13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TYSON FOODS INC CL A | 902494103 | Stock | 71,100 | $5,309,000 | thousands by filing date | call |
| COLONY STARWOOD | 19625X102 | Common Stock | 184,705 | $5,301,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 44,020 | $5,299,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 259,231 | $5,299,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 282,300 | $5,296,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 123,700 | $5,288,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,600,000 | $5,280,000 | thousands by filing date | call |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 5,282,000 | $5,279,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,431,000 | $5,278,000 | thousands by filing date | principal |
| INTEGER HLDGS CORP | 45826H109 | COM | 243,321 | $5,277,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 42,800 | $5,264,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 70,407 | $5,256,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 189,229 | $5,255,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 146,454 | $5,254,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 75,200 | $5,247,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 41,900 | $5,245,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 92,024 | $5,231,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 89,827 | $5,228,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 229,491 | $5,214,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 227,686 | $5,203,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 356,440 | $5,201,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 379,800 | $5,199,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 81,300 | $5,193,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 201,220 | $5,191,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 147,819 | $5,178,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 4,171,836 | $5,173,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 360,258 | $5,170,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 35,200 | $5,168,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 155,500 | $5,164,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 208,336 | $5,153,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 297,973 | $5,146,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 98,624 | $5,139,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 229,400 | $5,132,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 128,835 | $5,128,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 135,996 | $5,125,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 76,300 | $5,110,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 105,300 | $5,107,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 256,971 | $5,104,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 330,479 | $5,100,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 99,400 | $5,099,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70,900 | $5,093,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 624,667 | $5,066,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 76,800 | $5,047,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 639,343 | $5,044,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 342,524 | $5,038,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 178,886 | $5,033,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 56,800 | $5,010,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 88,400 | $4,999,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 50,000 | $4,986,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 205,492 | $4,975,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 49,700 | $4,973,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 315,227 | $4,952,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 171,218 | $4,952,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 107,370 | $4,950,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,533 | $4,950,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 84,200 | $4,949,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 119,298 | $4,931,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 340,754 | $4,931,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 307,992 | $4,928,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 163,203 | $4,927,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 81,911 | $4,924,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 63,500 | $4,917,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 117,105 | $4,891,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 39,200 | $4,886,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 203,600 | $4,886,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 277,335 | $4,881,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 129,600 | $4,874,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,988,000 | $4,873,000 | thousands by filing date | principal |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 35,400 | $4,867,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 104,100 | $4,844,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 593,464 | $4,836,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 208,335 | $4,831,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 26,100 | $4,828,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 374,962 | $4,811,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 562,595 | $4,810,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 416,245 | $4,804,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 98,312 | $4,803,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 463,200 | $4,803,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 85,868 | $4,797,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 277,230 | $4,785,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 104,513 | $4,783,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 87,900 | $4,776,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 217,423 | $4,766,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 159,986 | $4,764,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 197,600 | $4,760,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 258,402 | $4,755,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 142,200 | $4,749,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 200,277 | $4,747,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 66,000 | $4,743,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 4,799,000 | $4,736,000 | thousands by filing date | principal |
| ACXIOM CORP | 005125109 | COMMON STOCK | 177,075 | $4,720,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 106,569 | $4,716,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 417,127 | $4,714,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 169,800 | $4,710,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 983,035 | $4,709,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $4,694,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 219,631 | $4,684,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 174,261 | $4,679,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 121,127 | $4,668,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 94,200 | $4,668,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 258,500 | $4,661,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 78,296 | $4,658,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 327,503 | $4,657,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 206,250 | $4,656,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 454,013 | $4,649,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 277,320 | $4,648,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 70,900 | $4,637,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,054,000 | $4,633,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 366,249 | $4,630,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 291,300 | $4,605,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 90,324 | $4,601,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 202,392 | $4,599,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 141,965 | $4,599,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 75,876 | $4,591,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 181,227 | $4,583,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 571,906 | $4,576,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 130,653 | $4,569,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 451,486 | $4,569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 58,443 | $4,566,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 120,913 | $4,563,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 85,700 | $4,555,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 698,968 | $4,535,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 44,797 | $4,533,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 155,414 | $4,532,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 156,501 | $4,526,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 349,914 | $4,525,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 214,711 | $4,513,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 80,500 | $4,512,000 | thousands by filing date | put |
| STERIS PLC | G84720104 | SHS USD | 61,600 | $4,503,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 149,209 | $4,502,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 269,298 | $4,492,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 90,800 | $4,490,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 52,600 | $4,475,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 323,445 | $4,467,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 74,560 | $4,464,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 155,109 | $4,464,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 249,481 | $4,456,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 160,773 | $4,455,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 182,000 | $4,452,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 433,246 | $4,441,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 241,726 | $4,436,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 232,505 | $4,434,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 73,828 | $4,427,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 59,100 | $4,419,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 140,600 | $4,416,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 102,300 | $4,412,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 633,358 | $4,402,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 50,100 | $4,393,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 23,700 | $4,384,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 14,913 | $4,382,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 178,418 | $4,382,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 193,300 | $4,380,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 39,500 | $4,372,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15,800 | $4,371,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 450,063 | $4,370,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 165,158 | $4,370,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 793,000 | $4,354,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,000 | $4,351,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 195,400 | $4,346,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 173,587 | $4,335,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 130,900 | $4,330,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 131,780 | $4,326,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 879,391 | $4,326,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 84,264 | $4,325,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 6,974,774 | $4,324,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 517,100 | $4,323,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 103,903 | $4,322,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 131,650 | $4,315,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,016,869 | $4,311,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 131,261 | $4,301,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 118,015 | $4,300,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 91,288 | $4,298,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,700 | $4,285,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 40,659 | $4,279,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 154,700 | $4,274,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 79,886 | $4,274,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 97,163 | $4,270,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 882,000 | $4,260,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 52,800 | $4,259,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 108,700 | $4,259,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 85,378 | $4,253,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 119,648 | $4,253,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 40,000 | $4,243,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 170,903 | $4,238,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 183,766 | $4,237,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 108,823 | $4,232,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 197,945 | $4,224,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 42,397 | $4,222,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 223,011 | $4,219,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 192,935 | $4,213,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 89,400 | $4,212,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 186,084 | $4,209,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 300,000 | $4,203,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 165,000 | $4,201,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 168,484 | $4,199,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 99,000 | $4,192,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 74,823 | $4,186,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 187,779 | $4,184,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 33,900 | $4,176,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 960,954 | $4,171,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 361,827 | $4,165,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 96,420 | $4,146,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 276,559 | $4,143,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 92,708 | $4,134,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 244,931 | $4,134,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 167,523 | $4,116,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 80,000 | $4,111,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 147,757 | $4,101,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 699,500 | $4,092,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 309,786 | $4,089,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 63,300 | $4,080,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 198,200 | $4,079,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 87,245 | $4,078,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 63,500 | $4,077,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 236,200 | $4,072,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 167,013 | $4,071,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 76,800 | $4,070,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 47,000 | $4,067,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 103,211 | $4,064,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 67,600 | $4,060,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 139,420 | $4,059,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100,700 | $4,057,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 106,153 | $4,054,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 509,844 | $4,048,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 103,715 | $4,048,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 69,570 | $4,038,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 54,800 | $4,034,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 60,200 | $4,029,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 264,360 | $4,029,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 123,220 | $4,029,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 51,000 | $4,027,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 94,984 | $4,024,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 128,455 | $4,017,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 4,400,000 | $4,015,000 | thousands by filing date | principal |
| CERNER CORP | 156782104 | COM | 64,900 | $4,008,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 206,665 | $4,005,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 178,700 | $4,003,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 86,199 | $4,002,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 138,297 | $3,996,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 39,500 | $3,995,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 257,600 | $3,993,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 3,750,000 | $3,984,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 93,161 | $3,983,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 40,687 | $3,975,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 82,500 | $3,969,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 252,551 | $3,965,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 152,122 | $3,963,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 150,000 | $3,956,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 896,742 | $3,955,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 191,041 | $3,953,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111,100 | $3,953,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 76,900 | $3,947,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 79,563 | $3,945,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 114,416 | $3,937,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 104,435 | $3,934,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 81,700 | $3,931,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 794,158 | $3,923,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 49,200 | $3,914,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,677,000 | $3,907,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 283,923 | $3,904,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 49,298 | $3,895,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 115,000 | $3,889,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 64,621 | $3,886,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 73,000 | $3,880,000 | thousands by filing date | call |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 80,420 | $3,879,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 680,300 | $3,878,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 108,454 | $3,876,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 3,826,000 | $3,869,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,328,789 | $3,867,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 347,100 | $3,863,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 170,730 | $3,859,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 81,800 | $3,857,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 27,300 | $3,842,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 192,090 | $3,840,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 82,800 | $3,820,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 213,800 | $3,818,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 269,171 | $3,817,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 168,105 | $3,809,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 274,700 | $3,802,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 220,107 | $3,784,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 82,039 | $3,779,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 230,039 | $3,770,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 166,732 | $3,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 106,659 | $3,760,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 48,500 | $3,756,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 85,732 | $3,754,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 216,900 | $3,750,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 82,205 | $3,744,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 18,612 | $3,742,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 39,700 | $3,740,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 144,600 | $3,738,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 28,356 | $3,737,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 272,000 | $3,737,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 604,200 | $3,734,000 | thousands by filing date | put |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 214,954 | $3,731,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 158,232 | $3,730,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 140,300 | $3,712,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 79,919 | $3,709,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 443,700 | $3,709,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 831,204 | $3,699,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 24,800 | $3,698,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 66,300 | $3,696,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 54,042 | $3,695,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 259,361 | $3,693,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 96,102 | $3,692,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,159,000 | $3,690,000 | thousands by filing date | principal |
| ALERE INC | 01449J105 | COM | 85,300 | $3,688,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 52,900 | $3,683,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 250,000 | $3,683,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 151,800 | $3,681,000 | thousands by filing date | call |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 23,620 | $3,676,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 85,200 | $3,675,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 54,100 | $3,664,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 122,176 | $3,663,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 125,100 | $3,660,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 108,218 | $3,647,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 130,085 | $3,636,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 147,800 | $3,633,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 24,742 | $3,622,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 75,200 | $3,618,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 426,337 | $3,616,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 70,700 | $3,611,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 149,100 | $3,611,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 71,500 | $3,609,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 412,176 | $3,607,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 56,000 | $3,601,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 51,600 | $3,601,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 53,791 | $3,600,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 38,900 | $3,599,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 174,903 | $3,598,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 652,547 | $3,596,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 226,200 | $3,594,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 103,900 | $3,592,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 73,878 | $3,592,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 422,200 | $3,589,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 140,000 | $3,587,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 306,402 | $3,582,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 48,400 | $3,573,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 103,000 | $3,571,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,912,000 | $3,571,000 | thousands by filing date | principal |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 28,300 | $3,569,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 261,946 | $3,568,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 48,112 | $3,568,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 224,400 | $3,566,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 144,900 | $3,562,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 90,617 | $3,560,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 124,115 | $3,556,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 115,233 | $3,546,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 395,271 | $3,546,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 184,918 | $3,540,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 96,300 | $3,538,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 120,000 | $3,534,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 146,900 | $3,534,000 | thousands by filing date | call |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,950,000 | $3,527,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 54,900 | $3,525,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 191,308 | $3,501,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 77,631 | $3,499,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 296,376 | $3,497,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 142,400 | $3,489,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 61,500 | $3,488,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 122,470 | $3,487,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 264,900 | $3,481,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 72,400 | $3,474,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 393,339 | $3,473,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 173,000 | $3,467,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 201,947 | $3,465,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 530,203 | $3,457,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 415,801 | $3,455,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 107,700 | $3,451,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 67,506 | $3,451,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 79,900 | $3,444,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 361,000 | $3,422,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 420,159 | $3,412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 45,303 | $3,407,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 62,200 | $3,407,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 138,789 | $3,399,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 61,621 | $3,398,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 85,130 | $3,393,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 131,468 | $3,382,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 55,712 | $3,372,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 41,700 | $3,371,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,909,000 | $3,364,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 175,100 | $3,362,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 74,446 | $3,346,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 35,371 | $3,343,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 26,600 | $3,342,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 213,039 | $3,341,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 34,400 | $3,339,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 35,192 | $3,338,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 716,160 | $3,337,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 253,570 | $3,336,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 204,500 | $3,327,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 145,286 | $3,326,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 90,126 | $3,324,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 77,400 | $3,314,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 322,742 | $3,309,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 90,000 | $3,298,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 101,900 | $3,291,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 618,520 | $3,284,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 411,300 | $3,282,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 760,900 | $3,279,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 44,100 | $3,275,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 51,800 | $3,273,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 28,100 | $3,262,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 24,600 | $3,253,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 840,409 | $3,244,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 15,524 | $3,243,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 128,168 | $3,238,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 21,300 | $3,234,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 159,567 | $3,227,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 63,900 | $3,225,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 54,900 | $3,222,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 130,322 | $3,216,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 374,088 | $3,213,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 49,562 | $3,211,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 52,200 | $3,206,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 16,000 | $3,205,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 62,759 | $3,194,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 130,000 | $3,185,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 181,228 | $3,184,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 258,268 | $3,184,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 238,077 | $3,183,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 131,234 | $3,182,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100,000 | $3,181,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 30,232 | $3,172,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 28,700 | $3,171,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 60,200 | $3,170,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 100,168 | $3,155,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 252,280 | $3,154,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 91,200 | $3,153,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 92,700 | $3,146,000 | thousands by filing date | put |
| VIRGIN AMER INC | 92765X208 | COM VTG | 58,800 | $3,146,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 91,284 | $3,142,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 77,733 | $3,138,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 33,100 | $3,135,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 747,473 | $3,132,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 71,029 | $3,129,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 222,316 | $3,128,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 241,263 | $3,122,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 73,700 | $3,120,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 41,000 | $3,116,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 137,493 | $3,100,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 35,800 | $3,098,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 81,348 | $3,098,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 289,746 | $3,097,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 175,400 | $3,091,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 140,772 | $3,087,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 64,464 | $3,085,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 3,316,000 | $3,085,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 217,673 | $3,082,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 297,744 | $3,079,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 32,200 | $3,078,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 105,600 | $3,078,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 183,346 | $3,076,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 60,200 | $3,075,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 182,385 | $3,075,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 481,042 | $3,069,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 365,834 | $3,066,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,300 | $3,052,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 318,929 | $3,052,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 338,827 | $3,050,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 57,607 | $3,043,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 35,901 | $3,043,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 75,000 | $3,043,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 58,600 | $3,040,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 256,600 | $3,036,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 67,324 | $3,033,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 63,700 | $3,032,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 61,309 | $3,026,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 690,964 | $3,026,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 119,507 | $3,025,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 289,931 | $3,021,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 1,564,000 | $3,019,000 | thousands by filing date | principal |
| PANERA BREAD CO | 69840W108 | CL A | 15,500 | $3,018,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 822,409 | $3,018,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 64,500 | $3,013,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 55,600 | $3,007,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 56,773 | $3,004,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 46,700 | $3,003,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 95,643 | $2,995,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 71,937 | $2,995,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 62,196 | $2,993,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 137,959 | $2,991,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 125,600 | $2,989,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 112,850 | $2,984,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 68,600 | $2,981,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 34,100 | $2,974,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 124,500 | $2,963,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 81,160 | $2,962,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 83,000 | $2,961,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 24,200 | $2,960,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 24,239 | $2,956,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 476,328 | $2,953,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 68,927 | $2,951,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 135,200 | $2,947,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 501,682 | $2,934,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 264,974 | $2,930,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 119,700 | $2,928,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 282,361 | $2,928,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 23,300 | $2,925,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |