13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGCO CORP | 001084102 | COM | 10,600 | $523,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 47,418 | $523,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 8,000 | $522,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 482,000 | $522,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 7,065 | $521,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 32,977 | $519,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 27,992 | $518,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50,200 | $518,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 57,400 | $518,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 22,181 | $518,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,600 | $517,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 177,800 | $517,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 26,373 | $517,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 140,900 | $517,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 7,500 | $517,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 12,500 | $516,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 25,162 | $516,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 30,500 | $516,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 1,472,527 | $516,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 512,000 | $516,000 | thousands by filing date | principal |
| OSHKOSH CORP COM | 688239201 | Stock | 9,200 | $515,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 306,502 | $515,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,375,394 | $515,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 451,312 | $514,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 9,583 | $513,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,000 | $512,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 8,700 | $510,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 17,070 | $510,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11,600 | $510,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 18,648 | $508,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 9,500 | $507,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,600 | $507,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 28,390 | $507,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,000 | $506,000 | thousands by filing date | call |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 16,952 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 10,773 | $504,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,358 | $502,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 140,549 | $502,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 435,771 | $501,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 152,046 | $500,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,600 | $499,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,044 | $499,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 33,237 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,295 | $498,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 200,920 | $498,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,849 | $497,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 21,100 | $496,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 72,183 | $496,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 126,100 | $496,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 19,280 | $496,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 11,701 | $495,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 97,621 | $495,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 11,626 | $495,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 31,500 | $495,000 | thousands by filing date | call |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 19,723 | $495,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,500 | $493,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,600 | $493,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,000 | $492,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 80,323 | $492,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 400,000 | $492,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,588 | $491,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 34,653 | $491,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,374 | $490,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 25,000 | $490,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 20,349 | $489,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 22,800 | $489,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 30,900 | $488,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 14,771 | $487,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 175,000 | $487,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,800 | $486,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 6,573 | $486,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 11,300 | $486,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X306 | COM | 29,765 | $486,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,792 | $483,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,900 | $481,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 33,132 | $480,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 29,111 | $479,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,400 | $479,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 14,300 | $479,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 135,308 | $479,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 11,126 | $478,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,300 | $478,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 36,300 | $477,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 29,107 | $477,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 17,000 | $476,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 4,914 | $476,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 7,180 | $476,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 37,536 | $476,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 190,204 | $476,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 67,594 | $475,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 16,700 | $474,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 10,300 | $473,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 39,717 | $473,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 21,100 | $473,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 48,514 | $472,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,328 | $472,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 25,137 | $471,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,500 | $468,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 35,884 | $467,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 41,390 | $467,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,800 | $466,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 31,900 | $466,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 35,663 | $466,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 7,687 | $466,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 24,500 | $466,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 61,007 | $465,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 265,708 | $465,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 22,058 | $464,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,700 | $463,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 132,800 | $463,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 40,400 | $462,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 30,153 | $462,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 15,900 | $462,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 37,500 | $462,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,500 | $461,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 14,800 | $459,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 19,300 | $459,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 77,697 | $459,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 17,947 | $459,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 23,044 | $459,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 375,000 | $459,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 9,600 | $458,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,781 | $457,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 39,899 | $457,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 26,300 | $457,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 134,986 | $457,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,800 | $456,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 29,000 | $456,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 61,428 | $455,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 15,300 | $455,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,600 | $455,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 95,202 | $455,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,332 | $454,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 8,803 | $454,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 23,851 | $453,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 9,743 | $453,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 103,015 | $453,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,900 | $452,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 1,888 | $452,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 31,002 | $451,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 27,372 | $451,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,200 | $450,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 68,076 | $450,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 11,901 | $450,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,000 | $449,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 13,000 | $449,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 9,800 | $449,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 150,000 | $449,000 | thousands by filing date | principal |
| GLOBANT S A | L44385109 | COM | 10,628 | $448,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 12,725 | $448,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 13,300 | $447,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,800 | $446,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 18,400 | $446,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 16,692 | $445,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 30,700 | $445,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 12,800 | $444,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 37,700 | $444,000 | thousands by filing date | call |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $444,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 14,979 | $443,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,036 | $443,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,000 | $442,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 36,764 | $442,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 9,100 | $440,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 18,500 | $440,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 18,008 | $440,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 26,460 | $440,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 10,558 | $439,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,530 | $438,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,500 | $438,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 144,921 | $437,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 58,920 | $437,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,388 | $436,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 52,653 | $436,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 16,400 | $436,000 | thousands by filing date | put |
| STONEGATE BANK | 861811107 | COM | 12,918 | $436,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 106,790 | $434,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 24,914 | $434,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,200 | $432,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 33,651 | $432,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 106,701 | $432,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 108,773 | $432,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 11,900 | $431,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,059 | $431,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 39,500 | $431,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 30,741 | $431,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,600 | $428,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223305 | CL B | 7,945 | $428,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,121 | $424,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 55,618 | $424,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,015 | $424,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 17,495 | $424,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,300 | $423,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 31,752 | $422,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 9,600 | $422,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 29,100 | $422,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,700 | $421,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 2,100 | $421,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 26,700 | $421,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 27,507 | $421,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,000 | $419,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 360,000 | $419,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 397,000 | $419,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 16,598 | $418,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 12,200 | $417,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 34,200 | $416,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 36,862 | $416,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 21,025 | $416,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 27,428 | $416,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 29,400 | $415,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 39,500 | $415,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 113,758 | $415,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 80,300 | $414,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,500 | $412,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 68,452 | $411,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 55,942 | $411,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 24,300 | $411,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 480,931 | $411,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 19,400 | $410,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,200 | $409,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 29,457 | $409,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 36,200 | $408,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 30,300 | $408,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 14,100 | $408,000 | thousands by filing date | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 33,970 | $408,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 374,000 | $408,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 18,600 | $407,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 10,500 | $407,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 53,322 | $407,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 31,594 | $407,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 15,500 | $407,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,315 | $406,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 24,690 | $406,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 195,000 | $406,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 16,400 | $406,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 21,300 | $406,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 381,000 | $406,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 54,800 | $405,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 4,000 | $404,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 38,812 | $404,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,800 | $404,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 46,500 | $404,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 90,207 | $403,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 17,313 | $403,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 17,075 | $403,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 63,400 | $402,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 63,404 | $402,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 67,712 | $401,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 20,500 | $401,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 12,356 | $400,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,500 | $399,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 29,206 | $399,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 20,397 | $399,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 144,316 | $399,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 40,281 | $399,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 53,610 | $398,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 17,536 | $398,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 16,118 | $396,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 22,489 | $395,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 22,900 | $394,000 | thousands by filing date | call |
| ISHARES TR | 46435G680 | CUR HED EU SML | 15,300 | $394,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 16,701 | $393,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 44,227 | $392,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 31,626 | $392,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 67,647 | $391,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 369,042 | $391,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 99,600 | $391,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 16,535 | $390,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,000 | $390,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 62,887 | $390,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 34,500 | $390,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 22,700 | $389,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,000 | $388,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 13,173 | $388,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 354,000 | $388,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 22,218 | $388,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 117,987 | $388,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,200 | $387,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 48,596 | $386,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 12,359 | $384,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,200 | $384,000 | thousands by filing date | call |
| USMD HLDGS INC | 903313104 | COM | 16,940 | $384,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,300 | $383,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 40,733 | $383,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,402 | $383,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 29,579 | $383,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 120,000 | $383,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 9,745 | $381,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 5,000 | $381,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,800 | $381,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 44,962 | $381,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 119,023 | $381,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 10,121 | $379,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 66,778 | $379,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,715 | $378,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 5,737 | $378,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,045 | $378,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 9,800 | $377,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,900 | $376,000 | thousands by filing date | put |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 18,988 | $376,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 23,440 | $375,000 | thousands by filing date | call |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 3,434 | $375,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 329,190 | $375,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 28,950 | $375,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 21,534 | $374,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 138,519 | $374,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 36,480 | $374,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 108,235 | $374,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 43,600 | $373,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 330,334 | $373,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 12,043 | $372,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 18,752 | $372,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 66,400 | $372,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,000 | $372,000 | thousands by filing date | call |
| Vanguard Growth | 922908736 | COM | 3,300 | $371,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 164,068 | $371,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,700 | $371,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 36,200 | $371,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,266 | $371,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 36,807 | $370,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 16,525 | $369,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 33,789 | $369,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,000 | $368,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 30,264 | $368,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 13,800 | $367,000 | thousands by filing date | put |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 7,538 | $367,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 447 | $367,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13,427 | $366,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 7,300 | $366,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 15,400 | $366,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,100 | $366,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 67,196 | $364,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 8,377 | $363,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 30,755 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 11,692 | $362,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 21,850 | $362,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,000 | $361,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 84,863 | $361,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,414 | $361,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 13,700 | $360,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 90,218 | $360,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,938 | $360,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 41,400 | $360,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 31,486 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,328 | $359,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 22,800 | $358,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 68,186 | $358,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 44,600 | $357,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,600 | $357,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 73,300 | $356,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,243 | $356,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 303,000 | $356,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 10,362 | $355,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 92,612 | $354,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 108,466 | $353,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 17,100 | $352,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 27,984 | $352,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 33,977 | $351,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 11,800 | $351,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,500 | $350,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,900 | $350,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 3,100 | $349,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 13,156 | $347,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 49,357 | $347,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,700 | $347,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 213,975 | $347,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,200 | $345,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 44,980 | $345,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 312,000 | $345,000 | thousands by filing date | principal |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 24,600 | $344,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 22,607 | $344,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 34,223 | $344,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,969 | $343,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 14,496 | $343,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 61,124 | $343,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 21,700 | $342,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 11,255 | $342,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,200 | $342,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 13,363 | $342,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,900 | $341,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,203 | $340,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 10,900 | $340,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 18,500 | $340,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 204,683 | $340,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 42,201 | $339,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,700 | $339,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,611 | $338,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 12,700 | $338,000 | thousands by filing date | call |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 14,845 | $338,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 18,478 | $336,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 22,181 | $336,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,600 | $335,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 67,200 | $335,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 12,276 | $334,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,550 | $334,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30,500 | $334,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 93,600 | $334,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 9,933 | $333,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,600 | $332,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,782 | $332,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 11,412 | $332,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 17,937 | $331,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,500 | $330,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 2,700 | $329,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 17,700 | $329,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 41,793 | $329,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 17,577 | $329,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,067 | $329,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 29,381 | $328,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13,032 | $328,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 52,068 | $328,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 100,845 | $327,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 22,606 | $326,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 132,300 | $326,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 26,206 | $326,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,900 | $325,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,270 | $325,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 131,421 | $325,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 40,900 | $325,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,700 | $324,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 27,162 | $324,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 188,785 | $323,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 9,800 | $322,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 38,728 | $322,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 10,000 | $322,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 22,721 | $322,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 10,700 | $322,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 84,400 | $322,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 41,918 | $321,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 12,900 | $321,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 230,000 | $320,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 7,200 | $319,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 32,584 | $318,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 600,000 | $318,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 4,700 | $317,000 | thousands by filing date | put |
| FTAI AVIATION LTD | 34960P101 | COM | 25,324 | $317,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 24,100 | $317,000 | thousands by filing date | put |
| OTELCO INC | 688823301 | CL A NEW | 74,175 | $317,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,100 | $316,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,200 | $315,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,837 | $315,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 197,640 | $315,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 93,378 | $315,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 114,445 | $315,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,057 | $314,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 12,937 | $314,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 201,134 | $314,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 28,208 | $314,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 50,000 | $314,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 16,701 | $313,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 33,311 | $313,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 43,568 | $313,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 249,000 | $313,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 18,200 | $312,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 26,680 | $312,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,095 | $311,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 350,000 | $311,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,100 | $310,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 25,000 | $310,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 48,300 | $310,000 | thousands by filing date | call |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 8,896 | $309,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,300 | $309,000 | thousands by filing date | put |
| COGINT INC | 19241Q101 | COM | 60,731 | $309,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,050 | $308,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 6,700 | $308,000 | thousands by filing date | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 21,500 | $308,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,281 | $308,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,000 | $307,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 75,500 | $306,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 44,395 | $306,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 10,300 | $306,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 7,415 | $306,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,900 | $305,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 8,542 | $305,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,900 | $305,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 36,600 | $304,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 21,838 | $303,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,400 | $302,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 4,500 | $302,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 53,520 | $302,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 41,800 | $301,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 52,500 | $301,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 12,138 | $301,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,500 | $300,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 6,686 | $300,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 33,200 | $300,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 21,300 | $300,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 16,252 | $299,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,593 | $298,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 65,376 | $297,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,732 | $297,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,700 | $296,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 26,709 | $296,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 93,129 | $296,000 | thousands by filing date | |
| SPDR MSCI SOUTH KOREA STRATEGICFACTORS ETF | 78463X277 | ETF | 10,501 | $296,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,335 | $295,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 24,134 | $295,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,900 | $293,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 17,600 | $293,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 16,714 | $293,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 334,000 | $293,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |