13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 82,200 | $2,925,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 440,700 | $2,922,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 13,600 | $2,918,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 125,300 | $2,911,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 43,200 | $2,909,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 430,855 | $2,908,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 32,443 | $2,906,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 975,840 | $2,898,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 51,600 | $2,892,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 67,500 | $2,890,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 151,564 | $2,886,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 139,302 | $2,883,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,751 | $2,881,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 50,900 | $2,878,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 152,477 | $2,878,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 691,000 | $2,875,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 34,785 | $2,874,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 72,000 | $2,871,000 | thousands by filing date | put |
| COLONY STARWOOD | 19625X102 | Common Stock | 100,000 | $2,870,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 34,816 | $2,865,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 12,700 | $2,855,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 384,693 | $2,855,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 57,713 | $2,853,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 84,000 | $2,851,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 184,559 | $2,848,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 35,300 | $2,847,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 102,018 | $2,846,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 317,422 | $2,831,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 41,900 | $2,820,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 32,300 | $2,817,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 559,708 | $2,816,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 25,319 | $2,808,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 299,658 | $2,808,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 41,700 | $2,806,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 190,738 | $2,806,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 100,000 | $2,805,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,392,000 | $2,803,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 91,107 | $2,802,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 147,659 | $2,801,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 380,821 | $2,799,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 6,556 | $2,797,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 156,300 | $2,792,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 260,821 | $2,783,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 66,236 | $2,779,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 83,410 | $2,778,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,000 | $2,774,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 29,380 | $2,774,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 374,769 | $2,773,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 100,976 | $2,772,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 143,500 | $2,755,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 127,203 | $2,751,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 72,900 | $2,750,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 17,500 | $2,745,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 24,800 | $2,740,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 107,846 | $2,739,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,405,500 | $2,731,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 231,228 | $2,728,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 150,000 | $2,728,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 90,200 | $2,724,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 116,004 | $2,723,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 48,730 | $2,722,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 41,297 | $2,721,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 119,812 | $2,720,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 3,823,000 | $2,719,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 62,597 | $2,716,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 25,386 | $2,714,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 72,475 | $2,711,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 214,543 | $2,704,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 183,300 | $2,700,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 108,508 | $2,700,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 221,800 | $2,699,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 194,687 | $2,699,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,138,000 | $2,697,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 36,500 | $2,695,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 42,121 | $2,692,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 135,691 | $2,687,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 133,289 | $2,685,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 67,200 | $2,680,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 26,247 | $2,679,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 282,833 | $2,678,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 32,687 | $2,676,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 77,100 | $2,672,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 156,191 | $2,659,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 97,640 | $2,657,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 141,709 | $2,656,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 81,000 | $2,654,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 105,766 | $2,654,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 302,341 | $2,651,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 79,300 | $2,649,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 68,072 | $2,645,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 167,366 | $2,644,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 203,862 | $2,638,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 33,700 | $2,637,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 68,200 | $2,631,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 73,400 | $2,629,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 48,413 | $2,629,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 74,427 | $2,627,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 136,136 | $2,626,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 212,761 | $2,619,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 33,800 | $2,618,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 217,113 | $2,618,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 63,008 | $2,609,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 116,030 | $2,606,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 40,218 | $2,606,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 306,976 | $2,603,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 228,160 | $2,601,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 2,600,000 | $2,597,000 | thousands by filing date | principal |
| SMART & FINAL STORES INC | 83190B101 | COM | 203,310 | $2,596,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 795,963 | $2,595,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 51,224 | $2,594,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 59,200 | $2,593,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 238,620 | $2,591,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 100,031 | $2,588,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,600 | $2,586,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 74,900 | $2,586,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 297,574 | $2,585,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 134,079 | $2,585,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 85,400 | $2,579,000 | thousands by filing date | call |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 347,872 | $2,574,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 96,550 | $2,564,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 24,800 | $2,563,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 50,268 | $2,559,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 200,000 | $2,558,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 314,070 | $2,553,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 83,300 | $2,532,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 33,600 | $2,530,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 39,875 | $2,530,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 619,268 | $2,527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 116,700 | $2,523,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 158,956 | $2,518,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 285,548 | $2,513,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 41,348 | $2,512,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 100,000 | $2,510,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 21,500 | $2,503,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 53,100 | $2,502,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 138,200 | $2,497,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 217,700 | $2,497,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 39,600 | $2,495,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 78,600 | $2,491,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 46,119 | $2,488,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 141,839 | $2,488,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 98,875 | $2,488,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 343,491 | $2,487,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 62,895 | $2,484,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 108,512 | $2,484,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 104,987 | $2,483,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 123,295 | $2,483,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 291,400 | $2,477,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 55,544 | $2,476,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 71,600 | $2,472,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 21,800 | $2,471,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 252,321 | $2,470,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 18,200 | $2,467,000 | thousands by filing date | put |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 725,000 | $2,467,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 150,900 | $2,455,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 22,700 | $2,454,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 586,559 | $2,452,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 36,200 | $2,451,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 207,800 | $2,450,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 177,093 | $2,443,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 32,235 | $2,442,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,222,000 | $2,441,000 | thousands by filing date | principal |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 38,923 | $2,439,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 51,753 | $2,436,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 23,413 | $2,434,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 22,500 | $2,432,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 61,969 | $2,430,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $2,418,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 96,700 | $2,417,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 89,399 | $2,413,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 31,963 | $2,397,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 76,000 | $2,394,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 30,800 | $2,390,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 119,200 | $2,389,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 133,100 | $2,389,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50,000 | $2,385,000 | thousands by filing date | put |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 43,938 | $2,385,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 127,835 | $2,384,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 79,100 | $2,382,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 85,000 | $2,380,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47,399 | $2,375,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 103,500 | $2,370,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 367,453 | $2,370,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 199,716 | $2,369,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 73,523 | $2,366,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 30,227 | $2,358,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 160,165 | $2,358,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 50,000 | $2,352,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,130,935 | $2,352,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 38,798 | $2,350,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 78,244 | $2,345,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 53,700 | $2,341,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 58,600 | $2,340,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 147,000 | $2,340,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 82,900 | $2,324,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 419,055 | $2,322,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 110,776 | $2,321,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 285,699 | $2,314,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 106,708 | $2,311,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 39,900 | $2,309,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 200,000 | $2,308,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 51,100 | $2,304,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 60,732 | $2,304,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 87,000 | $2,302,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 340,072 | $2,295,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 44,600 | $2,289,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 23,227 | $2,289,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 124,484 | $2,288,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 226,755 | $2,288,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 33,600 | $2,283,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 88,400 | $2,274,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 195,324 | $2,274,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 260,000 | $2,272,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $2,265,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16,700 | $2,264,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 844,018 | $2,262,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 43,791 | $2,260,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 59,100 | $2,257,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 20,000 | $2,255,000 | thousands by filing date | put |
| AEP INDUSTRIES INC | 001031103 | COM | 20,620 | $2,255,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 85,584 | $2,254,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 113,633 | $2,253,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 38,400 | $2,253,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 395,313 | $2,253,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 267,533 | $2,250,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 139,500 | $2,249,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 8,500 | $2,249,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 5,152 | $2,246,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 19,800 | $2,244,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 29,001 | $2,244,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 43,400 | $2,236,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 27,500 | $2,235,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 78,100 | $2,234,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 24,600 | $2,231,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 123,327 | $2,229,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 80,200 | $2,228,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 79,575 | $2,226,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 91,900 | $2,222,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 215,890 | $2,221,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 35,500 | $2,218,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 375,356 | $2,218,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 20,000 | $2,214,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 75,719 | $2,212,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 312,538 | $2,210,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 187,260 | $2,208,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 95,253 | $2,207,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 393,700 | $2,205,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 257,267 | $2,203,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 87,792 | $2,200,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 395,721 | $2,200,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,200 | $2,191,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 244,200 | $2,190,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 51,012 | $2,187,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,000 | $2,186,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,800 | $2,185,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,433,000 | $2,184,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 125,343 | $2,178,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 62,066 | $2,177,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,002 | $2,176,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 45,778 | $2,172,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 136,100 | $2,167,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 64,000 | $2,164,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 94,100 | $2,158,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 42,878 | $2,156,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 205,069 | $2,155,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 54,200 | $2,154,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 17,600 | $2,153,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 74,241 | $2,151,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 270,933 | $2,151,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 260,210 | $2,144,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 269,952 | $2,143,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 112,501 | $2,140,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 61,208 | $2,138,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,240,000 | $2,132,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $2,131,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 143,704 | $2,128,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 137,239 | $2,127,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,950,000 | $2,126,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 113,200 | $2,124,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 187,537 | $2,123,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 62,783 | $2,123,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 48,842 | $2,122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 50,000 | $2,121,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 169,500 | $2,119,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 109,564 | $2,118,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 25,800 | $2,114,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 53,442 | $2,114,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 58,797 | $2,113,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 113,780 | $2,111,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 107,276 | $2,109,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 157,737 | $2,107,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 120,135 | $2,106,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 23,200 | $2,104,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 610,448 | $2,100,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 149,599 | $2,096,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 63,600 | $2,092,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 36,800 | $2,087,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 22,800 | $2,084,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 63,400 | $2,083,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 41,679 | $2,082,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 75,900 | $2,082,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 32,527 | $2,081,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 95,400 | $2,080,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,520,000 | $2,071,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,460,000 | $2,060,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 183,153 | $2,059,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 69,799 | $2,058,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 56,000 | $2,057,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 25,900 | $2,055,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 62,100 | $2,054,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 46,836 | $2,052,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 24,750 | $2,052,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 121,908 | $2,042,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 44,662 | $2,040,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 215,110 | $2,039,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 51,107 | $2,038,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 45,597 | $2,027,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 96,782 | $2,026,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 62,917 | $2,024,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 47,836 | $2,024,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 143,854 | $2,023,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 35,000 | $2,022,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 35,829 | $2,021,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 59,600 | $2,018,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 147,300 | $2,017,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 136,797 | $2,015,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,125,000 | $2,013,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 193,720 | $2,011,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 142,971 | $2,009,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 110,389 | $2,002,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 86,400 | $2,000,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,300 | $1,998,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 77,400 | $1,991,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000,000 | $1,991,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 66,600 | $1,989,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,210,000 | $1,988,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 86,234 | $1,986,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 181,100 | $1,981,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 230,380 | $1,979,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,643,000 | $1,975,000 | thousands by filing date | principal |
| CASELLA WASTE SYS INC | 147448104 | CL A | 191,598 | $1,973,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 129,485 | $1,972,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 13,301 | $1,971,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 34,885 | $1,971,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 35,514 | $1,971,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 40,103 | $1,967,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 129,600 | $1,965,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 55,964 | $1,961,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 34,500 | $1,958,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 348,100 | $1,956,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 116,304 | $1,954,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 421,391 | $1,951,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 186,200 | $1,950,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 227,600 | $1,948,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 20,300 | $1,948,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 50,769 | $1,947,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 183,800 | $1,946,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 50,012 | $1,946,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 47,800 | $1,942,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 96,087 | $1,940,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 33,300 | $1,938,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 233,992 | $1,937,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 67,244 | $1,936,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8,600 | $1,934,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 87,474 | $1,932,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 51,300 | $1,929,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 210,374 | $1,925,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 27,300 | $1,924,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 29,200 | $1,923,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 55,600 | $1,923,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 34,500 | $1,915,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 396,058 | $1,913,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 118,772 | $1,911,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 66,174 | $1,908,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 598,036 | $1,908,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 80,000 | $1,901,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 99,772 | $1,901,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 205,800 | $1,900,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 39,681 | $1,898,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,746 | $1,888,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 50,000 | $1,887,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28,000 | $1,886,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 26,946 | $1,886,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 99,480 | $1,885,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 77,700 | $1,884,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 186,243 | $1,883,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,307,000 | $1,882,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 17,000 | $1,879,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,500 | $1,877,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 40,736 | $1,875,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 61,200 | $1,872,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 60,000 | $1,871,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 27,500 | $1,868,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 21,863 | $1,868,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 10,400 | $1,864,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 267,998 | $1,862,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,913 | $1,860,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 15,400 | $1,857,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,578 | $1,856,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 54,200 | $1,855,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 49,377 | $1,855,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 48,976 | $1,854,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 82,400 | $1,851,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 307,871 | $1,847,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 107,085 | $1,846,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 55,700 | $1,843,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 553,157 | $1,843,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 166,594 | $1,836,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 59,710 | $1,834,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 26,000 | $1,832,000 | thousands by filing date | call |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 176,260 | $1,830,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 19,600 | $1,829,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 406,433 | $1,825,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 170,758 | $1,825,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 65,143 | $1,825,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 176,774 | $1,824,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 113,100 | $1,822,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 40,937 | $1,820,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 323,600 | $1,819,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 100,000 | $1,813,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 80,879 | $1,811,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 1,700,000 | $1,811,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 47,400 | $1,810,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,823,000 | $1,810,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,966,000 | $1,810,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 183,100 | $1,807,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 200,500 | $1,805,000 | thousands by filing date | put |
| WEST CORP | 952355204 | COM | 81,338 | $1,796,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 99,531 | $1,792,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 163,920 | $1,790,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 87,023 | $1,786,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 56,731 | $1,780,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 64,100 | $1,778,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 27,400 | $1,777,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 146,100 | $1,777,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 40,000 | $1,776,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 82,241 | $1,766,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 69,400 | $1,763,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 50,130 | $1,763,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 12,800 | $1,758,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 20,219 | $1,758,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 227,765 | $1,756,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 16,013 | $1,755,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 97,865 | $1,748,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 172,620 | $1,747,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 26,900 | $1,744,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 26,800 | $1,736,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 45,991 | $1,734,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 426,592 | $1,732,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 107,400 | $1,731,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 97,543 | $1,731,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 37,077 | $1,731,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 11,900 | $1,728,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 644,244 | $1,727,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,000,000 | $1,725,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 17,952 | $1,723,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 142,542 | $1,722,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 59,357 | $1,721,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 89,010 | $1,721,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 66,059 | $1,721,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 47,600 | $1,716,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 153,019 | $1,710,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50,000 | $1,708,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 219,176 | $1,707,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,600 | $1,705,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 507,400 | $1,700,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 86,200 | $1,696,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 212,400 | $1,695,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 164,600 | $1,695,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 40,000 | $1,694,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 210,000 | $1,693,000 | thousands by filing date | call |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 117,439 | $1,692,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 62,564 | $1,691,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 19,089 | $1,691,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 71,385 | $1,690,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,500 | $1,689,000 | thousands by filing date | call |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 80,701 | $1,688,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 168,746 | $1,687,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 46,768 | $1,681,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 94,411 | $1,679,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 55,680 | $1,676,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 28,300 | $1,676,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 128,310 | $1,674,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 81,500 | $1,672,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 32,400 | $1,669,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 76,852 | $1,669,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 29,200 | $1,657,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 184,385 | $1,652,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 119,999 | $1,652,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45,409 | $1,650,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,057,000 | $1,648,000 | thousands by filing date | principal |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 66,700 | $1,646,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 17,400 | $1,644,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 188,400 | $1,643,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 104,217 | $1,642,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 15,300 | $1,640,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,018,000 | $1,637,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 12,406 | $1,636,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 51,688 | $1,633,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 51,748 | $1,630,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |