13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 382,941 | $9,451,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 314,165 | $9,428,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 215,373 | $9,426,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 784,678 | $9,416,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 140,075 | $9,402,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 494,352 | $9,388,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 338,599 | $9,386,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 535,587 | $9,373,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 744,149 | $9,339,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 320,300 | $9,337,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 511,298 | $9,301,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 156,939 | $9,295,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 63,200 | $9,278,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 130,700 | $9,276,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 196,059 | $9,272,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 883,756 | $9,271,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 295,536 | $9,262,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 237,217 | $9,251,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 83,599 | $9,241,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 9,500,000 | $9,233,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 419,303 | $9,229,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 239,684 | $9,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 250,074 | $9,190,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 797,645 | $9,181,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 280,000 | $9,176,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 111,256 | $9,162,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 402,700 | $9,161,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,005,982 | $9,154,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 513,949 | $9,153,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 315,329 | $9,145,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,198,278 | $9,143,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 113,000 | $9,142,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 192,956 | $9,123,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 500,000 | $9,110,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 66,900 | $9,107,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 1,043,013 | $9,095,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,417,677 | $9,087,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 443,671 | $9,086,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 552,176 | $9,072,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32,700 | $9,047,000 | thousands by filing date | put |
| CORIUM INTL INC | 21887L107 | COM | 1,606,980 | $9,047,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 497,301 | $9,031,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 536,544 | $9,014,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 69,000 | $8,992,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 293,268 | $8,992,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 164,765 | $8,975,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 529,500 | $8,954,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 160,300 | $8,954,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 393,400 | $8,950,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 120,928 | $8,931,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 369,037 | $8,920,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 126,880 | $8,902,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 122,500 | $8,897,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 640,443 | $8,896,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 78,000 | $8,871,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 656,631 | $8,870,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 379,167 | $8,861,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 288,346 | $8,855,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 605,606 | $8,848,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 947,400 | $8,840,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 352,028 | $8,829,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 229,100 | $8,818,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 142,200 | $8,815,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 161,700 | $8,814,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 291,000 | $8,811,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 618,501 | $8,807,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 162,090 | $8,800,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,519,830 | $8,799,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 100,138 | $8,778,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 286,900 | $8,750,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 427,575 | $8,748,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 260,946 | $8,720,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 312,266 | $8,706,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 484,693 | $8,700,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,213,227 | $8,698,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 185,707 | $8,685,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 293,466 | $8,683,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 180,677 | $8,668,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,433,600 | $8,659,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 523,600 | $8,650,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 586,500 | $8,639,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 358,200 | $8,618,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 139,031 | $8,609,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,258,177 | $8,593,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 487,558 | $8,591,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 950,896 | $8,587,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 219,871 | $8,584,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 107,230 | $8,564,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 473,700 | $8,541,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 219,900 | $8,521,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 190,796 | $8,505,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 284,570 | $8,480,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 190,366 | $8,464,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 486,542 | $8,451,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 142,027 | $8,443,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 479,600 | $8,422,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 446,523 | $8,412,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 167,583 | $8,403,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,396,000 | $8,375,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 503,100 | $8,372,000 | thousands by filing date | put |
| POPEYES LA KITCHEN INC | 732872106 | COM | 157,485 | $8,368,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 207,051 | $8,365,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 287,458 | $8,345,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 496,100 | $8,330,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 254,430 | $8,322,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 219,200 | $8,319,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 91,781 | $8,297,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,340,185 | $8,282,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 151,000 | $8,266,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 153,800 | $8,265,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 376,081 | $8,259,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,248,656 | $8,253,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 285,400 | $8,242,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 349,103 | $8,218,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 123,737 | $8,209,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 419,491 | $8,206,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 49,734 | $8,185,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,319,375 | $8,180,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 291,800 | $8,176,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 250,998 | $8,170,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 48,108 | $8,150,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 578,710 | $8,137,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 369,521 | $8,130,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 160,679 | $8,128,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 121,300 | $8,119,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 538,169 | $8,119,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 44,500 | $8,084,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 320,148 | $8,080,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 7,781,000 | $8,078,000 | thousands by filing date | principal |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 222,810 | $8,068,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 45,000 | $8,060,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 161,677 | $8,058,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 615,001 | $8,045,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 147,500 | $8,028,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 125,800 | $8,021,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 152,100 | $7,999,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 209,600 | $7,990,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 149,842 | $7,984,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 326,936 | $7,955,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 275,404 | $7,951,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 158,907 | $7,929,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 53,878 | $7,926,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 290,997 | $7,909,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 87,009 | $7,907,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 332,400 | $7,904,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 254,700 | $7,901,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 435,000 | $7,887,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 551,799 | $7,880,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 227,400 | $7,879,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,585,300 | $7,863,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 395,791 | $7,861,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 81,500 | $7,851,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 347,818 | $7,840,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 75,000 | $7,829,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 98,002 | $7,824,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 494,200 | $7,813,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 157,800 | $7,803,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 164,100 | $7,765,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 282,800 | $7,757,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 270,000 | $7,744,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 335,702 | $7,741,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 449,210 | $7,735,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 165,990 | $7,727,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 239,686 | $7,723,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 142,200 | $7,704,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 156,760 | $7,694,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 60,777 | $7,688,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 104,390 | $7,687,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,960,000 | $7,685,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,645,043 | $7,682,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,280,252 | $7,662,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 125,393 | $7,659,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,307,400 | $7,648,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 323,258 | $7,646,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 9,172 | $7,614,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 101,420 | $7,610,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,182,792 | $7,605,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 188,920 | $7,587,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 67,500 | $7,571,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 325,473 | $7,564,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 55,133 | $7,547,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 109,000 | $7,541,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50,444 | $7,538,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 218,122 | $7,534,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 226,799 | $7,530,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 317,928 | $7,522,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,745,200 | $7,522,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,499,000 | $7,519,000 | thousands by filing date | principal |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 302,700 | $7,507,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 516,292 | $7,497,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 445,282 | $7,481,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 60,129 | $7,457,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,488,419 | $7,457,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150,000 | $7,455,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 288,500 | $7,443,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 73,500 | $7,439,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 921,372 | $7,426,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 113,380 | $7,413,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 92,900 | $7,410,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 761,566 | $7,403,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 192,200 | $7,398,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 299,700 | $7,397,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 144,100 | $7,392,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,338,300 | $7,361,000 | thousands by filing date | call |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,815,000 | $7,360,000 | thousands by filing date | principal |
| HSN INC | 404303109 | COM | 184,868 | $7,358,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,482,800 | $7,355,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 308,600 | $7,339,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 506,563 | $7,334,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 77,000 | $7,331,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 276,141 | $7,329,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 272,370 | $7,327,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 185,500 | $7,325,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 350,068 | $7,316,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 435,000 | $7,308,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 516,282 | $7,295,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 272,901 | $7,292,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 198,941 | $7,265,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 786,800 | $7,254,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 135,000 | $7,252,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 91,000 | $7,245,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 553,625 | $7,242,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 134,779 | $7,242,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 429,400 | $7,235,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 335,644 | $7,226,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 52,595 | $7,212,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 6,251,000 | $7,212,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 182,952 | $7,194,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 101,500 | $7,159,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 313,707 | $7,153,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 794,882 | $7,146,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 594,422 | $7,139,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 404,900 | $7,134,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 88,300 | $7,133,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 147,047 | $7,118,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 508,869 | $7,114,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 511,500 | $7,095,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 55,976 | $7,083,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 318,577 | $7,082,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 616,014 | $7,053,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 465,695 | $7,046,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 166,800 | $7,034,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 330,870 | $7,031,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 172,433 | $7,028,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 56,000 | $7,017,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 378,632 | $7,008,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 73,600 | $7,007,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 241,771 | $7,005,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 89,100 | $6,993,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 110,871 | $6,988,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 93,300 | $6,977,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 433,354 | $6,955,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,665,100 | $6,943,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 88,100 | $6,915,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 220,800 | $6,904,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 425,625 | $6,900,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 408,000 | $6,899,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 389,485 | $6,898,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 480,800 | $6,890,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 491,303 | $6,883,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 953,799 | $6,877,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 188,485 | $6,870,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 349,993 | $6,870,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,576,275 | $6,858,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 34,500 | $6,855,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 217,536 | $6,835,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 508,594 | $6,830,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 858,757 | $6,827,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 90,500 | $6,815,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 159,065 | $6,803,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 703,533 | $6,789,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 663,165 | $6,778,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 345,900 | $6,766,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 173,600 | $6,751,000 | thousands by filing date | put |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 4,178,000 | $6,732,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 77,600 | $6,731,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 598,834 | $6,695,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 150,985 | $6,687,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 648,550 | $6,680,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,465 | $6,672,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 35,900 | $6,665,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 122,375 | $6,664,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 84,400 | $6,662,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 128,000 | $6,651,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 89,200 | $6,648,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 104,369 | $6,648,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 130,500 | $6,636,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 41,700 | $6,633,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 373,664 | $6,625,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 27,500 | $6,621,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 808,028 | $6,618,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 57,700 | $6,598,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 574,900 | $6,594,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,138,500 | $6,592,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 157,900 | $6,584,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 89,237 | $6,577,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 258,604 | $6,571,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27,600 | $6,568,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100,000 | $6,557,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 330,531 | $6,557,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 195,130 | $6,553,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 58,268 | $6,545,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 136,300 | $6,540,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 463,563 | $6,537,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 382,712 | $6,530,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 113,254 | $6,526,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 146,249 | $6,523,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 169,027 | $6,518,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,018,400 | $6,518,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 676,156 | $6,517,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 339,560 | $6,506,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 207,644 | $6,504,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 80,689 | $6,501,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 290,300 | $6,497,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 109,683 | $6,492,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 86,800 | $6,490,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,768,094 | $6,489,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 791,313 | $6,488,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 609,605 | $6,487,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200,600 | $6,479,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 52,831 | $6,475,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 87,961 | $6,475,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 100,500 | $6,468,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 234,000 | $6,456,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 65,080 | $6,453,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 219,874 | $6,444,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 133,670 | $6,443,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 57,086 | $6,442,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 95,000 | $6,439,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 2,715,965 | $6,436,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 84,628 | $6,431,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 888,731 | $6,416,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 916,608 | $6,416,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 168,000 | $6,404,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 97,400 | $6,400,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 94,800 | $6,385,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 411,095 | $6,384,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 85,574 | $6,372,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 114,606 | $6,369,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 484,000 | $6,369,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 40,000 | $6,362,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 201,000 | $6,352,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 408,700 | $6,347,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 79,981 | $6,333,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 41,700 | $6,332,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 373,310 | $6,317,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 201,600 | $6,298,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 234,250 | $6,294,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 164,008 | $6,282,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 290,708 | $6,279,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 75,848 | $6,264,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 784,598 | $6,261,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 374,370 | $6,248,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 534,139 | $6,228,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 236,791 | $6,225,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,854,817 | $6,214,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 71,600 | $6,211,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 50,746 | $6,210,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 379,040 | $6,205,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 261,644 | $6,177,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 863,575 | $6,174,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 346,002 | $6,162,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 75,000 | $6,146,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 179,575 | $6,143,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 106,100 | $6,140,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 115,800 | $6,136,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 1,066,802 | $6,134,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 575,000 | $6,130,000 | thousands by filing date | put |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 247,484 | $6,128,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 75,041 | $6,126,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 243,003 | $6,119,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 127,044 | $6,118,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 73,010 | $6,116,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 432,300 | $6,100,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,274,000 | $6,085,000 | thousands by filing date | principal |
| FERROGLOBE PLC | G33856108 | SHS | 673,667 | $6,084,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 171,522 | $6,084,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 91,090 | $6,084,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 182,700 | $6,067,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 371,400 | $6,061,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 306,206 | $6,057,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 135,876 | $6,053,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 49,630 | $6,051,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 64,641 | $6,050,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 542,807 | $6,041,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 123,831 | $6,038,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 511,980 | $6,036,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 77,900 | $6,032,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 263,098 | $6,030,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 263,989 | $6,029,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 137,400 | $6,011,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 77,400 | $5,993,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 485,262 | $5,989,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 332,270 | $5,988,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 308,695 | $5,982,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 376,086 | $5,979,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 201,000 | $5,972,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 174,896 | $5,971,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 550,118 | $5,969,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 940,338 | $5,952,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 172,700 | $5,950,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 42,952 | $5,942,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 410,406 | $5,930,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 760,279 | $5,923,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 101,500 | $5,909,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 674,800 | $5,898,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 249,500 | $5,863,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 96,308 | $5,856,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 220,151 | $5,843,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 86,287 | $5,842,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 5,968,000 | $5,834,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 383,159 | $5,817,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 88,758 | $5,808,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 353,500 | $5,794,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 240,738 | $5,778,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 60,796 | $5,773,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 78,500 | $5,758,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 121,369 | $5,757,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 79,208 | $5,755,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 161,155 | $5,750,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 708,213 | $5,743,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 108,020 | $5,741,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 115,055 | $5,741,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 70,900 | $5,736,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 72,333 | $5,734,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 241,423 | $5,731,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 187,477 | $5,727,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 244,778 | $5,720,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 105,400 | $5,711,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 127,632 | $5,704,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 173,218 | $5,694,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 357,485 | $5,687,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 388,300 | $5,673,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 216,511 | $5,672,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 50,195 | $5,667,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,619,581 | $5,653,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 136,665 | $5,639,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 58,730 | $5,628,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 173,005 | $5,609,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 342,206 | $5,609,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 126,516 | $5,607,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 260,986 | $5,603,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 301,074 | $5,600,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 86,560 | $5,598,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 155,000 | $5,588,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 75,170 | $5,570,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 175,409 | $5,562,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 86,400 | $5,558,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 444,635 | $5,558,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 55,500 | $5,554,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 69,800 | $5,553,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 150,740 | $5,546,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 119,138 | $5,543,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 110,480 | $5,539,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 161,900 | $5,539,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 435,000 | $5,520,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,000,000 | $5,510,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 173,857 | $5,501,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 218,336 | $5,500,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 207,720 | $5,498,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 118,840 | $5,486,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 270,134 | $5,486,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 85,200 | $5,483,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 227,157 | $5,472,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 593,396 | $5,472,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 82,696 | $5,465,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 300,232 | $5,449,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 509,525 | $5,447,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 9,319 | $5,442,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 91,698 | $5,440,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 641,076 | $5,430,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 50,195 | $5,425,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 55,817 | $5,424,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 176,970 | $5,420,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 46,700 | $5,419,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 256,600 | $5,419,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 129,298 | $5,419,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 181,084 | $5,416,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 29,800 | $5,413,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 534,980 | $5,409,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 103,846 | $5,399,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 80,600 | $5,398,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 424,409 | $5,394,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 129,300 | $5,392,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 206,504 | $5,388,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 127,400 | $5,372,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 146,900 | $5,371,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 220,400 | $5,367,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 101,908 | $5,367,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 83,760 | $5,366,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 125,400 | $5,361,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 138,200 | $5,355,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 133,440 | $5,344,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 52,700 | $5,330,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 52,600 | $5,322,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 370,623 | $5,319,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 153,413 | $5,316,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 358,100 | $5,314,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 42,600 | $5,310,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 105,900 | $5,309,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |