13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,791 | $902,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 36,199 | $902,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 101,000 | $901,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 61,538 | $901,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 84,030 | $901,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,700 | $900,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 48,400 | $900,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 46,696 | $899,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,700 | $897,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 42,300 | $897,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 100,000 | $896,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 174,767 | $895,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,500 | $894,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 167,065 | $892,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 35,456 | $891,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 32,100 | $891,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 13,200 | $889,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 89,423 | $888,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,601 | $888,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 27,757 | $888,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 24,200 | $887,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 87,700 | $887,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 44,773 | $886,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 26,507 | $885,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 45,000 | $885,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 24,640 | $884,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 68,907 | $883,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 13,031 | $882,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 66,185 | $882,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 43,768 | $881,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,547 | $881,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 344,266 | $881,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 57,047 | $880,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 32,600 | $879,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 26,702 | $878,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 13,600 | $877,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 41,332 | $877,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 16,109 | $877,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 12,018 | $876,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 14,700 | $875,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7,100 | $875,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 63,072 | $875,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 44,900 | $874,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 65,528 | $872,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 76,000 | $871,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 25,273 | $868,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 125,392 | $868,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 17,929 | $868,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 59,833 | $868,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 25,100 | $867,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 135,000 | $865,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 62,169 | $865,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 165,982 | $863,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 368,853 | $863,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 20,000 | $860,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 45,435 | $860,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 11,100 | $858,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 212,435 | $858,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 26,100 | $855,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 29,500 | $855,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 43,600 | $852,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 68,317 | $852,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 69,905 | $851,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 231,900 | $851,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 26,600 | $850,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 23,124 | $848,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,500 | $845,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 118,034 | $845,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 7,902 | $844,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 10,550 | $843,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 96,900 | $842,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 14,200 | $841,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 8,459 | $838,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 36,312 | $838,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 18,982 | $838,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 12,606 | $836,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 816,000 | $836,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 19,340 | $835,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 17,300 | $835,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 24,243 | $835,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,800 | $834,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 6,900 | $834,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 109,688 | $834,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 100,856 | $832,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,600 | $831,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 13,400 | $830,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 31,833 | $830,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 16,100 | $829,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 57,200 | $828,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 237,100 | $827,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,702 | $825,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 16,442 | $825,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 56,373 | $824,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 31,154 | $823,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 23,300 | $822,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 17,700 | $821,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 9,297 | $819,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 54,604 | $819,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 42,000 | $818,000 | thousands by filing date | put |
| INTELIQUENT INC | 45825N107 | COM | 50,609 | $817,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 17,687 | $815,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 37,961 | $815,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,600 | $814,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 21,400 | $814,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 19,994 | $814,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 86,712 | $814,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 55,015 | $814,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,500 | $812,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 124,793 | $811,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 25,500 | $808,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,100 | $807,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 10,300 | $806,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 42,429 | $806,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,957 | $802,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 76,400 | $802,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 10,100 | $801,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 126,100 | $799,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 40,900 | $799,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 14,237 | $798,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 87,680 | $795,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 33,338 | $794,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 55,800 | $794,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 9,800 | $794,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 25,900 | $792,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 86,582 | $792,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 45,400 | $792,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,660 | $790,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 64,518 | $790,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 111,310 | $789,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 6,500 | $785,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 41,590 | $784,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 68,585 | $782,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 51,642 | $782,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 85,013 | $780,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 17,300 | $780,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 33,333 | $779,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 248,765 | $779,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 25,600 | $778,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 83,296 | $776,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 12,500 | $775,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 90,600 | $775,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 95,313 | $774,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 54,279 | $773,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,600 | $772,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 14,600 | $772,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 21,328 | $771,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 31,700 | $767,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 74,500 | $767,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 40,889 | $767,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 18,452 | $766,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 68,200 | $765,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 32,900 | $764,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 26,500 | $764,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 96,100 | $764,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,861 | $762,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 120,001 | $762,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 57,313 | $761,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 55,846 | $761,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 73,800 | $760,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 91,474 | $759,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 28,534 | $759,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 38,000 | $759,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 81,057 | $759,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 20,800 | $756,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 19,306 | $755,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 48,500 | $753,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 64,033 | $752,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 25,259 | $752,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 23,625 | $752,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 36,000 | $750,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 81,461 | $749,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 32,300 | $748,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 55,812 | $748,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 54,700 | $745,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 58,344 | $742,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 210,035 | $741,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 134,739 | $741,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 205,257 | $741,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 36,082 | $740,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11,500 | $739,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 81,450 | $739,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 14,868 | $737,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,200 | $732,000 | thousands by filing date | call |
| PROSHARES TR | 74347B573 | CMN | 16,300 | $732,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,057 | $731,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 25,556 | $731,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 59,299 | $731,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 25,974 | $730,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 60,000 | $730,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 55,308 | $730,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 38,844 | $729,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 6,500 | $729,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 64,600 | $728,000 | thousands by filing date | call |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 30,507 | $728,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 25,693 | $728,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 11,300 | $727,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 9,000 | $727,000 | thousands by filing date | put |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 30,607 | $726,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 28,100 | $725,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 21,174 | $725,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,700 | $724,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 66,381 | $724,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 306,565 | $723,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 210,996 | $722,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 64,973 | $722,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 36,075 | $721,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 38,311 | $720,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 119,550 | $720,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 53,050 | $719,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 39,716 | $719,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 55,227 | $719,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 36,196 | $718,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 55,000 | $716,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,000 | $714,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 100,375 | $714,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,500 | $713,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 19,576 | $713,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,000 | $712,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,015 | $712,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 20,813 | $712,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 13,400 | $710,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 49,431 | $706,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 174,100 | $705,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 159,500 | $703,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 5,700 | $702,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 9,100 | $702,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 36,700 | $702,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 49,971 | $702,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 37,058 | $702,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 26,834 | $702,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 39,254 | $701,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,965 | $700,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 19,985 | $700,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 51,792 | $700,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 29,105 | $699,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,726 | $698,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 12,032 | $698,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 36,263 | $697,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 179,775 | $696,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,082 | $695,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 38,949 | $695,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,704 | $694,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 27,157 | $694,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 21,016 | $691,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 49,722 | $689,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 66,433 | $689,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,900 | $687,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10,200 | $687,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 567,691 | $687,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 21,809 | $686,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 21,900 | $685,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 37,751 | $684,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 6,467 | $682,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 18,613 | $680,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 672,000 | $680,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 17,244 | $679,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 28,000 | $678,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $678,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,900 | $676,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 31,595 | $676,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 33,684 | $675,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 15,129 | $675,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 11,600 | $674,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 73,000 | $674,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 21,531 | $673,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,400 | $673,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 23,598 | $672,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 49,821 | $671,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,100 | $670,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 39,734 | $669,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 179,674 | $668,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,700 | $665,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 22,032 | $665,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 42,000 | $663,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,334 | $663,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 12,000 | $663,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 100,822 | $663,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,400 | $661,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,800 | $661,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 28,107 | $660,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 19,065 | $659,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 41,900 | $658,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 17,100 | $657,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 37,300 | $657,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 10,500 | $656,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 80,926 | $656,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 49,373 | $654,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 47,514 | $653,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 13,037 | $653,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 37,817 | $652,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 236,311 | $652,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 52,000 | $652,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 11,600 | $650,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 218,481 | $649,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 59,180 | $647,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 17,941 | $647,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 25,400 | $646,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 29,905 | $644,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 32,978 | $644,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 62,500 | $643,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 13,100 | $642,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 59,154 | $642,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 42,200 | $642,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 48,800 | $638,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 100,000 | $637,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,013 | $637,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 29,880 | $636,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 71,453 | $635,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 61,500 | $635,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 57,896 | $634,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,000 | $633,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 27,079 | $633,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 14,516 | $633,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 36,938 | $632,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 361,167 | $632,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 17,870 | $632,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 5,600 | $631,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 61,600 | $631,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24,400 | $630,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 43,676 | $630,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 29,150 | $630,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 14,000 | $629,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 105,732 | $629,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,173 | $627,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,500 | $626,000 | thousands by filing date | call |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 77,023 | $626,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 76,657 | $625,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 20,637 | $624,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 18,100 | $624,000 | thousands by filing date | put |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $624,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,200 | $623,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 44,502 | $623,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 23,749 | $621,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 103,215 | $621,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 97,784 | $621,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 11,749 | $621,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 59,800 | $620,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 205,457 | $619,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 44,718 | $619,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 40,800 | $616,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 46,625 | $615,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 40,688 | $615,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 48,800 | $614,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 35,339 | $614,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 62,750 | $614,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 374,506 | $614,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 38,070 | $613,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 30,600 | $612,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 600,261 | $612,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 63,096 | $611,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 49,759 | $611,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 138,400 | $610,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,700 | $609,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 103,496 | $609,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 121,689 | $608,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 200,500 | $608,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 36,849 | $608,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 81,800 | $607,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 265,045 | $607,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 62,300 | $606,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 14,000 | $606,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 38,944 | $606,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 103,613 | $606,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 63,451 | $605,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 27,700 | $604,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 29,920 | $604,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 22,984 | $602,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,620 | $602,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 43,000 | $601,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 30,000 | $600,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 35,352 | $600,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 77,884 | $600,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 33,628 | $599,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 20,069 | $599,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 52,300 | $599,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 11,750 | $598,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 61,384 | $598,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 25,970 | $596,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 17,800 | $596,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 15,542 | $596,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 30,734 | $596,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 29,800 | $595,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 45,000 | $594,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 95,923 | $593,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,000 | $592,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 55,900 | $592,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 21,649 | $591,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 26,273 | $591,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 17,498 | $590,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 31,753 | $590,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,599 | $589,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 86,715 | $589,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 19,797 | $588,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 26,800 | $588,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 43,531 | $586,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50,192 | $585,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,500 | $585,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 164,315 | $585,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,400 | $584,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 78,978 | $584,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 33,150 | $584,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,700 | $583,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 11,300 | $582,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 125,636 | $582,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 58,900 | $581,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 4,000 | $581,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 15,100 | $580,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 15,800 | $579,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 69,896 | $579,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 78,000 | $579,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 20,939 | $578,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 29,600 | $578,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 46,462 | $578,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 28,640 | $575,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,700 | $575,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 10,395 | $575,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,362 | $574,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 15,100 | $574,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 11,771 | $573,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 29,130 | $572,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,700 | $572,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 21,111 | $572,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 550,000 | $572,000 | thousands by filing date | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 112,099 | $571,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 540,000 | $570,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 14,591 | $568,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 545,000 | $568,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 35,900 | $567,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 36,800 | $567,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 22,724 | $567,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 59,139 | $567,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 21,593 | $567,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 25,100 | $565,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 40,375 | $565,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 21,213 | $564,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 68,550 | $564,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 157,300 | $562,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 15,200 | $561,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 17,100 | $561,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 115,582 | $557,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,800 | $556,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,100 | $556,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,447 | $555,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 130,699 | $555,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 68,250 | $554,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 45,546 | $552,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 26,700 | $551,000 | thousands by filing date | call |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 28,525 | $551,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 41,037 | $550,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 36,300 | $550,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 24,900 | $548,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 39,403 | $548,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,200 | $548,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 45,400 | $548,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 128,592 | $548,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 112,700 | $547,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 19,900 | $547,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,900 | $546,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 34,157 | $546,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,700 | $546,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,700 | $545,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 15,700 | $545,000 | thousands by filing date | put |
| HARBORONE BANCORP INC | 41165F101 | COM | 34,598 | $545,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 24,400 | $544,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 19,692 | $543,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 22,414 | $542,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,188 | $541,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 70,926 | $541,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 45,561 | $541,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,684 | $540,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 994,696 | $540,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 19,704 | $537,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 8,000 | $536,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 50,000 | $536,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 18,477 | $535,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 18,900 | $535,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 295,276 | $535,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 119,248 | $535,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 30,646 | $533,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 77,139 | $533,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 14,284 | $532,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 87,352 | $532,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 94,854 | $531,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 33,600 | $530,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 65,400 | $530,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,900 | $529,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 8,058 | $529,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 63,857 | $529,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 25,500 | $527,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 67,905 | $526,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 11,200 | $526,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 16,700 | $526,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,900 | $525,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,600 | $525,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 7,247 | $525,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,000 | $525,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 9,700 | $525,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 46,700 | $524,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,900 | $524,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 23,400 | $523,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |