13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,993 holding rows worth $330,238,227,000.
- Accession
- 0000769993-16-001820
- Filer
- CIK 886982
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,329 entries on the cover page, a total value of $330,238,227,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,238,227,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 140,066 | $17,435,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 234,500 | $17,386,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 153,100 | $17,383,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 282,983 | $17,378,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 48,200 | $17,364,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 347,052 | $17,338,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 432,871 | $17,332,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 468,000 | $17,316,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 151,129 | $17,304,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 730,900 | $17,286,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,863,571 | $17,257,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 498,109 | $17,225,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 506,753 | $17,219,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,670,246 | $17,204,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 210,300 | $17,171,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 692,160 | $17,152,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 200,800 | $17,112,000 | thousands by filing date | put |
| iShares U.S. Technology ETF | 464287721 | SHS | 143,782 | $17,110,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 181,400 | $17,104,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 921,735 | $17,098,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 541,939 | $17,071,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 354,273 | $17,068,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 460,000 | $17,043,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 558,300 | $17,028,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 1,678,800 | $17,023,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 812,331 | $17,018,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 423,260 | $16,998,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 139,100 | $16,994,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 421,400 | $16,978,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 180,000 | $16,972,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,067,975 | $16,970,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 540,100 | $16,965,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 282,051 | $16,895,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,012,718 | $16,893,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 380,200 | $16,892,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,124,403 | $16,868,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 219,744 | $16,836,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 236,550 | $16,822,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,476,549 | $16,803,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,352,132 | $16,793,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 273,000 | $16,765,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 734,622 | $16,705,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 484,543 | $16,697,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 613,661 | $16,692,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 898,714 | $16,689,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,125,893 | $16,674,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 246,468 | $16,671,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 241,679 | $16,668,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 563,323 | $16,522,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 124,037 | $16,497,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 956,776 | $16,494,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 630,416 | $16,460,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 372,400 | $16,427,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,932,302 | $16,425,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 180,700 | $16,409,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,103,762 | $16,336,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 200,000 | $16,330,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 441,943 | $16,320,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 428,196 | $16,280,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 918,600 | $16,278,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 983,700 | $16,251,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 915,941 | $16,240,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 459,945 | $16,222,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,014,298 | $16,199,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 389,352 | $16,182,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 204,177 | $16,099,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 361,800 | $16,028,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 1,017,229 | $15,970,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 212,900 | $15,957,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,131,948 | $15,949,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 603,938 | $15,926,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 541,877 | $15,877,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 380,361 | $15,861,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 166,515 | $15,854,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 174,300 | $15,828,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 362,400 | $15,801,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 1,072,518 | $15,798,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 947,100 | $15,798,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 337,996 | $15,706,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 135,200 | $15,689,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 288,000 | $15,676,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 87,500 | $15,672,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 579,600 | $15,667,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 419,007 | $15,642,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 15,245,000 | $15,607,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 353,135 | $15,584,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 278,800 | $15,574,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,158,198 | $15,532,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 259,888 | $15,531,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 531,800 | $15,502,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 447,650 | $15,493,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 154,527 | $15,490,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 585,961 | $15,487,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 204,100 | $15,436,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 191,900 | $15,360,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 530,701 | $15,349,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 473,303 | $15,349,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 552,893 | $15,337,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 311,253 | $15,320,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 156,294 | $15,319,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 401,900 | $15,312,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 829,323 | $15,285,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,387,743 | $15,282,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,771,028 | $15,273,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,255,584 | $15,268,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 218,100 | $15,265,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 255,714 | $15,245,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 341,964 | $15,244,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 210,700 | $15,240,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 219,100 | $15,221,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,427,300 | $15,219,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 551,950 | $15,212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 186,429 | $15,205,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 284,124 | $15,203,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 674,880 | $15,191,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,096,663 | $15,178,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 724,772 | $15,133,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,182,572 | $15,125,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 125,100 | $15,082,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 421,369 | $15,047,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 296,271 | $15,036,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 771,708 | $15,033,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 390,605 | $15,011,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 630,500 | $14,911,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 539,026 | $14,872,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 528,444 | $14,870,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 327,162 | $14,863,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 15,000,000 | $14,859,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 610,200 | $14,858,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 285,901 | $14,856,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 826,800 | $14,841,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 1,350,000 | $14,837,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 3,442,508 | $14,837,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 111,880 | $14,792,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 264,559 | $14,752,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 466,091 | $14,733,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 230,468 | $14,723,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 402,000 | $14,697,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 486,633 | $14,681,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 517,200 | $14,663,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 314,000 | $14,623,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 228,700 | $14,609,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 1,017,500 | $14,581,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 582,848 | $14,577,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 228,576 | $14,570,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 335,252 | $14,500,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 884,500 | $14,497,000 | thousands by filing date | call |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 1,815,346 | $14,486,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 840,331 | $14,437,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 236,949 | $14,432,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 323,192 | $14,428,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,003,150 | $14,415,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 434,778 | $14,413,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 307,700 | $14,397,000 | thousands by filing date | call |
| PARKWAY PPTYS INC | 70159Q104 | COM | 846,043 | $14,391,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 617,646 | $14,373,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 830,124 | $14,353,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 244,412 | $14,352,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 338,351 | $14,346,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 311,480 | $14,343,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 324,600 | $14,318,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 85,500 | $14,257,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 632,853 | $14,233,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,378,700 | $14,224,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 141,900 | $14,224,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 980,562 | $14,199,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 124,587 | $14,179,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,164,700 | $14,163,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 943,173 | $14,119,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 52,400 | $14,114,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 266,705 | $14,098,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 436,894 | $14,090,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 174,750 | $14,068,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 483,272 | $14,024,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 297,038 | $14,005,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 639,624 | $14,002,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,295,967 | $13,997,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 479,800 | $13,986,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 265,900 | $13,984,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 840,162 | $13,980,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AV4 | NOTE 5.750% 3/1 | 13,626,000 | $13,967,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 259,900 | $13,936,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 176,428 | $13,934,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 163,400 | $13,925,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 355,051 | $13,911,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 546,613 | $13,906,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 123,522 | $13,887,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 412,283 | $13,886,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 436,553 | $13,843,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,117,776 | $13,793,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 203,600 | $13,780,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 500,000 | $13,775,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,047,975 | $13,770,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 340,727 | $13,762,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 131,600 | $13,755,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 74,000 | $13,738,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 217,400 | $13,735,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 312,200 | $13,690,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 246,139 | $13,663,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 819,100 | $13,663,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 57,400 | $13,660,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 514,700 | $13,650,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 187,752 | $13,639,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 143,878 | $13,599,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 743,164 | $13,577,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 326,714 | $13,555,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 414,243 | $13,542,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 305,700 | $13,539,000 | thousands by filing date | call |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 629,291 | $13,528,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 99,123 | $13,527,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,103,792 | $13,511,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 470,193 | $13,489,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 908,800 | $13,487,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 460,200 | $13,475,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 413,762 | $13,464,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 284,322 | $13,454,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 555,878 | $13,452,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 886,485 | $13,404,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 14,696,000 | $13,392,000 | thousands by filing date | principal |
| GRACO INC COM | 384109104 | Stock | 180,860 | $13,384,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,294,509 | $13,347,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 108,800 | $13,332,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 523,296 | $13,307,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 134,793 | $13,275,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 991,597 | $13,248,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 83,100 | $13,240,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 9,582,000 | $13,229,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 63,800 | $13,207,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 276,502 | $13,206,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,405,515 | $13,184,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 243,771 | $13,180,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 272,863 | $13,179,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 665,642 | $13,166,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 806,045 | $13,154,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 722,697 | $13,124,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 945,700 | $13,117,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 184,600 | $13,101,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,746,710 | $13,047,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 183,900 | $13,015,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 1,183,124 | $13,003,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 374,773 | $12,993,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 187,446 | $12,970,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 265,400 | $12,957,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,490,050 | $12,948,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,917,120 | $12,940,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 480,666 | $12,930,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 206,311 | $12,919,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 242,100 | $12,916,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 484,577 | $12,885,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 281,190 | $12,859,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 347,935 | $12,807,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,030,200 | $12,754,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 153,076 | $12,747,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 835,310 | $12,680,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 138,746 | $12,663,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 458,600 | $12,657,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 287,506 | $12,645,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 100,500 | $12,637,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 333,789 | $12,633,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 505,415 | $12,630,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 193,485 | $12,628,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 399,600 | $12,627,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 480,015 | $12,625,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 26,220 | $12,622,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 407,621 | $12,616,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 710,356 | $12,594,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,441,056 | $12,572,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,818,800 | $12,568,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 566,123 | $12,562,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 344,500 | $12,505,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 161,441 | $12,498,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 184,355 | $12,496,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 550,100 | $12,465,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 540,918 | $12,457,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 626,028 | $12,452,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 839,025 | $12,451,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 440,984 | $12,409,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 611,134 | $12,388,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 912,299 | $12,380,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 948,138 | $12,364,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 957,672 | $12,354,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 983,924 | $12,348,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 195,100 | $12,336,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,901,246 | $12,320,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 97,245 | $12,290,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 637,997 | $12,287,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 384,537 | $12,274,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,030,405 | $12,262,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 161,543 | $12,245,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 499,120 | $12,243,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 405,346 | $12,241,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 324,500 | $12,234,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 657,877 | $12,217,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 286,700 | $12,205,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 208,900 | $12,196,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 82,969 | $12,143,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 317,400 | $12,118,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 178,400 | $12,092,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 540,238 | $12,090,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 490,378 | $12,073,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 14,575,000 | $12,043,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 161,100 | $12,029,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 118,584 | $12,026,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,917,600 | $12,023,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 106,558 | $12,015,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,213,300 | $11,975,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 819,701 | $11,968,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 740,763 | $11,956,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 869,585 | $11,948,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 391,481 | $11,933,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 194,413 | $11,931,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 258,721 | $11,927,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 161,700 | $11,903,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,145,677 | $11,899,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 176,480 | $11,882,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,790,300 | $11,870,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 423,395 | $11,863,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,961,004 | $11,844,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 514,038 | $11,838,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 445,148 | $11,836,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,116,776 | $11,826,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 193,340 | $11,764,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 383,521 | $11,759,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 12,555,000 | $11,756,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 101,903 | $11,740,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 246,151 | $11,724,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 284,149 | $11,701,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 804,818 | $11,678,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 445,441 | $11,661,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 48,400 | $11,654,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 267,477 | $11,654,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 87,384 | $11,598,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,401,000 | $11,597,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 685,021 | $11,591,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 638,560 | $11,558,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 250,000 | $11,545,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 146,100 | $11,532,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 451,747 | $11,510,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 162,500 | $11,461,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 450,729 | $11,453,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 263,018 | $11,444,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 537,500 | $11,395,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 218,730 | $11,372,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,047,000 | $11,370,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 407,505 | $11,369,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 99,000 | $11,340,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 344,667 | $11,336,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 240,062 | $11,333,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,901,157 | $11,331,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 375,700 | $11,327,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 344,300 | $11,314,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 292,000 | $11,295,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 89,526 | $11,291,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 292,955 | $11,221,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 449,490 | $11,214,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 215,800 | $11,196,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 692,730 | $11,160,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 69,900 | $11,137,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 397,300 | $11,132,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 1,801,000 | $11,130,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 299,879 | $11,120,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 163,219 | $11,112,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 510,377 | $11,101,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 142,900 | $11,070,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 811,007 | $11,045,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 711,300 | $11,025,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 527,170 | $11,018,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 350,436 | $11,011,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 482,711 | $11,011,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 125,170 | $11,007,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 255,100 | $10,997,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 333,218 | $10,996,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 89,700 | $10,992,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 215,145 | $10,990,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 560,131 | $10,973,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 403,199 | $10,967,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 171,500 | $10,954,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 386,554 | $10,947,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 557,085 | $10,935,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,581,200 | $10,926,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 464,588 | $10,917,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,076,400 | $10,915,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 114,297 | $10,914,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 65,400 | $10,905,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 150,141 | $10,903,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,627,000 | $10,901,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 30,000 | $10,874,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 480,659 | $10,868,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 700,845 | $10,863,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 238,449 | $10,833,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 69,800 | $10,830,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 369,500 | $10,819,000 | thousands by filing date | call |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 9,925,000 | $10,818,000 | thousands by filing date | principal |
| BEST BUY INC COM | 086516101 | Stock | 282,700 | $10,793,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 91,394 | $10,759,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 206,800 | $10,756,000 | thousands by filing date | put |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 229,603 | $10,731,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 65,393 | $10,712,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 11,536,000 | $10,685,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 372,355 | $10,642,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 130,886 | $10,638,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 933,509 | $10,633,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 84,200 | $10,621,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 176,918 | $10,598,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 268,000 | $10,583,000 | thousands by filing date | put |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 172,835 | $10,579,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 159,900 | $10,565,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 272,400 | $10,536,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 412,000 | $10,518,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 49,100 | $10,505,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 903,896 | $10,494,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 151,530 | $10,485,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 641,515 | $10,482,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 328,767 | $10,478,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 95,102 | $10,470,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,407,669 | $10,445,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 74,028 | $10,444,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 155,496 | $10,426,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 572,412 | $10,418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 133,001 | $10,370,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 302,800 | $10,359,000 | thousands by filing date | put |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 686,999 | $10,339,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 506,259 | $10,337,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 601,500 | $10,304,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 191,504 | $10,285,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 83,155 | $10,279,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 195,800 | $10,274,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 145,000 | $10,262,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 9,917,000 | $10,241,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 329,783 | $10,240,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 77,448 | $10,229,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 241,209 | $10,212,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 657,500 | $10,211,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 483,410 | $10,176,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 546,782 | $10,175,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 384,955 | $10,166,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 320,310 | $10,151,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 614,983 | $10,148,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 191,334 | $10,146,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 138,177 | $10,144,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100,600 | $10,084,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 242,770 | $10,070,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 725,520 | $10,049,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 111,400 | $10,036,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 434,442 | $10,027,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,143,669 | $10,019,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 128,202 | $10,009,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 234,600 | $9,987,000 | thousands by filing date | put |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 10,005,000 | $9,986,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 155,100 | $9,985,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 659,757 | $9,983,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 112,700 | $9,981,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 73,882 | $9,943,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 831,339 | $9,935,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 255,300 | $9,929,000 | thousands by filing date | call |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 577,373 | $9,913,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 109,800 | $9,892,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 162,200 | $9,891,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 291,667 | $9,864,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 130,300 | $9,855,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 736,572 | $9,841,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 301,159 | $9,824,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 180,725 | $9,819,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 601,500 | $9,816,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 134,539 | $9,777,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 710,384 | $9,774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 231,000 | $9,764,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 184,693 | $9,761,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 144,200 | $9,759,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 853,061 | $9,750,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 203,800 | $9,731,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 257,842 | $9,731,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 316,079 | $9,728,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 835,307 | $9,723,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 307,400 | $9,705,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 332,624 | $9,696,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 407,656 | $9,694,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 231,615 | $9,679,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 143,710 | $9,672,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,779,411 | $9,672,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 261,100 | $9,661,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 367,719 | $9,660,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 279,300 | $9,658,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 594,688 | $9,605,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 315,997 | $9,600,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 615,980 | $9,597,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 373,179 | $9,591,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 178,300 | $9,582,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 836,500 | $9,570,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 99,287 | $9,565,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 192,027 | $9,551,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 343,200 | $9,534,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 217,900 | $9,533,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 358,500 | $9,533,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 79,500 | $9,527,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,975,000 | $9,515,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 225,000 | $9,511,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,284,100 | $9,502,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 485,200 | $9,491,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,419,000 | $9,490,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001820 | this filing | 2016-11-14 | acceptance time not in the bulk data set |