13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINROSS GOLD CORP | 496902404 | COM | 386,600 | $1,628,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 16,200 | $1,616,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 194,370 | $1,611,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 18,928 | $1,608,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 68,173 | $1,607,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 81,671 | $1,602,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 66,160 | $1,602,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,930 | $1,596,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 65,113 | $1,596,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 153,881 | $1,594,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 26,895 | $1,589,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 53,500 | $1,588,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 20,200 | $1,583,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 13,200 | $1,582,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,600 | $1,582,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,500 | $1,579,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 160,100 | $1,579,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 11,900 | $1,573,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 266,548 | $1,570,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 44,542 | $1,569,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 68,400 | $1,566,000 | thousands by filing date | call |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 150,759 | $1,565,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 92,597 | $1,563,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 61,911 | $1,559,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 52,200 | $1,556,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 31,253 | $1,555,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 166,936 | $1,554,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 19,171 | $1,554,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 154,539 | $1,553,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 6,900 | $1,548,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25,800 | $1,547,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 49,957 | $1,545,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 180,600 | $1,544,000 | thousands by filing date | call |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 155,872 | $1,542,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 287,227 | $1,542,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 13,900 | $1,537,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 12,600 | $1,531,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 36,400 | $1,531,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 180,814 | $1,526,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 107,957 | $1,524,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 179,852 | $1,523,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 145,500 | $1,523,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 28,300 | $1,520,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 91,904 | $1,518,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 176,765 | $1,516,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 24,700 | $1,515,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 28,650 | $1,515,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 51,344 | $1,513,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 175,600 | $1,508,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 450,000 | $1,508,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 39,883 | $1,507,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10,100 | $1,506,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 26,491 | $1,505,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 29,900 | $1,499,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 47,100 | $1,499,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 266,058 | $1,498,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 174,200 | $1,496,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 50,000 | $1,496,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 29,778 | $1,495,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 41,216 | $1,494,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 26,775 | $1,492,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 43,900 | $1,486,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 30,056 | $1,484,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 57,853 | $1,484,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 109,207 | $1,480,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 131,893 | $1,476,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 65,000 | $1,476,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 52,566 | $1,474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 65,000 | $1,468,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,310,000 | $1,465,000 | thousands by filing date | principal |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 39,797 | $1,463,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,000 | $1,460,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 19,949 | $1,460,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 37,255 | $1,451,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 973,068 | $1,450,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 136,609 | $1,449,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 46,000 | $1,449,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 11,500 | $1,445,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 55,900 | $1,445,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 703,000 | $1,445,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 50,200 | $1,442,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 238,700 | $1,442,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 24,200 | $1,441,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 17,800 | $1,439,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 108,404 | $1,437,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 63,300 | $1,434,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 300,000 | $1,431,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 32,084 | $1,430,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 65,500 | $1,429,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 12,100 | $1,429,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 82,900 | $1,429,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 51,700 | $1,426,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 232,961 | $1,424,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 37,191 | $1,424,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 30,398 | $1,423,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 34,206 | $1,422,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 20,000 | $1,419,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 56,200 | $1,419,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 34,833 | $1,417,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 46,700 | $1,414,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 299,328 | $1,413,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 81,005 | $1,410,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 21,900 | $1,409,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 48,347 | $1,408,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 48,323 | $1,405,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 50,000 | $1,403,000 | thousands by filing date | call |
| XACTLY CORP | 98386L101 | COM | 95,134 | $1,400,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 42,760 | $1,398,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 158,019 | $1,397,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 60,533 | $1,396,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 22,500 | $1,394,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 110,618 | $1,394,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 11,000 | $1,393,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 308,422 | $1,391,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 243,900 | $1,390,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 77,905 | $1,388,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 254,859 | $1,386,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,143 | $1,385,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 123,215 | $1,384,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 88,278 | $1,384,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 130,831 | $1,383,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 55,300 | $1,382,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 101,155 | $1,377,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 18,263 | $1,377,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 54,926 | $1,375,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 51,126 | $1,369,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 31,500 | $1,369,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 72,863 | $1,365,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 26,200 | $1,364,000 | thousands by filing date | put |
| ALMOST FAMILY INC | 020409108 | COM | 37,081 | $1,363,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 200,293 | $1,362,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,300 | $1,359,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 53,113 | $1,359,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 20,000 | $1,356,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 26,530 | $1,355,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 59,000 | $1,351,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 10,919 | $1,350,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 19,100 | $1,349,000 | thousands by filing date | call |
| NATUZZI S P A | 63905A101 | ADR | 770,595 | $1,349,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 48,100 | $1,348,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 11,100 | $1,346,000 | thousands by filing date | call |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 100,388 | $1,342,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 142,186 | $1,341,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 98,207 | $1,338,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 29,000 | $1,338,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,866 | $1,335,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 98,835 | $1,334,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 40,202 | $1,334,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 34,610 | $1,332,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 193,765 | $1,331,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 55,561 | $1,330,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,555,000 | $1,330,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 82,500 | $1,329,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 323,310 | $1,326,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 56,370 | $1,323,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 38,321 | $1,321,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 67,173 | $1,321,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 29,700 | $1,319,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 135,370 | $1,319,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 44,100 | $1,317,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 22,400 | $1,317,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 36,857 | $1,316,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 20,300 | $1,315,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 13,752 | $1,313,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,126 | $1,312,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 14,966 | $1,309,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 55,105 | $1,309,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 150,500 | $1,308,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 396,291 | $1,308,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 45,700 | $1,307,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 148,040 | $1,307,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 50,036 | $1,306,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 66,300 | $1,304,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 45,212 | $1,303,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 14,200 | $1,301,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 32,619 | $1,301,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 27,300 | $1,301,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 27,600 | $1,298,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 43,792 | $1,297,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 126,914 | $1,297,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 98,129 | $1,296,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 49,200 | $1,292,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 57,400 | $1,291,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 10,200 | $1,291,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 19,400 | $1,290,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 90,360 | $1,290,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 55,800 | $1,289,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 106,900 | $1,289,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 18,900 | $1,285,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 32,300 | $1,284,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 16,534 | $1,282,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 317,431 | $1,282,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 21,938 | $1,279,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 42,982 | $1,277,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 143,000 | $1,276,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 69,955 | $1,276,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 173,147 | $1,274,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 28,800 | $1,274,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 1,049,476 | $1,270,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 52,643 | $1,266,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 168,800 | $1,261,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 463,413 | $1,260,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 34,600 | $1,258,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 51,136 | $1,258,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 35,600 | $1,255,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 94,600 | $1,255,000 | thousands by filing date | put |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 106,851 | $1,255,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 87,994 | $1,254,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 75,695 | $1,250,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 105,600 | $1,249,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 61,578 | $1,249,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 107,974 | $1,249,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 132,177 | $1,245,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 11,300 | $1,243,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 25,064 | $1,241,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 53,046 | $1,240,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 19,062 | $1,240,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 57,074 | $1,239,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11,300 | $1,238,000 | thousands by filing date | put |
| KORN FERRY COM NEW | 500643200 | Stock | 58,904 | $1,237,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 91,753 | $1,237,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,000 | $1,237,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 45,900 | $1,236,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 30,278 | $1,233,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 195,497 | $1,232,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 212,482 | $1,232,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 449,606 | $1,232,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 53,947 | $1,230,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,272,000 | $1,230,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 29,625 | $1,229,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 94,500 | $1,229,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 133,362 | $1,224,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 37,000 | $1,224,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 85,800 | $1,224,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 33,570 | $1,220,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,016,000 | $1,220,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 49,530 | $1,217,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 189,809 | $1,217,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 203,475 | $1,216,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 19,500 | $1,212,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 28,500 | $1,212,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 41,600 | $1,211,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 52,400 | $1,210,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 37,818 | $1,208,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 94,281 | $1,207,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 44,954 | $1,204,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,293,000 | $1,203,000 | thousands by filing date | principal |
| TIDEWATER INC | 886423102 | COM | 424,837 | $1,198,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 85,400 | $1,196,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 12,300 | $1,195,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 574,413 | $1,195,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 47,300 | $1,194,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 15,200 | $1,192,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 20,100 | $1,192,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 25,300 | $1,191,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 165,324 | $1,185,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,191,000 | $1,184,000 | thousands by filing date | principal |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 44,900 | $1,183,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 78,738 | $1,182,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 151,812 | $1,181,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 40,413 | $1,180,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 30,668 | $1,178,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 21,200 | $1,177,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 46,300 | $1,176,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 45,219 | $1,176,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 40,300 | $1,172,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 74,200 | $1,171,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 402,400 | $1,171,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 22,069 | $1,170,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 44,800 | $1,170,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 373,400 | $1,169,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 55,900 | $1,164,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100,000 | $1,164,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 18,543 | $1,163,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 48,000 | $1,162,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 52,526 | $1,161,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 11,928 | $1,156,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 160,449 | $1,155,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 62,090 | $1,153,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 13,600 | $1,151,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 444,000 | $1,149,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 30,500 | $1,148,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 21,719 | $1,148,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 36,751 | $1,148,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 222,900 | $1,148,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X405 | CL C | 67,497 | $1,145,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 63,300 | $1,144,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 432,680 | $1,139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 20,675 | $1,139,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 35,620 | $1,138,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 23,793 | $1,137,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 18,944 | $1,135,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 29,400 | $1,134,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 27,900 | $1,133,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,117,000 | $1,132,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 40,000 | $1,131,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 375,309 | $1,130,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 63,908 | $1,127,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 11,501 | $1,125,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 197,973 | $1,124,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 54,204 | $1,124,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 139,818 | $1,120,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 10,134 | $1,119,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 34,041 | $1,119,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 41,528 | $1,115,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 121,824 | $1,115,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 422,144 | $1,114,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 134,255 | $1,114,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 39,795 | $1,109,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 122,293 | $1,108,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 22,100 | $1,106,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 72,027 | $1,106,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 74,503 | $1,101,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 23,581 | $1,101,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 25,300 | $1,100,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 66,053 | $1,100,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,200 | $1,099,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 45,476 | $1,098,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 23,339 | $1,098,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 101,330 | $1,097,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 27,267 | $1,097,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 22,700 | $1,092,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,800 | $1,092,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 70,300 | $1,092,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 20,080 | $1,091,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,900 | $1,090,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 29,000 | $1,088,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,416 | $1,087,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 1,100,000 | $1,084,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 46,000 | $1,083,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 29,361 | $1,081,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 33,412 | $1,078,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 24,489 | $1,076,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 257,600 | $1,074,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 33,255 | $1,073,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 46,506 | $1,073,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 125,200 | $1,072,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 36,910 | $1,070,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,400 | $1,069,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 67,500 | $1,069,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 39,463 | $1,066,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 78,200 | $1,065,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 112,845 | $1,065,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 105,833 | $1,065,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 15,000 | $1,064,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 60,400 | $1,064,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,000 | $1,063,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 90,773 | $1,063,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 77,979 | $1,061,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 37,897 | $1,059,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 8,600 | $1,058,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 24,600 | $1,057,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 69,324 | $1,057,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 130,906 | $1,055,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 131,571 | $1,048,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 93,428 | $1,047,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 243,000 | $1,047,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 26,543 | $1,045,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 37,211 | $1,045,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 806,000 | $1,045,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,400 | $1,040,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 14,900 | $1,039,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 42,460 | $1,039,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 277,187 | $1,039,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15,586 | $1,038,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 29,400 | $1,037,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 213,783 | $1,037,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 16,422 | $1,035,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 27,326 | $1,033,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 24,353 | $1,032,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 27,207 | $1,030,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 22,405 | $1,028,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11,000 | $1,027,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 498,750 | $1,027,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 13,200 | $1,026,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 25,599 | $1,026,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5,900 | $1,025,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 22,643 | $1,021,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,500 | $1,019,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 10,250 | $1,019,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 59,461 | $1,019,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 27,000 | $1,018,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 117,883 | $1,018,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 39,277 | $1,018,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 15,408 | $1,017,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 10,600 | $1,017,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 226,156 | $1,014,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 33,864 | $1,013,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 44,200 | $1,012,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 33,680 | $1,011,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 32,398 | $1,009,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 16,000 | $1,008,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 14,537 | $1,005,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,500 | $1,004,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 14,900 | $1,002,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 178,602 | $1,002,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 9,100 | $1,001,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 8,000 | $1,001,000 | thousands by filing date | call |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 130,075 | $1,000,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 27,404 | $997,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 20,900 | $995,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 16,100 | $994,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 184,419 | $994,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 60,000 | $993,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 158,458 | $993,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 15,300 | $992,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,181,367 | $992,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 95,900 | $989,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 22,622 | $988,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 97,500 | $988,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 54,354 | $987,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 97,300 | $986,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 66,132 | $985,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 453,665 | $984,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 63,907 | $983,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,100 | $982,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 16,900 | $982,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 27,400 | $981,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 50,000 | $981,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 22,864 | $979,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 56,742 | $978,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 36,300 | $977,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 22,909 | $975,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 554,254 | $975,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,100 | $975,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 12,300 | $974,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 142,863 | $973,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 29,473 | $971,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 42,476 | $970,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 50,628 | $966,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 22,200 | $962,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 434,579 | $961,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 133,490 | $961,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 10,500 | $959,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 233,246 | $959,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 128,200 | $958,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 82,500 | $958,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 70,900 | $956,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,500 | $954,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 134,585 | $954,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 26,312 | $954,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 92,700 | $954,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,800 | $953,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,400 | $952,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 2,719,000 | $952,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 19,500 | $950,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 47,880 | $949,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,500 | $949,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 69,000 | $948,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,400 | $947,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 51,953 | $946,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 20,400 | $946,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 25,100 | $945,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21,400 | $943,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 34,423 | $943,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 9,100 | $941,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 83,400 | $941,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 7,429 | $941,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 14,349 | $940,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 90,389 | $940,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 31,637 | $940,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 39,000 | $940,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 273 | $939,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 80,500 | $939,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 39,767 | $938,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,814 | $936,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,022,514 | $936,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 62,211 | $935,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 62,200 | $934,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 38,620 | $933,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 22,528 | $932,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,727 | $929,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 54,606 | $928,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $927,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 30,900 | $927,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 95,300 | $926,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 39,400 | $926,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 31,000 | $924,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 10,100 | $923,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 25,800 | $921,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 7,300 | $921,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 15,000 | $920,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 61,502 | $919,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 15,900 | $918,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 58,900 | $917,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 63,037 | $917,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 19,656 | $915,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 13,900 | $915,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 70,036 | $913,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 68,600 | $910,000 | thousands by filing date | call |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 122,426 | $910,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 91,237 | $909,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 80,536 | $908,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 162,400 | $908,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 28,800 | $907,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 40,809 | $907,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 35,388 | $906,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 44,300 | $906,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 7,800 | $906,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 82,071 | $906,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |