915 | $5,295,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 126,723 | $5,291,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 476,227 | $5,291,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 316,943 | $5,283,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,753,000 | $5,282,000 | thousands by filing date | principal |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 98,500 | $5,281,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,552,492 | $5,279,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 54,631 | $5,275,000 | thousands by filing date | |
| INDUSTRIAL & COML BK CHINA L | Y39656AA4 | PRFD 6.000%12/3 | 5,000,000 | $5,273,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 525,936 | $5,259,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 121,997 | $5,258,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,533 | $5,255,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 255,449 | $5,249,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 54,800 | $5,247,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 91,500 | $5,246,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 408,800 | $5,237,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 321,090 | $5,233,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 407,884 | $5,229,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 450,430 | $5,225,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 127,711 | $5,211,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 452,720 | $5,206,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 370,870 | $5,193,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 50,300 | $5,188,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 267,400 | $5,185,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 211,585 | $5,154,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 92,672 | $5,151,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 234,138 | $5,149,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 924,757 | $5,141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 138,801 | $5,136,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 204,199 | $5,136,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 26,800 | $5,135,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 56,700 | $5,128,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 214,827 | $5,121,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 525,357 | $5,101,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 24,100 | $5,098,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 283,672 | $5,098,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 139,335 | $5,093,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 151,848 | $5,092,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 80,400 | $5,091,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 84,873 | $5,070,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 37,700 | $5,045,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,491,000 | $5,044,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 190,132 | $5,038,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 116,579 | $5,025,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 59,700 | $5,014,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 142,553 | $5,003,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 11,862 | $4,999,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 47,700 | $4,992,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 211,276 | $4,990,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 231,700 | $4,989,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 327,600 | $4,983,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 312,786 | $4,980,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 125,000 | $4,976,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 242,172 | $4,976,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 217,378 | $4,971,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 19,800 | $4,967,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 144,267 | $4,964,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 107,861 | $4,963,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 568,842 | $4,960,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,240,657 | $4,959,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 144,558 | $4,958,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 44,400 | $4,957,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 685,673 | $4,957,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 63,244 | $4,929,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 3,460,000 | $4,926,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 68,676 | $4,922,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 132,106 | $4,921,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 593,539 | $4,920,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 70,800 | $4,918,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 43,795 | $4,918,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 115,107 | $4,912,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 466,000 | $4,907,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 89,036 | $4,902,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 56,178 | $4,896,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 284,127 | $4,890,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 125,255 | $4,886,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 111,300 | $4,883,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 373,793 | $4,878,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 48,559 | $4,868,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 51,300 | $4,849,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 91,441 | $4,842,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 161,200 | $4,831,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 258,623 | $4,823,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 125,000 | $4,813,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 64,223 | $4,811,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 59,500 | $4,802,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 390,141 | $4,799,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 70,700 | $4,794,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 370,433 | $4,793,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,754,000 | $4,789,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 38,300 | $4,783,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 154,800 | $4,783,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 100,000 | $4,780,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 214,745 | $4,776,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 89,200 | $4,764,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,263,300 | $4,763,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 396,400 | $4,761,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 33,600 | $4,752,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 120,700 | $4,752,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 218,946 | $4,751,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 179,657 | $4,743,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 45,900 | $4,739,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 239,305 | $4,729,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 97,411 | $4,724,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 65,100 | $4,721,000 | thousands by filing date | put |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 138,250 | $4,714,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 136,381 | $4,709,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 32,306 | $4,708,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 108,900 | $4,706,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 40,800 | $4,705,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 89,721 | $4,693,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 131,800 | $4,691,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 87,200 | $4,680,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 227,377 | $4,675,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 188,743 | $4,672,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 238,631 | $4,665,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 38,300 | $4,655,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 266,200 | $4,653,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 185,400 | $4,650,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 71,872 | $4,650,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 80,000 | $4,645,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 89,786 | $4,642,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,000 | $4,635,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 475,254 | $4,629,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 241,300 | $4,626,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 425,000 | $4,611,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 140,000 | $4,606,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 47,063 | $4,602,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 36,300 | $4,598,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 179,685 | $4,598,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 273,266 | $4,585,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 84,300 | $4,581,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 74,402 | $4,576,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 51,500 | $4,574,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 64,337 | $4,568,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 3,710,000 | $4,568,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 136,449 | $4,560,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 130,327 | $4,546,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 68,300 | $4,540,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 61,300 | $4,524,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 51,605 | $4,521,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 551,400 | $4,521,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 536,890 | $4,515,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 125,800 | $4,497,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 116,000 | $4,496,000 | thousands by filing date | put |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,747,000 | $4,492,000 | thousands by filing date | principal |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 25,000 | $4,491,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 156,300 | $4,490,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 628,624 | $4,488,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 234,249 | $4,486,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 274,200 | $4,486,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 58,100 | $4,484,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,500 | $4,449,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 31,400 | $4,441,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 397,500 | $4,440,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 151,483 | $4,421,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 3,116,000 | $4,407,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 50,000 | $4,403,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 533,200 | $4,388,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 122,700 | $4,387,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 175,845 | $4,385,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 29,500 | $4,383,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 152,500 | $4,381,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 595,534 | $4,377,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 76,700 | $4,376,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 81,900 | $4,373,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 121,900 | $4,373,000 | thousands by filing date | put |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 4,275,000 | $4,371,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 97,500 | $4,369,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 217,028 | $4,360,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 253,285 | $4,359,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 201,231 | $4,349,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50,000 | $4,345,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 34,724 | $4,343,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 74,527 | $4,343,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 123,122 | $4,337,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 124,242 | $4,336,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 49,599 | $4,330,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 73,202 | $4,323,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 39,500 | $4,315,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 134,992 | $4,306,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 120,149 | $4,305,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 33,400 | $4,304,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 75,600 | $4,301,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 217,654 | $4,301,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 58,300 | $4,300,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,554,000 | $4,298,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 44,696 | $4,291,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 367,213 | $4,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 108,490 | $4,285,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 186,922 | $4,284,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 121,000 | $4,280,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,700 | $4,279,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 70,304 | $4,278,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 33,800 | $4,277,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 50,287 | $4,277,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 44,736 | $4,275,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 70,300 | $4,268,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 155,000 | $4,258,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 57,509 | $4,253,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 81,832 | $4,253,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,393,865 | $4,251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 150,056 | $4,244,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23,500 | $4,242,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 96,138 | $4,235,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 44,653 | $4,221,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 73,200 | $4,216,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 130,297 | $4,200,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 291,890 | $4,195,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 256,430 | $4,190,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 114,348 | $4,185,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 81,800 | $4,173,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 227,477 | $4,170,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 451,156 | $4,164,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 67,861 | $4,159,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 52,874 | $4,153,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 165,500 | $4,151,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 298,589 | $4,150,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 163,071 | $4,147,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 232,740 | $4,143,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 60,200 | $4,135,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 46,200 | $4,133,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 191,864 | $4,129,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 162,447 | $4,128,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 76,825 | $4,122,000 | thousands by filing date | call |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,276,000 | $4,115,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,165,000 | $4,113,000 | thousands by filing date | principal |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 242,777 | $4,103,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 188,845 | $4,096,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 246,700 | $4,093,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 125,871 | $4,086,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 75,700 | $4,083,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 116,758 | $4,080,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 56,628 | $4,068,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 4,770,000 | $4,058,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 57,769 | $4,050,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 46,400 | $4,046,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 39,960 | $4,043,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 568,668 | $4,043,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 170,593 | $4,043,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 188,362 | $4,031,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 250,026 | $4,025,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $4,018,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 62,476 | $4,004,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 137,255 | $4,000,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 89,100 | $3,993,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 208,300 | $3,993,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 256,971 | $3,988,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 258,925 | $3,975,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 249,300 | $3,969,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 163,987 | $3,968,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 161,254 | $3,967,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 66,203 | $3,962,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 176,400 | $3,960,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 73,943 | $3,957,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 50,491 | $3,955,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 45,800 | $3,954,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 100,085 | $3,953,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 194,291 | $3,945,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 79,500 | $3,942,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 40,000 | $3,940,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 129,400 | $3,934,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 34,875 | $3,931,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 29,741 | $3,928,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 35,900 | $3,922,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 27,800 | $3,907,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 203,554 | $3,898,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 154,878 | $3,894,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 198,717 | $3,894,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,838,000 | $3,891,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 98,300 | $3,884,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 37,368 | $3,881,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 168,888 | $3,877,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 84,586 | $3,870,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 69,660 | $3,868,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 272,856 | $3,861,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 189,109 | $3,859,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 205,623 | $3,851,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 95,375 | $3,844,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 40,100 | $3,840,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 35,432 | $3,830,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 25,752 | $3,825,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 45,000 | $3,824,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 191,700 | $3,813,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 161,700 | $3,810,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 171,519 | $3,801,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 33,700 | $3,800,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 143,352 | $3,797,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,480,761 | $3,796,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 139,100 | $3,793,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 139,559 | $3,787,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 92,684 | $3,781,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 288,521 | $3,780,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 566,352 | $3,778,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 47,000 | $3,769,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 350,395 | $3,764,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 460,700 | $3,755,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 46,626 | $3,741,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 155,634 | $3,740,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 59,400 | $3,726,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 38,400 | $3,725,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 89,606 | $3,716,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 236,323 | $3,715,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 412,185 | $3,714,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 59,965 | $3,709,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 52,000 | $3,706,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 50,100 | $3,706,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 31,335 | $3,705,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 197,078 | $3,705,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 64,600 | $3,704,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 254,605 | $3,704,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 35,700 | $3,701,000 | thousands by filing date | call |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 165,266 | $3,697,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 152,576 | $3,675,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 72,972 | $3,670,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 161,600 | $3,663,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 132,000 | $3,663,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 135,000 | $3,661,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 304,600 | $3,655,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 411,100 | $3,642,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 206,938 | $3,640,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 168,400 | $3,639,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 797,480 | $3,637,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 330,655 | $3,637,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 191,396 | $3,623,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 219,254 | $3,622,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 397,000 | $3,613,000 | thousands by filing date | call |
| AUSTRALIA & NEW ZEALA BKG 14 | Q0426RND6 | DEBT 4.400% 5/1 | 3,500,000 | $3,611,000 | thousands by filing date | principal |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 55,262 | $3,606,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 435,491 | $3,606,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 29,112 | $3,602,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 196,764 | $3,601,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 96,282 | $3,600,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 143,672 | $3,600,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 448,228 | $3,599,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 518,800 | $3,590,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 320,428 | $3,586,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 226,896 | $3,585,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 158,334 | $3,584,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 45,000 | $3,582,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 767,600 | $3,569,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 77,782 | $3,568,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 71,414 | $3,567,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 101,375 | $3,553,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 34,751 | $3,547,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 71,200 | $3,546,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 83,037 | $3,543,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 77,400 | $3,543,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 99,000 | $3,540,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 116,388 | $3,538,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 39,958 | $3,536,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 200,893 | $3,533,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 54,701 | $3,527,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 865,600 | $3,523,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 92,200 | $3,521,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 67,400 | $3,515,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 47,600 | $3,513,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 189,728 | $3,507,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 425,456 | $3,502,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 51,714 | $3,499,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 62,700 | $3,497,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 99,900 | $3,493,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 56,611 | $3,491,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 706,618 | $3,491,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 150,600 | $3,488,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 43,100 | $3,483,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 195,020 | $3,483,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 50,700 | $3,467,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 252,148 | $3,467,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 286,018 | $3,461,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 124,969 | $3,458,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 123,699 | $3,458,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 158,356 | $3,455,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 165,890 | $3,450,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 123,571 | $3,447,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 92,011 | $3,432,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 102,600 | $3,429,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 99,407 | $3,423,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 227,963 | $3,419,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 533,432 | $3,419,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 85,415 | $3,415,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 227,091 | $3,406,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 60,298 | $3,405,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 75,252 | $3,391,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 52,386 | $3,389,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 31,743 | $3,387,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 39,515 | $3,380,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,047,132 | $3,378,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 243,694 | $3,356,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 53,189 | $3,340,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 103,500 | $3,340,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 23,716 | $3,337,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 21,185 | $3,333,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 131,004 | $3,333,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 34,700 | $3,331,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 35,200 | $3,327,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 506,200 | $3,326,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 57,016 | $3,324,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 178,301 | $3,324,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16,215 | $3,317,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 66,145 | $3,315,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,853,000 | $3,309,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 86,600 | $3,308,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 36,500 | $3,304,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 91,400 | $3,297,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 63,090 | $3,290,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 300,769 | $3,290,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 40,000 | $3,286,000 | thousands by filing date | put |
| AVEXIS INC | 05366U100 | COM | 40,000 | $3,286,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 83,662 | $3,285,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 61,600 | $3,285,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 18,900 | $3,280,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 153,868 | $3,280,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 66,400 | $3,279,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 94,000 | $3,279,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 125,900 | $3,271,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 167,889 | $3,267,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 78,348 | $3,265,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 481,600 | $3,265,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 88,366 | $3,261,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 3,200,000 | $3,260,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 51,900 | $3,255,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 105,278 | $3,248,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 150,700 | $3,245,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 116,335 | $3,240,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 92,600 | $3,237,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 179,701 | $3,231,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 505,014 | $3,228,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 217,523 | $3,226,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 272,815 | $3,219,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 90,182 | $3,216,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 656,325 | $3,210,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 55,600 | $3,208,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 179,633 | $3,199,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 224,977 | $3,197,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 85,100 | $3,186,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 203,965 | $3,184,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 154,028 | $3,181,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,493,000 | $3,181,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 105,926 | $3,180,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 25,100 | $3,180,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 402,068 | $3,176,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 131,723 | $3,175,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 238,439 | $3,171,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 521,300 | $3,170,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 171,503 | $3,168,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,105 | $3,167,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 144,000 | $3,167,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 274,648 | $3,167,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 91,800 | $3,164,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 930,251 | $3,163,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 182,400 | $3,161,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 190,966 | $3,160,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 157,435 | $3,156,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 40,800 | $3,149,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 40,327 | $3,133,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50,000 | $3,131,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 98,013 | $3,127,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 89,804 | $3,122,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 144,400 | $3,120,000 | thousands by filing date | put |
| SPIRE INC | 84857L101 | COM | 44,605 | $3,110,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 50,000 | $3,106,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 242,798 | $3,105,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 152,047 | $3,102,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 117,982 | $3,094,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 165,587 | $3,088,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 375,985 | $3,083,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 36,600 | $3,080,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 282,102 | $3,075,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 136,849 | $3,072,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $3,071,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 27,392 | $3,059,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 46,108 | $3,054,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 763 | $3,048,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 73,918 | $3,046,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 27,900 | $3,043,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 39,700 | $3,042,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 107,938 | $3,033,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,456,000 | $3,033,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 130,900 | $3,032,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 37,591 | $3,025,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 360,035 | $3,024,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 99,400 | $3,022,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 65,100 | $3,020,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 104,700 | $3,020,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $3,018,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 142,977 | $3,018,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 85,762 | $3,014,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 83,704 | $3,012,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,059,000 | $2,996,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 118,223 | $2,995,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 329,417 | $2,994,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 89,400 | $2,988,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 44,920 | $2,986,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 297,023 | $2,985,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 59,354 | $2,983,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 28,940 | $2,977,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 17,283 | $2,976,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 150,153 | $2,973,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |